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Co-ordination Group for Mutual Recognition
and Decentralised Procedures - Human
- GUIDANCE DOCUMENT Final, January 2003
Rev.3, September 2006
Assessment Report
Mutual Recognition Procedure
OVERVIEW
AB/H/ nnnn/
Applicant:
Date:
Assessment Report Mutual Recognition Procedure
Page 1 of 7
TABLE OF CONTENTS
I.
RECOMMENDATION
II.
EXECUTIVE SUMMARY
II.1
Problem statement
II.2
About the product
II.3
General comments on the submitted dossier
II.4
General comments on compliance with GMP, GLP, GCP and agreed ethical principles
III.
SCIENTIFIC OVERVIEW
III.1
Quality aspects
III.2
Non clinical aspects
III.3
Clinical aspects
III.4
Risk Management Plan
IV
BENEFIT RISK ASSESSMENT
V
RECOMMENDED CONDITIONS FOR MARKETING AUTHORISATION AND
PRODUCT INFORMATION
V.1
Conditions for the marketing authorisation
V.2
Summary of Product Characteristics
V.3
Package Leaflet and User Testing
V.4
Labelling
Assessment Report Mutual Recognition Procedure
Page 2 of 7
I.
RECOMMENDATION
Based on the review of the data on quality, safety and efficacy, the RMS considered that the application
for , in the treatment of , could be approved. The national marketing
authorisation was granted on .
II.
II.1
EXECUTIVE SUMMARY
Problem statement
Rationale for the product: epidemiology, main features of the disease and current therapy.
For generic applications this section is not applicable
II.2
About the product
Mode of action.
Pharmacological classification.
Claimed indication and recommendation for use and posology.
Special pharmaceutical aspects, if any, e.g. novel delivery system
II.3
General comments on the submitted dossier
State the type of marketing authorisation application incl. reference to the legal basis of the application. If
appropriate, elaborate here on the key aspects of the dossier in relation with the legal basis.
For applications based on Art 10a (bibliographical applications): The document in Module 1.5.1
summarizing the grounds and evidence used for demonstrating that the constituents of the medicinal
products have a well-established use with an acceptable level of safety and efficacy should be discussed
here. It should be made clear as to why it is scientifically acceptable to waive certain studies that would
normally be performed in-house.
For applications based on Art 10 (generics): The document in Module 1.5.2 summarizing the grounds and
evidence used in demonstrating that the medicinal product is essentially similar to an authorised medicinal
product should be discussed here.
For applications based on Art 10 (3) the differences between the medicinal product applied for and the
reference product should be discussed.
Introduce and comments on the use of an European Reference Product, if applicable.
Introduce and comment the clinical development programme in view of the proposed indications and
posologies (if applicable).
Indicate if, and when Scientific Advice was given and if this was followed by the applicant.
Indicate if CPMP guidance documents were followed.
Assessment Report Mutual Recognition Procedure
Page 3 of 7
Indicate availability and/or need for paediatric development and development in other special populations,
such as elderly, male/female and ethnic subpopulations.
II.4
General comments on compliance with GMP, GLP, GCP and agreed ethical
principles
The RMS has been assured that acceptable standards of GMP are in place for these product types at all
sites responsible for the manufacture and assembly of this product prior to granting its National
authorisation.
< For manufacturing sites within the Community, the RMS has accepted copies of current manufacturer
authorisations issued by inspection services of the competent authorities as certification that acceptable
standards of GMP are in place at those sites.>
< For manufacturing sites outside the Community, the RMS has accepted copies of current GMP
Certificates or satisfactory inspection summary reports, 'close-out letters'or 'exchange of information'
issued by the inspection services of the competent authorities (or those countries with which the EEA has
a Mutual Recognition Agreement for their own territories) as certification that acceptable standards of
GMP are in place at those non-Community sites.>
Elaborate as appropriate in concordance with points made in the critical assessment modules.
A specific comment should be made as to whether any inspections are needed and if so whether it is GMP,
GLP and/or GCP.
In the MRFG meeting 15 December 2003 the Group adopted the above mentioned wording on GMP.
III.
SCIENTIFIC OVERVIEW AND DISCUSSION
This section might be compiled from the paragraphs “assessor’s overall conclusions on….” in the critical
reviews. The respective paragraphs appear at the end of the relevant parts of the detailed assessment
reports. These paragraphs could be effectively copied and pasted to the corresponding headings below or
written directly below at the discretion of the assessor. However, attempts should be made to have a
similar structure for the different part of the assessment.
A general conclusion explaining why a marketing authorisation and each of the proposed indications have
been approved or rejected and detailing the risk-benefit considerations for the product.
The structure is in accordance with the Public Assessment Report structure and thus can be updated at the
different stages of the Mutual Recognition Procedure. The text in this chapter should be sufficiently
detailed to be used for drafting the Public Assessment Report.
Furthermore, when applicable, a list of outstanding commitments after the granting of the national
marketing authorisation should be given in this Section.
Requested Post-marketing studies should be discussed here.
Assessment Report Mutual Recognition Procedure
Page 4 of 7
For generic applications:
In case an European Reference Product is used, the RMS should make clear whether the justification to
use this product is based on their own files or based on the files submitted upon request by another
Member State.
If the SPC is different from that of the reference product, the assessment report should outline the data
supporting the modifications. In particular, if the RMS granted more indications for the reference product
than the CMS, information on the underlying documentation for this additional indication should be given
Where the SPC of the bandleader has been approved by a Commission Decision after a Referral based on
Art 30 of Dir 2001/83 this SPC should be used for products with the same active substance and
pharmaceutical form, unless specified.
III.1
Quality aspects (see Guidance document on Module 3)
Drug substance
< Stability studies have been performed with the drug substance. The proposed retest period of is
justified.>
Drug Product
Elaborate as appropriate in concordance with points made in the critical assessment module.
The following information might be added:
- General information on results of dissolution tests
- A statement whether the drug substance and excipients used are well known and of pharmacopoeial
quality.
- If applicable, a statement on EDQM certificate of suitability is given for the drug substance.
III.2
Non clinical aspects (see Guidance document on module 4)
Assessment Report Mutual Recognition Procedure
Page 5 of 7
Generic applications in general deal with existing substances. A non-clinical assessment should be
performed focused on the new information. A non-clinical assessment can only be waived in those cases
where the product can be regarded as well known in both RMS and CMS and where no new preclinical
data are available. However, as soon as new non-clinical data become available, e.g. regarding pregnancy
and lactation, QT, etc, which may impact the SPC, a new non-clinical assessment has to be performed.
Bibliographic applications are ‘full dossier’ applications. Non-clinical data should be discussed here. In
the AR it should be indicated whether the studies/literature submitted are relevant for the medicinal
product. When certain studies are not performed it should be made clear why this is scientifically justified,
based upon the criteria of ‘well established medicinal use’ as outlined in Annex 1 to Directive 2001/83/EC
as amended.
If applicable, a waiver for an environmental risk assessment should be discussed here.
Pharmacology
Pharmacokinetics
Toxicology
III.3
Clinical aspects (see guidance documents on Module 5)
Generic applications:
For medicinal products with a systemic effect, the need of appropriate bioequivalence studies should be
addressed here, or it should be justified when these studies were not considered relevant or necessary. The
conclusions of the assessment of these studies should be summarized here.
A confidential attachment (not to be disclosed to the applicant) should state the full composition of and
specification for the reference product used in the bioequivalence studies to enable the concerned Member
States to compare it with that of the approved products marketed in their own countries.
The justification for using an European Reference Product should be described here.
If the SPC is different from that of the original product referred to, the AR should outline the data
supporting the modifications.
Information on the underlying documentation for granting an additional indication should be given, if the
RMS granted more indications for the reference product than the CMS.
Bibliographic applications are ‘full dossier’ applications. Clinical data should be discussed here.
Pharmacokinetics
Pharmacodynamics
Clinical efficacy
Clinical safety
Assessment Report Mutual Recognition Procedure
Page 6 of 7
III.4
Risk Management Plan
If applicable, the waiver for submission of a risk management plan should be discussed here
Non-clinical and clinical safety specifications
Pharmacovigilance Plan
Risk Minimisation Plan
IV.
BENEFIT RISK ASSESSMENT
V
RECOMMENDED
CONDITIONS
FOR
MARKETING
AUTHORISATION AND PRODUCT INFORMATION
V.1
Conditions for the marketing authorisation
Legal Status
Follow-up measures
Specific obligations
V.2 Summary of Product Characteristics (SPC)
The English version of SPC approved by the RMS should be included here.
V.3 Package Leaflet (PL) and User Testing
V.3.1 Package Leaflet
The English version of the PL approved by the RMS should be included here.
V.3.2 Assessment of User Testing
The RMS should include a brief assessment of user testing, if available. Otherwise, a comment on whether
user testing is foreseen, or whether the justification for its absence is acceptable
V.4 Labelling
The English version of the Labelling (line listing) approved by the RMS should be included here.
Assessment Report Mutual Recognition Procedure
Page 7 of 7
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