ADVANCE INSTRUCTION
FOR MENTAL HEALTH TREATMENT
(North Carolina General Statutes 122C-77)
I, ______________________________________ , being an adult of sound mind, willfully and
voluntarily make this advance instruction for mental health treatment to be followed if it is
determined by a physician or eligible psychologist that my ability to receive and evaluate
information effectively or communicate decisions is impaired to such an extent that I lack the
capacity to refuse or consent to mental health treatment. "Mental health treatment" means the
process of providing for the physical, emotional, psychological, and social needs of the principal.
"Mental health treatment" includes electroconvulsive treatment (ECT), commonly referred to as
"shock treatment", treatment of mental illness with psychotropic medication, and admission to
and retention in a facility for care or treatment of mental illness. I understand that under G.S.
122C-57, other than for specific exceptions stated there, mental health treatment may not be
administered without my express and informed written consent or, if I am incapable of giving my
informed consent, the express and informed consent of my legally responsible person, my health
care agent named pursuant to a valid health care power of attorney, or my consent expressed in
this advance instruction for mental health treatment. I understand that I may become incapable of
giving or withholding informed consent for mental health treatment due to the symptoms of a
diagnosed mental disorder. These symptoms may include:
PSYCHOACTIVE MEDICATIONS
If I become incapable of giving or withholding informed consent for mental health treatment, my
instructions regarding psychoactive medications are as follows: (Place initials beside choice.)
______ I consent to the administration of the following medications:
__________________________________________________________________________
__________________________________________________________________________
_____ I do not consent to the administration of the following medications:
__________________________________________________________________________
__________________________________________________________________________
Conditions or limitations:
__________________________________________________________________________
__________________________________________________________________________
ADMISSION TO AND RETENTION IN FACILITY
If I become incapable of giving or withholding informed consent for mental health treatment, my
instructions regarding admission to and retention in a health care facility for mental health
treatment are as follows: (Place initials beside choice.)
_____ I consent to being admitted to a health care facility for mental health treatment.
My facility preference is ______________________________________
______ I do not consent to being admitted to a health care facility for mental health treatment.
This advance instruction cannot, by law, provide consent to retain me in a facility for more than
10 days.
Conditions or limitations:
__________________________________________________________________________
__________________________________________________________________________
ADDITIONAL INSTRUCTIONS
These instructions shall apply during the entire length of my incapacity.
In case of mental health crisis, please contact:
1. Name: ______________________________________________
Home Address: ______________________________________________
Home Telephone Number: ______________________________________________
Work Telephone Number: ______________________________________________
Relationship to Me: ______________________________________________
2. Name: ______________________________________________
Home Address: ______________________________________________
Home Telephone Number: ______________________________________________
Work Telephone Number: ______________________________________________
Relationship to Me: ______________________________________________
3. My Physician:
Name: ______________________________________________
Telephone Number: ______________________________________________
4. My Therapist:
Name: ______________________________________________
Telephone Number: ______________________________________________
The following may cause me to experience a mental health crisis:
__________________________________________________________________________
__________________________________________________________________________
The following may help me avoid a hospitalization:
__________________________________________________________________________
__________________________________________________________________________
I generally react to being hospitalized as follows:
__________________________________________________________________________
__________________________________________________________________________
Staff of the hospital or crisis unit can help me by doing the following:
__________________________________________________________________________
__________________________________________________________________________
I give permission for the following person or people to visit me:
__________________________________________________________________________
__________________________________________________________________________
Instructions concerning any other medical interventions, such as electroconvulsive (ECT)
treatment (commonly referred to as "shock treatment"):
__________________________________________________________________________
__________________________________________________________________________
Other instructions:
__________________________________________________________________________
__________________________________________________________________________
______ I have attached an additional sheet of instructions to be followed and considered part of
this advance instruction.
SHARING OF INFORMATION BY PROVIDERS
I understand that the information in this document may be shared by my mental health treatment
provider with any other mental health treatment provider who may serve me when necessary to
provide treatment in accordance with this advance instruction.
Other instructions about sharing of information:
__________________________________________________________________________
__________________________________________________________________________
SIGNATURE OF PRINCIPAL
By signing here, I indicate that I am mentally alert and competent, fully informed as to the
contents of this document, and understand the full impact of having made this advance
instruction for mental health treatment.
Signature of Principal: _____________________________________________
Date: ______________________________________________
NATURE OF WITNESSES
I hereby state that the principal is personally known to me, that the principal signed or
acknowledged the principal's signature on this advance instruction for mental health treatment in
my presence, that the principal appears to be of sound mind and not under duress, fraud, or
undue influence, and that I am not:
1. The attending physician or mental health service provider or an employee of the
physician or mental health treatment provider;
2. An owner, operator, or employee of an owner or operator of a health care facility in
which the principal is a patient or resident; or
3. Related within the third degree to the principal or to the principal's spouse.
AFFIRMATION OF WITNESSES
We affirm that the principal is personally known to us, that the principal signed or acknowledged
the principal's signature on this advance instruction for mental health treatment in our presence,
that the principal appears to be of sound mind and not under duress, fraud, or undue influence,
and that neither of us is:
1. A person appointed as an attorney-in-fact by this document;
2. The principal's attending physician or mental health service provider or a relative of the
physician or provider;
3. The owner, operator, or relative of an owner or operator of a facility in which the
principal is a patient or resident; or
4. A person related to the principal by blood, marriage, or adoption.
Witnessed by:
Witness: _____________________________________
Date: ____________________________
Witness: ____________________________________
Date: _____________________________
CERTIFICATION OF NOTARY PUBLIC
STATE OF NORTH CAROLINA
COUNTY OF _____________________________
I, ___________________________________________________________________________,
a Notary Public for the County cited above in the State of North Carolina, hereby certify that
______________________________________ appeared before me and swore or affirmed to me and to
the witnesses in my presence that this instrument is an advance instruction for mental health
treatment, and that he/she willingly and voluntarily made and executed it as his/her free act and
deed for the purposes expressed in it.
I further certify that __________________________________________________________ and
____________________________________________________________________, witnesses,
appeared before me and swore or affirmed that they witnessed ___________________________
_________________________________________________________________________ sign
the attached advance instruction for mental health treatment, believing him/her to be of sound
mind; and also swore that at the time they witnessed the signing they were not (i) the attending
physician or mental health treatment provider or an employee of the physician or mental health
treatment provider and (ii) they were not an owner, operator, or employee of an owner or
operator of a health care facility in which the principal is a patient or resident, and (iii) they were
not related within the third degree to the principal or to the principal's spouse.
I further certify that I am satisfied as to the genuineness and due execution of the instrument.
This is the _______ day of __________________________________________, 20_____.
__________________________________________
Notary Public
My Commission expires: _____________________
NOTICE TO PERSON MAKING AN INSTRUCTION
FOR MENTAL HEALTH TREATMENT
This is an important legal document. It creates an instruction for mental health treatment. Before
signing this document you should know these important facts:
1. This document allows you to make decisions in advance about certain types of mental
health treatment.
2. The instructions you include in this declaration will be followed if a physician or
eligible psychologist determines that you are incapable of making and communicating
treatment decisions. Otherwise you will be considered capable to give or withhold
consent for the treatments.
3. Your instructions may be overridden if you are being held in accordance with civil
commitment law.
4. Under the Health Care Power of Attorney you may also appoint a person as your
health care agent to make treatment decisions for you if you become incapable.
5. You have the right to revoke this document at any time you have not been determined
to be incapable.
6. YOU MAY NOT REVOKE THIS ADVANCE INSTRUCTION WHEN YOU ARE
FOUND INCAPABLE BY A PHYSICIAN OR OTHER AUTHORIZED MENTAL
HEALTH TREATMENT PROVIDER.
7. A revocation is effective when it is communicated to your attending physician or
other provider. The physician or other provider shall note the revocation in your
medical record.
8. To be valid, this advance instruction must be signed by two qualified witnesses,
personally known to you, who are present when you sign or acknowledge your
signature. It must also be acknowledged before a notary public.
NOTICE TO PHYSICIAN OR OTHER MENTAL HEALTH TREATMENT PROVIDER
1. Under North Carolina law, a person may use this advance instruction to provide consent for
future mental health treatment if the person later becomes incapable of making those
decisions.
2. Under the Health Care Power of Attorney the person may also appoint a health care agent to
make mental health treatment decisions for the person when incapable. A person is
"incapable" when in the opinion of a physician or eligible psychologist the person currently
lacks sufficient understanding or capacity to make and communicate mental health treatment
decisions.
3. This document becomes effective upon its proper execution and remains valid unless
revoked.
4. Upon being presented with this advance instruction, the physician or other provider must
make it a part of the person's medical record.
5. The attending physician or other mental health treatment provider must act in accordance
with the statements expressed in the advance instruction when the person is determined to be
incapable, unless compliance is not consistent with G.S. 122C-74(g).
6. The physician or other mental health treatment provider shall promptly notify the principal
and, if applicable, the health care agent, and document noncompliance with any part of an
advance instruction in the principal's medical record.
7. The physician or other mental health treatment provider may rely upon the authority of a
signed, witnessed, dated, and notarized advance instruction, as provided in G.S. 122C-75.
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