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HR Statement of Integrity

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HR STATEMENT OF INTEGRITY

Personal Information

Position Information

Proposed Start Date:   Salary (annual):

Statement of Integrity — Mandatory Acknowledgements

As a condition of employment and continued association with the organization, I acknowledge and agree to abide by the following standards. I understand that violation of these commitments may result in discipline up to and including termination, restitution, and/or civil or criminal prosecution where applicable.

Compliance with Laws: I will comply with all applicable laws, rules and regulations in the performance of my duties and will not engage in unlawful conduct while acting on behalf of the organization.

Conflicts of Interest: I will avoid and promptly disclose any actual or potential conflict of interest, including outside employment, financial interests, or relationships that could impair objective judgment.

Gifts and Hospitality: I will not solicit or accept gifts, favors, or hospitality that could reasonably be perceived to influence business decisions, except as permitted by the employer's gift policy and only with prior disclosure where required.

Confidentiality: I will protect confidential and proprietary information obtained during my employment and will not disclose or use such information except as authorized or required by law.

Duty to Report: I will promptly report suspected violations of law, policy, or ethical standards to the appropriate internal authority and cooperate fully with inquiries and investigations.

Authorization for Screening and Contacts

I expressly authorize the organization, its agents and authorized service providers to conduct employment-related background investigations, which may include verification of employment, education, professional licenses, criminal records, credit reports where job-related, and drug screening where applicable. I understand that any adverse findings may affect hiring or continued employment.

I consent to employment-related background checks and release the organization and any provider from liability for conducting such checks in accordance with applicable law.

I consent to drug and alcohol testing as permitted by policy and law and understand that refusal may be treated as a failure of a condition of employment.

I authorize the organization to contact previous employers, educational institutions and references for purposes of verifying my qualifications, employment history and fitness for employment.

Employment History (Most Recent First)

From:   To:

From:   To:

Education

Professional References

Legal Disclosures

At-Will Employment: I understand and acknowledge that, unless otherwise expressly provided in a separate written agreement signed by an authorized representative of the organization, my employment is at-will. Either the organization or I may terminate the employment relationship at any time, with or without cause and with or without notice, subject to applicable law.

Equal Opportunity: The organization is committed to providing equal employment opportunities without regard to race, color, religion, sex, national origin, age, disability, veteran status, genetic information or any other status protected by applicable law. Employment decisions will be based on legitimate business reasons and the qualifications of applicants and employees.

Applicant Certification & Authorization

I certify that all information provided in this Statement of Integrity and any accompanying documents is true, complete and correct to the best of my knowledge. I understand that falsification, omission or misrepresentation of information may result in denial of employment or, if employed, termination of employment.

I authorize the release of information by former employers, educational institutions, references, and other third parties to the organization for the purpose of verifying statements made herein and evaluating my suitability for employment. I release such providers and the organization from liability for furnishing or using such information, provided they act in good faith and in accordance with applicable law.

By checking this box I certify and authorize as stated above.

Consequences of Violation

Violation of this Statement of Integrity may subject the employee to disciplinary action, up to and including termination of employment. The organization may pursue all available legal and equitable remedies, including restitution, injunctive relief, or referral for criminal prosecution if warranted.

Employee:

By:

Date:

Enter text✕

What the HR Statement of Integrity Is

The HR Statement of Integrity is a short, signed declaration where an employee or applicant confirms truthful disclosure of employment history, conflicts of interest, compliance with company policies, and adherence to ethical standards. It typically includes identifying information, an affirmation of accuracy, a statement on confidentiality, and a signature block. Organizations use this document to document intent, manage risk, and maintain a clear record of an individual's representations to HR. The statement is often retained in personnel files and referenced during investigations or audits.

Why a Statement of Integrity Matters for HR

A formal Statement of Integrity creates a documented representation that supports hiring, compliance, and disciplinary processes. It reduces ambiguity about disclosures and provides evidence of consent and acknowledgment of policies.

Why a Statement of Integrity Matters for HR

Who Typically Completes This Form

The document is used across HR workflows for new hires, internal transfers, contractors, and employees undergoing compliance reviews.

  • New hires confirming accuracy of application materials and background disclosures.
  • Managers requesting documented acknowledgment during investigations or policy refreshes.
  • Contractors or vendors affirming compliance with company confidentiality and conflict rules.

Use consistent templates and retain signed copies in the employee record to support audits and later inquiries.

Typical Signers and Approvers

HR Manager

HR managers prepare and issue the statement, attach it to the personnel file, and rely on it during onboarding, background checks, and compliance audits. They verify completion and escalate inconsistencies for review.

Employee / Applicant

The signer is the individual making representations about their history, conflicts, or conduct. Their signed statement becomes part of the official record and may be used in disciplinary or legal proceedings if inaccuracies are found.

Step-by-Step: Completing the HR Statement of Integrity

Follow these sequential steps to fill out and finalize the statement correctly.

  • 01
    Open Document: Review the entire statement before entering data.
  • 02
    Enter Details: Provide name, title, date, and disclosures accurately.
  • 03
    Review Affirmations: Confirm each checkbox or affirmation reflects your situation.
  • 04
    Sign and Submit: Apply signature and submit to HR for filing.

Where the Completed Form Goes

Common routing paths clarify custody of the signed statement and ensure it is available for later review.

  • HR Personnel File: Primary retention location for compliance and audit access.
  • Compliance or Legal: Escalated copies for investigations or regulatory reviews.
  • Manager Record: Optional copy retained by the hiring manager for role-specific checks.
  • Secure Archive: Long-term encrypted storage for retention compliance.

Configuring an Online Completion Workflow

Key workflow settings improve accuracy, authentication, and retention when sending this form electronically.

Field Setting
Authentication Email link | SMS code | ID verification
Required Fields Name, Date, Signature
Notifications Notify HR on completion
Retention Auto-archive to secure storage

Digital Signing and Submission Considerations

Ensure your eSignature platform supports secure authentication, an audit trail, and compliant retention for HR attestations.

  • Authentication Level: Use at least email plus code for identity attribution.
  • Audit Trail: Capture timestamp, IP address, and action log.
  • Encryption: Data in transit and at rest must be encrypted.

Choose settings that balance signer convenience with the required legal reliability and records management obligations.

Essential Sections to Include in a Professional Statement

A well-constructed Statement of Integrity contains standardized sections that make the attestation clear, enforceable, and auditable.

Identification

Full legal name, employee ID if applicable, position, department, and contact information so the record links to the correct personnel file.

Affirmation

A concise statement the signer attests the disclosures are truthful and complete to the best of their knowledge.

Disclosures

A dedicated area for conflicts of interest, external employment, criminal history, or other matters that the organization requires reported.

Acknowledgments

Checklists confirming receipt of policies (code of conduct, confidentiality, IT use) and agreement to comply with them.

Signature

Clear signature block with signer name, date, and method of signature (electronic or wet).

Record Note

Space for HR to record reviewer name, date received, and any follow-up actions or flags for investigation.

Required Information and Fields at a Glance

Name: Full legal name
Date: MM/DD/YYYY
Position: Official job title
Disclosure Details: Conflict descriptions
Signature Method: E-signature or wet signature
HR Notes: Retention code

Common Mistakes to Avoid

  • Using initials instead of a full signature can create ambiguity about intent and may require re-execution.
  • Entering inconsistent name formats between the statement and background documents leads to verification delays.
  • Failing to record the signature method and audit trail makes it harder to prove attribution in disputes.
  • Not retaining the signed copy in the personnel file or secure archive risks noncompliance during audits.

Risks When the Statement Is Incorrect or Missing

Employment Risk: Disciplinary action
Legal Exposure: Liability in disputes
Regulatory Risk: Noncompliance findings
Operational Delay: Background check holds
Reputation: Trust erosion
Record Gaps: Audit findings

Typical Timing and Deadlines

Timing varies by policy; these are common deadlines HR teams enforce for statements and attestations.

At Hire:

Complete prior to start date or on onboarding day.

Periodic Review:

Annual or biannual reaffirmation depending on policy.

On Incident:

Within a specified window after a report or investigation trigger.

Upon Role Change:

Before assuming significant new responsibilities.

Upon Rehire:

Re-execute prior to reinstatement.

How Organizations Use This Statement in Practice

Two practical examples show typical use and outcomes when the statement is applied correctly.

Case Study 1

A regional hospital required clinicians to sign a yearly integrity statement confirming HIPAA training completion and conflicts disclosure.

  • The affirmation triggered targeted training for a flagged practitioner.
  • The signed records helped the hospital demonstrate compliance during an external audit and resolved the matter without fines or escalated enforcement.

Case Study 2

A financial firm asked all client-facing staff to sign an integrity attestation at hire confirming personal securities disclosures.

  • One disclosure revealed an undeclared holding.
  • The firm applied conflict mitigation measures, documented the actions, and preserved evidence for regulatory review, which reduced potential disciplinary exposure.

eSignature Platform Comparison for HR Attestations

Common vendor choices and core plan indicators for organizations that routinely collect signed HR attestations electronically.

signNow DocuSign Adobe Sign PandaDoc HelloSign
Starting Price $8/user/mo $15/user/mo $14/user/mo $19/user/mo $15/user/mo
Free Trial 7-day free trial Varies by plan Varies by plan Varies by plan Varies by plan
Bulk Send Yes (Business Premium) Varies by plan Varies by plan Varies by plan Varies by plan
Audit Trail Yes Yes Yes Yes Yes
HIPAA Compliant Yes (BAA available) Yes (BAA available) Yes (BAA available) No No

Frequently Asked Questions and Troubleshooting

Answers to common questions about validity, signing methods, and recordkeeping for the HR Statement of Integrity.


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