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1 EMPLOYEE PRIVACY INFORMATION SHEET (HANDOUT) Drug and Other Testing and Electronic Monitoring I.Drug TestingA.How might drug testing infringe upon employees’ privacy interests? B. Applicable laws1.Drug Free Workplace
Act of 1988 (federal)a) applies to federal
contractors and grantees;b) requires
discouragement of drug use
but does not require or
regulate drug testing.2.Certain federal
statutes require employers in certain industries (e.g., over-
the-road trucking) to drug-
test certain categories of employees3.Special state statutes
(23 states): Some require
drug testing of certain
categories of employees;
some limit drug testing to protect employee privacy;
some states regulate methods
of drug testing.4. Some cities (e.g., San
Francisco) by ordinance
restrict private-sector drug testing.5. Americans with
Disabilities Acta) Does not prohibit
most drug testing. However, the testing program must be
2 designed carefully so as to avoid revealing statutorily- covered disabilities;b)Does not protect
current drug users. Protects former users, or people who
are erroneously believed to
be former users. Even those protected, however, can be tested for drugs on the same
terms as other employees.6.Common law claimsa)Public Policy Tort:
Private sector drug testing that contravenes
constitutional restrictions on
drug testing may be
challenged in some states under tort as a violation of
public policy.b)Intentional Infliction
of Emotional Distress(1)Elements(a)Intent to inflict
emotional distress(b)Extreme and
outrageous conduct(c)Causation(d)Severe emotional
distress(2) Might be used to
challenge extremely offensive method of drug testing.c)Contract claims: A
positive drug testing may not
necessarily constitute just
3 cause for discharge, much
less willful breach necessary to terminate a stated term contract. Would depend on terms of contract.7.Federal and some
state constitutions restrict some drug testing.a) Federal constitution
applies only to state actors.(1) 4th Amendment
doctrine recognizes drug
testing as a search. But the
Supreme Court allows much suspicionless drug testing. (2)Federal 4th
Amendment cases on drug testing have been considered persuasive precedent by many courts construing state
constitutions and other sources of privacy protection.b) California and six
other states have constitutional provisions that might apply to private sector
drug testing.c) Constitutions with
state action requirements
might be basis for public
policy tort against a private
sector employer. E.g.,
Alaska.C.Principal method of
analysis under the privacy
tort 1.First step: “Serious”
or “highly offensive”
invasion of a legally
protected privacy interest
4 2.Second step: Is there
a reasonable expectation of privacy?3. Third step:
Justificationa)Standard used to
assess justification: something less than the
“narrowly tailored to serve a
compelling governmental interest” standardb) What are the
employer interests in drug testing?II.PolygraphsA.How might they
invade autonomy or
informational privacy
interests?B. Sources of regulation1.Federal regulation:
Employee Polygraph Protection Act of 1988a) Prohibits employers
from “accepting or using”
polygraphs or applicants except in specified circumstances;b)Allows polygraphs in
investigation of economic
loss or misappropriation(1)Can only ask
employees who are
reasonably suspected of involvement in a workplace
incident that results in
5 economic loss or injury to employer’s business(2)Cannot ask degrading
questions, or questions regarding religious, racial, political, sexual, or union beliefs;c)Exempts public
employers, national defense and security contractors, security firms, and drug firms;d)Does not preempt
more restrictive state law.2.State statutes: Some
states specifically regulate
certain forms of testing. For
example, California Labor
Code § 432.2 prohibits employers from demanding
or requiring employees or
applicants to submit to
polygraph. California Penal Code § 637.3 also prohibits use of “voice stress analysis” without express written
consent of employee.III.Integrity TestingA.How might integrity
testing implicate
informational and autonomy privacy? B.Sources of regulation1.Federal law: ADA
prohibits psych testing to extent it is designed or used
to identify mental disabilities, unless employer can demonstrate that freedom
6 from that disability is an
essential function of job.2.State lawa)Some states
(Massachusetts, Minnesota, Rhode Island, Wisconsin)
prohibit use of psych tests as
employment screening
device.b)Other states
(California) rely on common law or constitutional claims.
Privacy tort:(1)Highly offensive
invasion: in what respects do
psychological or honesty
tests invade privacy?(2)Reasonable
expectation of privacy: what is the expectation of privacy, and does it vary depending
on the nature of the
employment, the nature of
the questions asked, or
whether the test is administered to applicants
rather than employees?(3)Justification: Note that Soroka adopted a compelling interest standard. A
subsequent decision (Loder v. City of Glendale) adopted a lesser “carefully
weighs the pertinent interests at stake in an ordered fashion” standard.IV.Electronic
MonitoringA.Introduction and
Overview -- Searching email
or computer files:
Comparing electronic and physical searches1.Expectation of
privacy: Do employees have
7 the same expectation of privacy in their email and
computer files as they do in their office and regular files?2.What counts as a
sufficient justification?3.Should a blanket
consent as a condition of employment obviate any legal restrictions?4. See below under
Electronic Communications
Act and Stored Communications Act for
federal regulation.B. Monitoring - audio,
video, computer1.Invasion of Privacya)What is the
expectation of privacy?b)What are the purposes
of audio or video monitoring? Deterrence or actual detection? How should this
affect the issue of justification?2.Telephones and audio
tapinga)Omnibus Crime
Control Act (the so-called
Wiretap Act) prohibits
electronic monitoring by employers but has exception for listening to an extension
phone “in the ordinary course
of business.” b)State laws
8 (1)California Penal Code
§ 632 prohibits tape recording conversation without consent of both parties.(2)Texas state law
prohibits tape recording a
conversation without the
consent of one party3.Video recordinga) Cal. Lab. Code § 435
prohibits employer from making audio or video recording of employee restrooms or changing rooms.b)Federal labor law
prohibits filming of employees engaged in concerted activity for mutual aid or protection unless necessary because of genuine
threat to safety.4.The Electronic
Communications Privacy Act and the Stored Communications Acta)18 U.S.C. § 2511
prohibits intentional interception and disclosure of electronic communications, but it exempts person or
entity that provides electronic
communication service. Thus, if employer is the email
provider, it may intercept and
disclose messages. In
addition, allows interception in “ordinary course of business.”
9 b)18 U.S.C. § 2701
prohibits intentionally accessing stored electronic communication, but allows it if authorized by the person or
entity providing the service.c) If the employee
consents to monitoring, the
employer can freely intercept
messages in transit or access
and read messages that are
stored, thus obviating the task
of distinguishing interception
from other access, and of
determining whether employer is the provider of
the service. Consent also eliminates the need to decide whether the employer can rely on the “ordinary course
of business” exception. So
the crucial question is: what constitutes consent? (1)If employee consent
allows all monitoring, and if
consent can be found simply
from the existence of an
employer policy of monitoring, then there will be
no privacy protections for employees if employers get
competent legal advice. (2) Express consent
appears to suffice, even when consent must be given as a
condition of employment.
TBG Ins. Servs. Corp. v. Superior Court, 117 Cal.
Rptr. 2d 155 (Cal. App. 2002). Employee signed
“policy statement” that he
would use computers “for
business purposes only and not for personal benefit or
10 non-Company purposes” and that he consented to have his computer “use monitored by
authorized company personnel” on an “as needed”
basis. Employer fired employee; employer alleged
it was for viewing
pornography, employee
alleged to prevent stock from vesting. In employee’s
wrongful termination suit,
employer sought discovery of
employee’s home computer (which employer had given to
employee). Court held
computer was discoverable
and that employee had no
expectation of privacy.(3) Implied consent was
rejected in old cases involving telephone
monitoring; legal status of implied consent under
Electronic Communications
Privacy Act unclear. No consent found where employer had announced policy of monitoring sales
calls and said personal calls
would not be monitored
except to extent necessary to determine nature of call, and no consent found in case in which employees were told
“might be forced to monitor
calls” if excessive personal
calls were not reduced.
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