© 2016 - U.S. Legal Forms, Inc
USLegal Guide to
DNA Testing
INTRODUCTION
DNA (deoxyribonucleic
acid) is the genetic
blueprint that determines
a person's biological
characteristics. DNA is
located in the cell of the
human body. One reason
for DNA testing is to
determine the paternity
of a child. Upon
conception, a child
inherits one half of its
DNA from its mother
and one half from its
father. This unique
combination of DNA
will match that of the
biological parents of the
child. When a child's
DNA does not match
that of the alleged
father, he is excluded
100% as the biological
father of the child.
However, a DNA test
can prove a probability
of 99% or greater for
paternity.
DNA testing is also
gaining in popularity as
a method of solving
crimes. A fingerprint is
the only unique
identification source
(identical twins have the same DNA). But if a
criminal leaves no prints
behind, law enforcement
officials must rely on
minute DNA samples
from blood, saliva and
other bodily fluids, hair,
or skin. DNA
determines each
individual’s hereditary
characteristics. Each
person’s DNA is
different and is found in
each living cell. A hair,
blood, skin or any part
of the body can be used
to identify and
distinguish an individual
from all other people.
Therefore, DNA testing
helps to prove one’s
involvement or lack of
involvement in a crime
scene. The way DNA
evidence is collected,
preserved, and tested is
critical to the success of
its use in criminal cases.
Some criminal
convictions have been
reversed by DNA
evidence which proved
the convicted person
was not the perpetrator.
T
ECHNIQUES USED
DNA testing can be
done by standard
techniques such as
restrictive fragment
length polymorphisms
(RFLP), polymerase
chain reaction (PCR),
short tandem repeat
(STR), and
mitochondrial analysis. In RFLP testing, a DNA
sample is mixed with a
chemical substance that
helps examiners isolate
and identify specific key
fragments of the sample
that can be used in
comparison analysis. A
drawback of RFLP is
that it requires a fairly
large DNA sample. With
PCR, a series of
chemical reactions helps
generate copies of a
minute DNA sample,
thus amplifying a small
or degraded piece of
information. In STR,
various DNA regions in
a sample are compared
with other samples for
similarities. The FBI
uses STR using special
software that can
identity thirteen of these
regions in a DNA
sample.
Mitochondrial DNA
analysis is often used for
extracting samples from
bones and teeth, for
which the other methods
are not effective.
Proving a relationship
based on comparison of
the mitochondrial
genome is much easier
than that based on the
nuclear genome.
However, testing the
mitochondrial genome
can only prove if two
individuals are related
by common descent
through maternal lines
only from a common
ancestor. Therefore, it
could not be used to test
for paternity.
In the US, the American
Association of Blood
Banks (AABB)
regulates DNA paternity
and family relationship
testing industry. Only
the DNA test results
produced by an AABB-
accredited laboratory are
legally admissible and
accepted by government
child support agencies,
welfare benefits offices
and immigration
authorities such as
USCIS and U. S.
embassies overseas in a
family-based
immigration petition.
In a paternity case, DNA
testing may be done
either before or after the
baby is born. The
methods used are as
follows:
Postnatal (after your
child’s birth) DNA
testing:
■Blood collection and
testing
■Buccal swab (cheek
swab) collection and
testing
■Umbilical cord
collection and testing
■Other sample
collection and testing
(semen, tissue, hair, etc.) Prenatal (before your
child’s birth) DNA
testing:
■Amniocentesis:
This
test is performed in the
second trimester,
anywhere from the 14th-
20th weeks of
pregnancy. During this
procedure, the doctor
uses ultrasound to guide
a thin needle into your
uterus, through your
abdomen. The needle
collects a small amount
of amniotic fluid, which
is tested. Risks include a
small chance of harming
the baby and
miscarriage. Other side
effects may include
cramping, leaking of
amniotic fluid, and
vaginal bleeding. A
doctor's consent is
needed to do this
procedure for paternity
testing.
■Chorionic Villus
Sampling (CVS): A
doctor inserts a thin
needle or tube from the
vagina, through the
cervix, guided by an
ultrasound, to obtain
chorionic villi.
Chorionic villi are little
finger-like pieces of
tissue attached to the
wall of the uterus. The
chorionic villi and the
fetus come from the
same fertilized egg, and
have the same genetic
makeup. This testing can
be done earlier in pregnancy from the
10th-13th weeks. A
doctor's consent is
needed to do this
procedure for paternity
testing.
The FBI keeps a
computerized databank
of DNA samples called
CODIS (Combined
DNA Index System),
which contained about
1.7 million DNA
profiles as of 2003. The
profiles stored in
CODIS can be used to
convict criminals, and
also to exonerate
innocent people. There
are numerous examples
of criminals whose
DNA matched a profile
from an earlier crime
and who were then
charged with the crime;
likewise, there are
examples of individuals
whose innocence was
confirmed when DNA
found at a crime scene
turned out to belong to
another person identified
through the profiles. DNA
U SE TO PROVE
INNOCENCE
Not only can DNA be
used to convict
criminals, it has
successfully been used
to exonerate individuals,
some of whom were
wrongly imprisoned for
more than two decades.
Often, the person who is
wrongly convicted of a
serious crime such as
murder or rape has a
criminal record for petty
crimes, which means a
record already exists.
These individuals are
frequently convicted on
eyewitness testimony,
but without any physical
evidence tying them to
the crime.
The Innocence Project,
created in 1992 by Peter
Neufeld and Barry
Scheck at the Benjamin
Cardozo School of Law
in New York, works to
exonerate people by use
of postconviction DNA,
in which DNA from the
crime scene is tested
against the accused’s
DNA. Often, physical
evidence from a crime is
kept for many years. If
the evidence includes
samples of blood, hair,
skin, or other evidence
that can include DNA, it
can often be used to
prove that the person
accused could not have
committed the crime.
Moreover, if it turns out
that the DNA matches a
profile in a database
such as CODIS, the real
criminal can be located
and tried. From 1992 to
the beginning of 2006,
the Innocence Project
helped exonerate 173
prisoners.Opponents of capital
punishment have pushed
for DNA testing to be
used more regularly, and
many of those who favor
capital punishment agree
that those convicted for
a capital offense should
be allowed to make use
of all evidence. One of
the fears that come with
capital punishment is
that the wrong person
could be executed for a
crime. A case involving
a many who was
executed in 1992 gained
national attention in
2005 when Governor
Mark Warner of
Virginia ordered DNA
testing on a 24-year-old
DNA sample to
determine whether
Roger Keith Coleman
had murdered his sister-
in-law in 1981. Coleman
had proclaimed his
innocence, and although
his DNA had been tested
before his execution,
lawyers said the
examiner might have
misinterpreted the
results. Using more
advanced technology,
Coleman’s DNA was
tested in January 2006,
and the results
confirmed that he was in
fact the killer. Although
supporters of capital
punishment said that
claims of the death
penalty’s fallibility were unfounded, but
opponents noted that the
danger of a wrongful
execution still existed,
and called for increased
use of DNA as an
identification tool. DNA
U SE TO PROVE
PATERNITY
Today, the use of DNA
testing for positive
identification in
paternity litigation has
rendered most of the
previous legal practice
and procedure obsolete.
The alleged father need
only submit a painless
DNA sample (usually in
the form of a saliva
swab) to prove or
disprove his parentage.
DNA matching has
replaced the Human
Leukocyte Antigen
(HLA) Test, which was
used to match not only
blood type, but also
tissue type and other
genetic factoring.
Experts had asserted that
the HLA was at least 98
percent accurate. But
presumptive fathers
(based upon HLA
results) could rebut
those presumptions by
proving they were out of
the state, impotent (in
pre-Viagra years), or
sterile at the time the
child was conceived.
Conversely, DNA
testing has a more
conclusive accuracy
(close to 100 percent)
that becomes almost
impossible to defeat.
Most states have laws
that require an
unmarried couple to fill
out an Acknowledgment
of Paternity (AOP) form
at the hospital to legally
establish who the father.
If the couple is
unmarried and the
mother has not been
married in the last 300
days, then no father will
be listed on the birth
certificate until this form
is filled out. The AOP is
sent to the state’s
Bureau of Vital
Statistics, where it is
recorded, and the father
listed becomes the legal
father.
After the AOP is signed,
couples have a limited
amount of time, which
varies by state, to
request a DNA paternity
test to be done and
amend the AOP; if this
is not done, the father
previously listed on the
AOP could be held
legally responsible for
the child even if he is
not the biological father.
If biological fatherhood
is in question, a first step
is to conduct a paternity
test. If parents can't
agree to the test, the
court may order it. A
court will not automatically order
paternity tests simply
because a paternity
action has been filed. It
will review the petition
to determine if there is
sufficient information
contained therein to
warrant or justify the
compelling of such a
test. If the court orders a
paternity test, the
mother, child, and
alleged father will all be
tested at a court-
designated facility. A
court determination of
paternity is final, and a
copy of the court's order
will be needed to
establish the child's
rights, both present and
future. A man is
presumed to be the
father if he has been
married to the mother
for a certain time before
the child is born. That
presumption may be
rebutted by clear and
convincing standards of
evidence, such as a
DNA test. These genetic
test results are often
conclusive, although
courts often allow
contradicting evidence,
such as proof that the
alleged father had no
physical access to the
mother at the time of
conception.
When the alleged father
is deceased, in some
cases there will be access to the father's
DNA, perhaps from a
preserved tissue sample.
Where the father's DNA
is not available, it may
be possible to compare
the child's DNA to other
close relatives of the
father, such as the
child's grandparents or
the father's other
children. DNA testing of
close relatives can
establish paternity with
a high degree of
probability, and will
probably satisfy the
needs of any court or
government agency. C
OST OF TESTING
Prices can range from
$400.00 to $2,000.00.
Prenatal testing is often
more expensive than
testing done after a baby
is born because of the
additional doctor and
hospital-related fees.
Some testing sites offer
lower cost testing that is
non-court-approved, or
“curiosity testing.” Most
facilities offer payment
plans and will require
full payment before they
release the results to you.
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