Book Publishing Contract
Agreement made on the ________________ (date) , between
____________________ (Name of Author ) of ________________________________
______________________________________ (street address, city, state, zip code) ,
referred to herein as Author, and ____________________ (Name of Publisher ) , a
corporation organized and existing under the laws of the state of _________________,
with its principal office located at ___________________________________________
____________________________ (street address, city, state, zip code) , referred to
herein as Publisher .
1. Sale of Right to Publish
Author grants, sells, and assigns to Publisher the exclusive right to publish in the
English language in book form in the United States and Canada the material now
entitled _____________________________ (Title of Book) , hereinafter called the
Work, which Title may be changed only by mutual consent.
2. Copyright
Publisher agrees simultaneously with the publication of the Work to copyright it in
the name of Author in the United States and Canada . Publisher shall imprint in each
copy on the title page or its reverse side, the notice Copyright _________________
(year of first publication) by _____________________ (Name of Author) .
3. Warranty
Author represents that Author is the sole proprietor of the Work; the Work does
not infringe any existing copyright; the Work has not previously been published in book
form; and to the best of Author's knowledge, the Work contains no libelous or other
unlawful matter. Author shall indemnify Publisher against any claim, demand, or
recovery finally sustained in any proceedings brought against Publisher by reason of
any violation of proprietary right or copyright, or any unlawful matter contained in the
Work. Publisher shall notify Author of any such claim, demand, or action and give
Author such reasonable time as the exigencies of the situation will permit, to meet such
claim or to undertake its defense.
4. Delivery of Manuscript
Author shall deliver to Publisher on or before ____________________ (date) a
complete copy of the Work. If Author fails to deliver the manuscript on or before the
above-prescribed date, the time for Publisher to publish the Work may be
correspondingly extended.
5. Galley and Page Proofs
Publisher shall submit galley and page proofs of the Work which Author shall
read, correct, and return within ______ (number) days of receipt. The proofs shall
conform to Author's final manuscript except as altered by mutual Agreement and shall
have been proofread by Publisher. Any additional expense incurred by reason of
changes from or additions to Author's final manuscript requested by Author, in excess of
_____% of the original cost of composition, shall be charged against the first
installments of royalties due under this Agreement; provided that Publisher shall
promptly furnish an itemized statement of such additional expenses and make available
at its office the corrected proofs for inspection.
6. Publication
Publisher agrees to publish the Work without changes, additions, or eliminations
in or from the text at its own expense in such format as Publisher deems best suited to
its sale, at a catalogue retail price of not less than $__________ per copy, in cloth style,
on or before __________________ (date) . Should Publisher fail to publish the Work by
that date, all rights granted to Publisher under this Agreement shall terminate at the
option of Author and revert to Author. Such option may be exercised by posting a notice
to that effect addressed to Publisher, by registered mail, after the default. In the event of
delay caused by strikes, fires, or other contingencies beyond Publisher's control, the
publication may be postponed accordingly.
7. Advance; Royalties
A. On the execution of this contract Publisher shall pay Author $__________
as an advance on account of royalties earned by any edition of the Work
published by Publisher under its imprint. No part of such advance shall be
repayable in any event.
B. The royalties shall be based on the catalogue retail price of all copies sold,
except as provided in Section 8. Publisher shall pay Author a royalty of ____%
on the first _______ (number) copies; ______% on the next _______ (number)
copies; and _____% on all copies of the Work over ________ (number) copies
actually sold, not including copies given to Author, travelers' samples, damaged
copies, and copies given away (but not for resale) for the purpose of aiding the
sale of the Work and for review.
8. Variance in Royalties
A. All countries other than the United States and Canada shall be considered
an open market for the distribution and sale of the regular edition of the Work in
the English language only; Publisher may sell the Work in such market and shall
pay the Author a royalty of ______% of its actual charges for sales so made by it,
without deduction for discounts and bad debts.
B. Publisher, with the written consent of Author, may license to recognized
book clubs the right to publish an edition of the Work for distribution to its
members, and shall pay to Author _____% of the net proceeds of the sale.
C. Where the discount to wholesale or retail distributors or booksellers in the
United States is more than _____% on sales of ___________ (number) copies
or more, Author shall receive a royalty of _____% less than the rate stated in this
Agreement; and with each additional ______% discount, the royalties shall be
further reduced by an additional _______%. In no case, however, shall the
royalties be less than ______% those stipulated in Section 7 .
D. On all copies sold as remainders at a discount of _____% or more from
the retail price, but above the actual cost of manufacture, Author's royalties shall
be based on the price actually received by Publisher; no remaindering, however,
shall take place until _______ (number) months after publication of the Work.
E. Neither Author nor Publisher shall grant permission to publish extracts
from the Work without the consent of the other to the contract terms of such
permission. If consent is given and an extract shall consist of less than ______
(number) words, Author and Publisher shall share equally the net amount
received; if the selection shall be over _________ (number) words Author shall
receive _______% of the net amount.
F. On copies sold direct to customers through the media of mail order,
coupon advertising, or by mail circularization, the royalty shall be ______% of the
amount of Publisher's charges, with no discount for bad debts.
9. Soft-Cover Edition
No edition of the Work to retail at less than $_________ shall be issued without
the consent of Author in writing. Should such an edition be issued by Publisher,
Publisher shall pay Author a royalty of _____% of the retail price. Should the right to
issue such an edition be granted to a second publisher, Publisher shall endeavor to
arrange terms with the second publisher that will permit a royalty payment to Author of
_____% of the retail price, and the royalty payment to Author shall in no case be less
than ______% of the retail price.
10. Accounting; Payments
A. Publisher shall, within ______ (number) months after publication, pay to
Author all royalties that shall have accrued on sales made before publication
(less advances) and shall accompany the payment with a statement as provided
in this Section.
B. Publisher agrees to render ______________ (semiannual) statements on
the first day of _______________ (name of month) and of _________________
(name of month) in each year, showing an account of sales up to the first day of
the second month preceding the accounting dates. Payments then due Author
shall be simultaneously made on those dates. The statements shall show in
detail the number of copies printed, the number bound, the number spoiled, the
number given away, the number sold in each category, and the number on hand.
C. If Publisher shall default in the delivery of statements or in making cash
settlements as required in Paragraph B of this Section and shall neglect or refuse
to deliver the statements or to make the settlements within ________ (number)
days after notice and demand posted by registered mail to Publisher, this
Agreement may be terminated at the option of Author on the expiration of
_______ (number) days.
D. In the event of any sales or licenses that Publisher may be entitled to
make to another party under the terms of this Agreement, Publisher shall pay to
Author his share of the monies resulting from such sales or licenses within
_______ (number) days after receipt by Publisher; Author at his option may
demand that such third party, or parties, make payment directly to him of Author's
share, and this clause shall be sufficient Authority to the third party for making
the payment.
E. Author or his authorized representative shall have the right, on written
request, to examine Publisher's books of account to the extent they relate to the
Work; the examination shall be at the cost of Author unless errors of accounting
amounting to ______% or more of the total sums paid to Author shall be found to
his disadvantage, in which case the cost shall be borne by Publisher.
F. In the event of overpayments other than unearned advances, Publisher
may deduct the amount of the overpayments from any further earnings accruing
to Author on account of the Work.
11. Free Copies
Publisher agrees to present to Author _______ (number) free copies of the Work
immediately on publication and to permit Author to purchase further copies for his
personal use (but not for resale) at ______% of the retail price.
12. Rights Reserved to Author
All rights in the Work now existing or that may come into existence, except those
specifically granted to Publisher in this Agreement, are reserved to Author for Author's
use at all times. If Author shall sell the motion picture or televised motion picture rights
to the Work, he shall have the right to grant to the licensee or purchaser of picture rights
the privilege to publish in any form excerpts and summaries of the Book, of the
dramatization, and of the motion picture version of the Book, to be used for the
advertising and exploitation of the motion picture or televised motion picture based on
the Book or dramatization, but in no case shall such excerpts or summary exceed
______% of the length of the Work.
13. Termination
A. If Publisher at any time during the existence of this Agreement shall fail to
comply with or fulfill any of the terms or conditions of this Agreement, Author may
at his option terminate this Agreement by posting to Publisher a notice of
termination by registered mail, and then all rights granted by Author to Publisher
shall revert to him; in that event all payments previously made to Author shall
remain his property, all, however, without prejudice to any other remedies that
Author may have against Publisher. These provisions shall not apply to instances
in which automatic terminations of this Agreement are elsewhere provided in this
Agreement. The provisions of this paragraph are subject, nevertheless, to other
termination conditions provided in Section 10 .
B. On the termination of this Agreement under any provision, Publisher shall
return to Author all property originally furnished by Author, and Author shall have
the right to purchase from Publisher the plates of the Work at their metal value
and any remaining copies or sheets at a price not to exceed ______% of the
manufacturing costs. If Author shall not have so acquired the plates, copies, or
sheets within _______ (number) days after the effective date of such
termination, Publisher shall have the right to melt the plates, and to sell the
remaining copies at cost or less without payment to the Author of royalties on the
sales. No such sale by Publisher, however, shall transfer the right of publication
and sale of the Work to any purchaser of the remaining copies or sheets. In any
event, however, Publisher's privilege to sell such remaining copies shall expire
_______ (number) months after the effective termination date and then all
remaining copies shall be destroyed.
C. If the Work is at any time out of print, except as a result of emergency
conditions beyond Publisher's control, Author may give notice to Publisher that it
is out of print and in that event, if Publisher shall not within ______ (number)
months bring out a new printing of the Work, then all rights granted under this
Agreement shall terminate and revert to Author automatically and without notice.
If, however, the Work is on sale in an inexpensive edition pursuant to the
provision of Section 9 , it shall not be considered to be out of print.
D. If a petition in bankruptcy is filed by or against Publisher, or if Publisher is
adjudged insolvent by any court, or if a trustee or a receiver of any property of
Publisher is appointed in any suit or proceeding by or against Publisher, or if
Publisher makes an assignment for the benefit of creditors or takes the benefit of
any bankruptcy or insolvency act, or if Publisher liquidates its business for any
cause whatever, Author may, at Author's option, terminate this Agreement, and
the termination shall then be effective as of the date of the filing of the petition,
adjudication, appointment, assignment or declaration, or commencement of
liquidation, and all rights granted in this Agreement shall then revert to Author. As
a condition of the making of this Agreement, Author acquires the right, on such
termination, to purchase at his option the plates, remaining copies, and sheets,
all as provided in Paragraph B of this Section. If Author's option to purchase the
properties is not exercised within ______ (number) days of the occurrence
referred to, Publisher, trustee, receiver, assignee, or other such official may melt
the plates and sell the copies or sheets remaining on hand subject only to
payment to Author of the royalties provided in this Agreement. If Author desires
to purchase the books and sheets, and the trustee, receiver, or other named
official deems the price fixed at ______% of the manufacturing costs to be below
the fair market value, then such value shall be determined by arbitration.
14. Severability
The invalidity of any portion of this Agreement will not and shall not be deemed to
affect the validity of any other provision. If any provision of this Agreement is held to be
invalid, the parties agree that the remaining provisions shall be deemed to be in full
force and effect as if they had been executed by both parties subsequent to the
expungement of the invalid provision.
15. No Waiver
The failure of either party to this Agreement to insist upon the performance of any
of the terms and conditions of this Agreement, or the waiver of any breach of any of the
terms and conditions of this Agreement, shall not be construed as subsequently waiving
any such terms and conditions, but the same shall continue and remain in full force and
effect as if no such forbearance or waiver had occurred.
16. Governing Law
This Agreement shall be governed by, construed, and enforced in accordance
with the laws of the State of _____________.
17. Notices
Any notice provided for or concerning this Agreement shall be in writing and shall
be deemed sufficiently given when sent by certified or registered mail if sent to the
respective address of each party as set forth at the beginning of this Agreement.
18. Attorney’s Fees
In the event that any lawsuit is filed in relation to this Agreement, the
unsuccessful party in the action shall pay to the successful party, in addition to all the
sums that either party may be called on to pay, a reasonable sum for the successful
party's attorney fees.
19. Mandatory Arbitration
Any dispute under this Agreement shall be required to be resolved by binding
arbitration of the parties hereto. If the parties cannot agree on an arbitrator, each party
shall select one arbitrator and both arbitrators shall then select a third. The third
arbitrator so selected shall arbitrate said dispute. The arbitration shall be governed by
the rules of the American Arbitration Association then in force and effect.
20. Entire Agreement
This Agreement shall constitute the entire agreement between the parties and
any prior understanding or representation of any kind preceding the date of this
Agreement shall not be binding upon either party except to the extent incorporated in
this Agreement.
21. Modification of Agreement
Any modification of this Agreement or additional obligation assumed by either
party in connection with this Agreement shall be binding only if placed in writing and
signed by each party or an authorized representative of each party.
22. Assignment of Rights
The rights of each party under this Agreement are personal to that party and may
not be assigned or transferred to any other person, firm, corporation, or other entity
without the prior, express, and written consent of the other party.
23. Counterparts
For the convenience of the parties, this Agreement has been executed in several
counterparts, which are in all respects similar and each of which shall be deemed to be
complete in itself so that any one may be introduced in evidence or used for any other
purpose without the production of the other counterparts. Immediately following
endorsement of the consenting parties, counterparts will be furnished to the consenting
parties so that each may be advised of the rights, privileges, and benefits that this
Agreement confers.
24. In this Agreement, any reference to a party includes that party's heirs, executors,
administrators, successors and assigns, singular includes plural and masculine includes
feminine.
WITNESS our signatures as of the day and date first above stated.
________________________
(Name of Publisher)
________________________ By:_________________________
(P rinted name) _________________________
________________________ (P rinted name & Office in Corporation)
(Signature of Author) _________________________
(Signature of Officer)