Scope
Define who is covered (employees, contractors, applicants) and which locations and interactions are governed by the policy, including off-duty and remote conduct that affects the workplace.
A written policy reduces legal risk, helps meet regulatory posting and training obligations, supports workplace inclusion, and creates a repeatable complaint and investigation process. It documents the employer’s commitment to equal treatment and provides a defensible record if a claim is filed with a regulator or court.
Typical users include HR professionals, compliance officers, in-house counsel, and senior managers responsible for employee relations.
The policy should be reviewed periodically and approved by senior leadership and legal counsel to ensure alignment with federal and state obligations.
The HR Manager oversees policy administration, records complaint intake, initiates investigations, documents outcomes, and ensures training is delivered. They maintain the central policy file and coordinate with legal counsel as needed.
Company counsel reviews policy language for legal sufficiency, advises on state-specific requirements, handles high-risk incidents, and signs off on formal updates to minimize litigation risk.
Define who is covered (employees, contractors, applicants) and which locations and interactions are governed by the policy, including off-duty and remote conduct that affects the workplace.
List federally protected classes (race, color, religion, sex, national origin, age, disability, genetic information) and include any state or local protected categories that apply.
Provide multiple reporting channels, contact information, and an option for anonymous reporting where allowed, plus expected timelines for initial response.
Describe how complaints are investigated, who conducts investigations, evidence gathering, confidentiality limits, and expected timeframes for resolution.
State a clear prohibition on retaliation and explain protections available to those who report or participate in investigations.
Outline potential disciplinary measures, how corrective actions are determined, and the process for documenting outcomes and follow-up.
| Field | Configuration |
|---|---|
| Document Format | PDF/A or DOCX |
| Signer Authentication | Email link or SMS code |
| Acknowledgement Field | Checkbox + signature + date |
| Retention Setting | Save signed copy to HR files |
Choose a platform that supports legal e-signatures, secure storage, and an audit trail to document employee acknowledgement.
Collect signed acknowledgement forms for each employee, timestamped and stored with the policy to show training completion and acceptance of the terms.
Retain original intake forms, summaries of interviews, witness statements, and evidence collected during investigations in a single secure file.
Document findings, corrective actions, and follow-up steps to demonstrate consistent application of policy and remedial measures.
Keep copies of presentations, attendance rosters, and quiz results to prove periodic training and employee understanding.
A small HR team implemented a concise policy to unify practices across offices
Medical employer added HIPAA coordination language to its non-discrimination policy
| signNow | DocuSign | Adobe Sign | PandaDoc | HelloSign | |
|---|---|---|---|---|---|
| Starting Price | $8/user/mo | $15/user/mo | $14/user/mo | $19/user/mo | $15/user/mo |
| Free Trial | 7-day trial | Verify | Verify | Verify | Verify |
| Bulk Send | Yes | Yes | Yes | Yes | Verify |
| Audit Trail | Yes | Yes | Yes | Yes | Yes |
| HIPAA Compliant | Yes | Yes | Yes | No | No |
| Envelope Cap | No cap | 100 envelopes/user/year | Varies by plan | Varies by plan | Varies by plan |