SURROGATE'S COURT OF THE STATE OF NEW YORK
COUNTY OF __________________
Filing Fee Paid $__________
__________Certs $____________
__________Certs $____________
__________$ Bond, Fee $__________
Receipt No:_______________ No.______________
Proceeding for the Appointment of a Permanent
Guardian of the Person and Estate of ___________________
An Adult (Name of Respondent) Family File No._____________
TO THE FAMILY COURT:
The Petitioners respectfully allege to this Court that:
1. We are the parents of _______________________ (Name of Respondent) , an
adult resident citizen over the age of 21 and a citizen of the County of _____________, the subject
of this Petition. We are submitting this Petition in order to be appointed Guardians of the Person
and Property of ____________________ (Name of Respondent) .
2. Our names are ___________________________________ (Names of
Petitioners) and we live at
___________________________________________________________________
____________ (street address, city, county, state, zip code) .
3. The name, date of birth and residence of the person over the age of 21 who is the
subject of this proceeding is as follows:
A. Name: ______________________ (Name of Respondent) ,
B. Date of Birth: __________________ (Date of Birth of Respondent) ,
C. Complete address: _____________________________________________
_____________________ (Address of Respondent)
4. The subject of this proceeding is not a Native American child under or over the age of 18
who is subject to the Indian Child Welfare Act of 1978 (25 U.S.C. §§1901-1963).
5. The name and relationship of person with whom the subject of this proceeding
resides are as follows:
A. Person with whom subject resides: (specify name of institution)
_______________________________________ :
B. Relationship to subject: (Specify if institution is appointed
guardian or some other official capacity over Respondent)
__________________
____________________________________________________________.
C. Address: ________________________________________________
___________________________ (street address, city, county, state, zip code) .
6. The religion of the person who is the subject of this proceeding is
__________________.
7. The names, relationship and post office addresses of the birth parents of the subject
of the proceeding, the name and address of the person with whom the subject resides, if other than
the parent(s), on whom process should issue; and such other persons concerning whom the court
is required to have information, are as follows:
Relationship Name Complete Address Deceased? TPR?
Birthmother: _______________ __________________________ No No
Birth father: ________________ __________________________ No No
Person with whom ________________________________ (specify name and address
the subject resides, _________________________________ of institution)
if other than parents: _________________________________
Parenthood of Petitioners of the Respondent has never been given up in any way.
8. Appointing the Petitioners as Guardians of the Person and Property of
________________________ (Name of Respondent) would be in his best interests and would
care for him and preserve his because we his parents and are able and willing to see to his daily
needs.
9. (Include if applicable): The local social services district performed an assessment,
as required by S.C.P.A. §1704(8), that recommended the following [specify and attach a copy of
the assessment] : _______________________________________________________________
10. No guardian pursuant to will or deed, or guardian of the person pursuant to Section
384 or 384-b of the Social Services Law, has been previously appointed for the subject of this
proceeding, except [specify] : ______________________________________________________
______________________________________________________________________________
11. Neither of Petitioners have never been the subject of an indicated report, as such
term is defined in of the Social Services Law §412, that has been filed with the statewide register of
child abuse and maltreatment pursuant Social Services Law §422.
12. Neither of Petitioners have never been the subject of, or the respondent in, a child
protective proceeding pursuant to Article Ten of the Family Court Act.
13. Neither of Petitioners have never been the subject of an Order of Protection or
Temporary Order of Protection in any criminal, matrimonial or Family Court proceeding(s).
14 . The person who is the subject of this proceeding is over the age of 18 and has
consented to the appointment of the guardian, a copy of which is attached.
15. There are no persons interested in this proceeding other than those mentioned
above.
16. No prior application has been made to any court, including a Native- American
tribunal, for the relief requested herein (except [specify] : _____________________________).
17. State exact title and amount of all of the following Personal Property of
Respondent:
A. All bank accounts with account number and balance;
___________________________________________________________________________________
___________________________________________________________________________________
B. Any insurance policies by company, policy number, amount insured, name of
insured and relationship to respondent;
___________________________________________________________________________________
___________________________________________________________________________________
C. The name, number of shares and value of all stocks, bonds, and any other
personal property including all causes of action the respondent may have.
___________________________________________________________________________________
___________________________________________________________________________________
18. State the following regarding Real Property of Respondent or as it relates to
Respondent
A. Location of Property:_____________________________________________;
B. Gross Value of Property: $_________________________;
C. Respondent’s Interest in Property:$_________________________;
D. Annual Income generated by property $_________________________;
E. Rental Income of property $____________________;
F. Amount of Mortgage or Lien covering property______________________;
G. Whether or not property is to be occupied by Respondent_______________:
H. Is Sale of Property contemplated? ________.
19. Annual Income of Respondent from all sources:
A. Wages to be received from: $ _________________
B. Pension to be received from: $ _________________
C. Income from Trust: $ _________________
D. Governmental entitlements from: $ _________________
E. Other Income: ________________________________$ _________________
20. Source of property listed above:
A. List any property listed above derived from an estate or as a result of
the death of any person___________________________________________
B. Name the decedent________________________________________
C. Date of death and relationship to the Respondent;
D. Whether a fiduciary has been appointed; court name; file number; and type of
letters. Provide a copy of any will or decree directing payment.
_______________________________________________________________________
F. List names and addresses of all banks, insurance companies and persons from
whom payment is expected.
____________________________________________________________________
21. Respondent has been duly certified as a person incapable of managing himself and/or his
her affairs by reason of mental retardation developmental disability, and such condition is permanent in
nature or likely to continue indefinitely, as shown by the certification of:
A. Name of Physician____________________________________________;
certification dated ___________________.
B. Name of Physician____________________________________________;
certification dated ___________________.
C. Name of Licensed Psychologist _________________________________;
certification dated ___________________.
Said certifications shall be attached hereto and made part of the Petition.
( Where certifications of two licensed physicians are used, at least one certification must evidence
special qualifications to make the certification as set forth in SCPA Section 1750 or Section 1750)
(At least one certification must evidence that the physician is familiar with or has professional
knowledge in the care and treatment of persons with mental retardation or developmental
disabilities, as appropriate).
22. Respondent is able to attend the hearing to be scheduled by the court.
or
23. Respondent’s presence at the hearing should be dispensed with because respondent is
medically incapable of being present to the extent that attendance is likely to result in physical harm to
respondent. (Certification of certifying physician must so attest).
WHEREFORE, Petitioners request:
A. That an order be entered appointing them to be the guardians of the person and
property of _________________________ (Name of Respondent) , and that letters of guardianship
so issue.
B. The appearance of the Respondent (should be) or (should not be) required at any
hearing.
C. The Guardian of the person be authorized and empowered to make all decisions with
respect to the medical and dental needs of the Respondent and to render consent to any
medical procedures which are necessary to the health and welfare of the Respondent unless the
court directs otherwise. A health care decision may include a decision to withhold or withdraw life-
sustaining treatment as defined in subdivision (j) of 81.03 of the Mental Hygiene Law.
D. The guardian of the person and property be directed to collect and receive all
moneys and other property of the Respondent jointly with a clerk of the Surrogate’s Court, or depository
subject to the provisions of SCPA 1708, and shall deposit same in the name of the Guardian subject to
order of the Court with either:
1. Bank Depository named _____________________________ (Name)
located at _______________________________________________________________
______________ ( street address, city, county, state, zip code)
2. Bank Depository named ____________________________ (Name)
located at _______________________________________________________________
_______________ ( street address, city, county, state, zip code)
E. The bond of the Guardian be dispensed with.
Witness our signatures the _____ day of ___________________, 20______.
VERIFICATION
STATE OF NEW YORK )
)ss.:
COUNTY OF________________ )
_______________________________________________ (Names of Petitioners) , both
being duly sworn, says that they are the Petitioners in the above-named proceeding and that the
foregoing Petition is true to their own knowledge.
Sworn to before me this ______ day of _______________________. 20______.
Petitioner
Petitioner
_____________________________________
Deputy Clerk of the Court
Notary Public
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