No. 04-480
================================================================
In The
Supreme Court of the United States
---------------------------------♦--------------------------------METRO-GOLDWYN-MAYER STUDIOS INC., et al.,
Petitioners,
v.
GROKSTER, LTD., et al.,
Respondents.
---------------------------------♦--------------------------------On Petition For A Writ Of Certiorari
To The United States Court Of Appeals
For The Ninth Circuit
---------------------------------♦--------------------------------BRIEF OF THE COMPUTER AND
COMMUNICATIONS INDUSTRY ASSOCIATION
AND INTERNET ARCHIVE AS AMICI CURIAE
IN SUPPORT OF RESPONDENTS AND
IN OPPOSITION TO THE WRIT OF CERTIORARI
---------------------------------♦--------------------------------PETER JASZI
(Counsel of Record for Amici Curiae)
GLUSHKO-SAMUELSON INTELLECTUAL
PROPERTY LAW CLINIC
WASHINGTON COLLEGE OF LAW
AMERICAN UNIVERSITY
4801 Massachusetts Avenue, NW
Washington, DC 20016
(202) 274-4216
LAURA QUILTER
SAMUELSON LAW, TECHNOLOGY &
PUBLIC POLICY CLINIC
BOALT HALL SCHOOL OF LAW
UNIVERSITY OF CALIFORNIA
346 North Addition
Berkeley, CA 94720
(510) 642-7515
================================================================
COCKLE LAW BRIEF PRINTING CO. (800) 225-6964
OR CALL COLLECT (402) 342-2831
i
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ...........................................
iii
STATEMENT OF INTEREST OF AMICI CURIAE.....
1
SUMMARY OF ARGUMENT ........................................
2
ARGUMENT...................................................................
2
I.
Since 1984, Important New Information and
Communications Technologies Have Grown Up
in the Space for Innovation Provided by the
Sony Standard ....................................................
4
5
B. High-density recordable media...................
III.
2
A. Internet-based
communications
and
related technologies ...................................
II.
This Court’s Decision in Sony Reinforced a
Time-Honored Approach to Accommodating
Copyright Interests Without Regulating
Technological Change ........................................
7
P2P Technologies Developed Under the Sony
Standard Are Socially Useful and Open New
Markets for Valuable Services ...........................
9
A. P2P Technologies Provide Security of
Information Access and Assure Network
Stability .......................................................
9
B. P2P Technologies Provide Access to a
Vast and Growing Body of Noninfringing
Content, Government Information and
Political Speech ..........................................
11
C. Growing Numbers of Artists, Authors and
Others Use P2P Technologies to Distribute
Copyrighted and Unprotected Content ......
13
ii
TABLE OF CONTENTS – Continued
Page
IV.
The Sony Decision Allows Controversies
Concerning New Information Technologies to
Be Resolved Successfully Without Technology
Regulation ..........................................................
16
CONCLUSION ...............................................................
19
iii
TABLE OF AUTHORITIES
Page
CASES
Am. Geophysical Union v. Texaco, Inc., 60 F.3d 913
(2d Cir. 1995) .................................................................. 17
Am. Library Ass’n, et al. v. FCC, No. 04-1037 (D.C.
Cir., filed Jan. 30, 2004) ................................................. 19
Bleistein v. Donaldson Lithographing Co., 188 U.S.
239 (1903) ....................................................................... 20
In re Aimster Copyright Litig., 334 F.3d 643 (7th
Cir. 2003)..................................................................... 2, 10
Metro-Goldwyn-Mayer Studios Inc. v. Grokster Ltd.,
380 F.3d 1154 (9th Cir. 2004) ................................2, 11, 19
Recording Indus. Ass’n of Am. v. Diamond
Multimedia Sys., 180 F.3d 1072 (9th Cir. 1999) ............. 8
Sony Corp. of America v. Universal City Studios,
Inc., 464 U.S. 417 (1984) .........................................passim
White-Smith Music Publ’g Co. v. Apollo Co., 209
U.S. 1 (1908) ..................................................................... 3
LEGISLATIVE AND REGULATORY MATERIALS
Audio Home Recording Act of 1992 (codified at 17
U.S.C. §§ 1101-10) ...................................................... 8, 18
FCC, Report and Order and Further Notice of
Proposed Rulemaking In the Matter of: Digital
Broadcast Content Protection, 68 Fed. Reg.
67,599 (2003) .................................................................. 19
37 C.F.R. § 1.52(e) (2004) ..................................................... 7
37 C.F.R. § 1.821(c) (2004) ................................................... 7
H.R. 4077, 108th Cong. (2004)............................................. 5
iv
TABLE OF AUTHORITIES – Continued
Page
OTHER AUTHORITIES
Adobe Systems Inc., What is Adobe PDF?, at http://
www.adobe.com/products/acrobat/adobepdf.html ........... 5
Chloe Albanesius, Entertainment, Tech Industries
Spar Over Copyright Bill, National Journal’s
Tech. Daily, Oct. 20, 2004, available at 2004 WL
74916798......................................................................... 19
Janis Amy, Using Peer To Peer To Launch A Career,
at http://www.lamn.com/modules.php?op=modload&
name=News&file=article&sid=21 (last visited Nov.
5, 2004)............................................................................ 14
Apple Computer, Inc., iPod, at http://www.apple.
com/ipod (last visited Nov. 5, 2004) ................................. 7
Apple Computer, Inc., iTunes, at http://www.apple.
com/itunes (last visited Nov. 5, 2004) .............................. 8
Assoc. of Am. Publishers, An AAP Position Paper on
Scanning, at http://www.publishers.org/conference/
pubinfo.cfm?PublicationID=2 (last visited Nov. 5,
2004).................................................................................. 6
Edward C. Baig, Microsoft Showcases Windows XP
Media Center, Wirelessnewsfactor.com, Oct. 15,
2004, at http://wireless.newsfactor.com/story.xhtml?
story_id=27655 ................................................................. 4
June M. Besek, Anti-Circumvention Laws and
Copyright: A Report From the Kernochan Center
for Law, Media and the Arts, 27 Colum.-VLA J.L.
& Arts 385 (2004) ........................................................... 18
Daniel J. Blum & David M. Litwack, The E-Mail
Frontier (1995).................................................................. 5
v
TABLE OF AUTHORITIES – Continued
Page
John Borland, Apple iTunes Sales Quicken, Oct. 14,
2004, at http://news.com/2110-1027_3-5410365.html ......... 8
Iain S. Bruce, Moore: Pirate my film, no problem,
Sunday Herald, July 4, 2004, available at http://
www.sundayherald.com/43167 ...................................... 14
Center for Democracy and Technology, Broadband
Backgrounder: Public Policy Issues Raised by
Broadband Technology, at http://www.cdt.org/
digi_infra/broadband/backgrounder.shtml#ES (Dec.
2000).................................................................................. 5
Center for Democracy & Technology, Implications of
the Broadcast Flag: A Public Interest Primer
(version 2.0), Dec. 2003, available at http://www.
cdt.org/copyright/broadcastflag.pdf ............................... 18
CNN.com, Internet Proves Vital Communications
Tool, at http://archives.cnn.com/2001/TECH/internet/
09/12/attacks.internet/ (Sept. 12, 2001) ........................ 10
Consumer & Governmental Affairs Bureau, Federal
Communications Commission, Broadband: High
Speed Internet Access, at http://www.fcc.gov/cgb/
broadband.html (last visited Oct. 26, 2004).................... 5
Copyright Clearance Center, Inc., Corporate
Overview: Creating Copyright Solutions, at
http://www.copyright.com/About/default.asp (last
visited Nov. 5, 2004) ........................................................ 17
Creative Commons, About, at http://creativecommons.
org/about/licenses (last visited Nov. 5, 2004) ................ 15
Robert X. Cringely, Welcome to Digital TV: A
Cringely Crash Course, at http://www.pbs.org/
opb/crashcourse (last visited Nov. 5, 2004) ................... 18
vi
TABLE OF AUTHORITIES – Continued
Page
Katie Dean, Winwood: Roll With P2P, Baby, Wired
Magazine, July 9, 2004, available at http://www.
wired.com/news/digiwood/0,1412,64128,00.html.......... 14
Desert Island Films, Desert Island Films
Catalogue, at http://www.desertislandfilms.com/
titles.html (last visited Oct. 31, 2004) ........................... 12
Cory Doctorow, Down and Out wins Locus Award,
June 29, 2004, at http://www.craphound.com/down/
archives/2004_06.php#000128....................................... 15
Cory Doctorow, Ebooks: Neither E, Nor Books, Feb.
12, 2004, at http://conferences.oreillynet.com/
presentations/et2004/doctorow.txt................................. 14
Cory Doctorow, Welcome to the site!, Sept. 7, 2003,
at http://craphound.com/place/000009.php ................... 15
Cory Doctorow, What’s this site?, Jan. 19, 2004, at
http://craphound.com/est/000041.html.......................... 15
Michael A. Einhorn, Music in the Crucible: A Year
in Review, 22 Ent. & Sports Law 1 (2004) ...................... 8
ExtremeTech, How Scanners Work, at http://www.
extremetech.com/article2/0,1558,1157540,00.asp (last
visited Oct. 24, 2004)........................................................ 5
John Feather, Publishing, Piracy and Politics
(1994) ................................................................................ 3
William W. Fisher III, Promises to Keep: Technology,
Law, and the Future of Entertainment (2004)................ 16
Curtis Lee Fulton, P2P Is on the Military’s Radar,
The Online Reporter, Nov. 12, 2001 (available on
LexisNexis, Nov. 6, 2004) ............................................... 10
vii
TABLE OF AUTHORITIES – Continued
Page
Jim Fuquay, Cutting the Wires: New Home
Technology Won’t Leave Consumers Tangled Up,
Fort-Worth Star-Telegram, Jan. 11, 2004 ....................... 4
Owen Gibson, News Websites’ Traffic Soars, The
Guardian, Sept. 12, 2001, at http://www.guardian.
co.uk/wtccrash/story/0,1300,550781,00.html ................ 10
Thomas Goetz, Sample the Future, Wired
Magazine, Nov. 2004, available at http://www.
wired.com/wired/archive/12.11/sample.html ................. 16
Jon Healey, Band, Drinks Firm Hope Profits Will
Flow From Free Songs: The maker of Yoo-Hoo
backs Kevin Martin and the HiWatt’s effort to
offer free songs on the Net, L.A. Times, Oct. 10,
2003................................................................................. 15
Jon Healy, Sony BMG, Grokster Join Forces: In an
unusual alliance, the record giant will offer free
and paid music via the file-sharing network, L.A.
Times, Oct. 29, 2004 ....................................................... 16
Hewlett-Packard Dev. Co., Build a Photo Archive
with CDs, at http://h50016.www5.hp.com/ul_
buildphotoarchive.asp (last visited Nov. 5, 2004) ........... 7
Internet Archive, List of Trade-Friendly Bands, at
http://www.archive.org/audio/etree-band-showall.php
(last visited Nov. 5, 2004)............................................... 14
Internet Archive, What are the P2P Options links?,
at http://www.archive.org/about/faq.php?faq_id=192
(last visited Nov. 5, 2004)................................................11
Christopher Jenson, The More Things Change, The
More They Stay the Same: Copyright, Digital
Technology, and Social Norms, 56 Stan. L. Rev.
531 (2003) ......................................................................... 8
viii
TABLE OF AUTHORITIES – Continued
Page
Duff Johnson, The Many Varied Uses of PDF, Planet
PDF (Apr. 1, 2004), at http://www.planetpdf.com/
enterprise/article.asp?ContentID=6438 .......................... 5
Chris Karr, The Oyez Project Releases Inaugural
Set of Supreme Court MP3 Files, June 28, 2003,
at http://www.oyez.org/oyez/resource/nitf/273............... 13
Eddan Elizafon Katz, RealNetworks, Inc. v. Streambox, Inc. & Universal City Studios, Inc. v.
Reimerdes, 16 Berkeley Tech. L.J. 53 (2001) ................ 17
James Lardner, Fast Forward (1987).................................. 3
Mark A. Lemley & R. Anthony Reese, Reducing
Digital
Copyright
Infringement
Without
Restricting Innovation, 56 Stan. L. Rev. 1345
(2004) .............................................................................. 18
Lawrence Lessig, Free Culture/Free Content, at
http://www.free-culture.cc/freecontent (last visited
Nov. 4, 2004) ................................................................... 16
LOCKSS, Project Descriptions, at http://lockss.
stanford.edu/projectdescbrief.htm (last visited Nov.
5, 2004).............................................................................. 9
Fraser Lovatt, BBC Creative Archive: Pilot to start
in 2005, Digital-Lifestyles.info, Oct. 29, 2004, at
http://digital-lifestyles.info/display_page.asp?section
=cm&id=1723...................................................................11
Stanley Manoski, Eliminating the Middleman: Peerto-Peer Technology for Command and Control, 6
The Edge 8 (Summer 2002), at http://www.mitre.
org/news/the_edge/summer_02/summer_02.pdf ................ 9
Edwin McDowell, Ideas and Trends: College of
“Copy Mills” Grinds Quickly so Publishers Sue,
N.Y. Times, Dec. 19, 1982 .............................................. 16
ix
TABLE OF AUTHORITIES – Continued
Page
Peter S. Menell, Envisioning Copyright Law’s
Digital Future, 46 N.Y.L. Sch. L. Rev. 63 (2003)............. 8
Microsoft Corp., Microsoft Windows XP Media
Center Edition 2005, at http://www.microsoft.com/
windowsxp/mediacenter/evaluation/default.mspx
(last visited Nov. 5, 2004)................................................. 4
Motion Picture Association, Broadcast Flag:
Frequently Asked Questions, at http://www.mpaa.
org/Press/Broadcast_Flag_QA.htm (last visited
Nov. 5, 2004) ................................................................... 19
NASA/Jet Propulsion Lab., Calif. Inst. of Tech.,
Welcome to Maestro Headquarters, at http://mars.
telascience.org/home (last visited Nov. 5, 2004) ............11
National Commission on New Technology Uses of
Copyrighted Works, Final Report (1979) ...................... 17
National Conference of State Legislatures,
Camcorders or Recording Devices in Movie
Theatres, at http://www.ncsl.org/programs/lis/CIP/
tape-in-theaters0304.htm (last visited Nov. 5,
2004).................................................................................. 4
Open Source Technology Group, What is the
“Slashdot Effect”?, http://slashdot.org/faq/slash
meta.shtml (last visited Nov. 5, 2004) ........................... 10
P2P Congress, P2P Site Enables Access to Video of
Government Hearings, at http://www.p2pcongress.
org/press.php (last visited Nov. 5, 2004) ....................... 13
p2p-Politics.org, About p2p-politics: FAQ, http://
www.p2p-politics.org/about............................................ 13
x
TABLE OF AUTHORITIES – Continued
Page
Photo-Album-DVD.com, Play High Resolution
Photo Album on TV with DVD player, at http://
www.photo-album-dvd.com (last visited Nov. 5,
2004).................................................................................. 7
David Pogue, The iPod’s New Trick: Photo Show,
N.Y. Times, Oct. 28, 2004 ................................................. 8
Prelinger Archive, Welcome to the Prelinger Archives,
at http://archive.org/details/prelinger (last visited
Nov. 5, 2004) ................................................................... 12
Project Gutenberg, Welcome to Project Gutenberg,
at http://www.gutenberg.org (last visited Nov. 5,
2004)................................................................................ 12
SearchSecurity.com, Denial of Service, at http://
searchsecurity.techtarget.com/sDefinition/0,,sid14_
gci213591,00.html (last visited Nov. 5, 2004) ................ 10
Lucy Sherriff, BBC ponders P2P distribution, The
Register, Feb. 17, 2004, at http://www.theregister.
co.uk/2004/02/17/bbc_ponders_p2p_distribution ...........11
Smithsonian Institution, Birth of the Internet:
Arpanet, at http://smithsonian.yahoo.com/arpanet2.
html (last visited Nov. 5, 2004) ........................................ 9
Andrew Sparkler, Senators, Congressmen, Please
Heed the Call: Ensuring the Advancement of
Digital Technology Through the Twenty-First
Century, 14 Fordham Intell. Prop. Media & Ent.
L.J. 1137 (2004) .............................................................. 18
Frank A. Stevenson, Cryptanalysis of Content
Scrambling System, Openlaw Open DVD/DeCSS
Forum, Nov. 8, 1999, available at http://cyber.
law.harvard.edu/openlaw/DVD/resources/crypto.gq.
nu.html............................................................................ 17
xi
TABLE OF AUTHORITIES – Continued
Page
Storing e-text for centuries, The Economist, Jun. 19,
2003, available at http://www.economist.com/
science/tq/displayStory.cfm?story_id=1841010 ............... 9
United States District Court for the District of
Columbia, LCvR 5.4(a), available at http://www.dcd.
uscourts.gov/LocalRulesEditedMarch2004.pdf............... 6
United States District Court for the District of
Columbia, ECF Filing Pointers, at http://www.dcd.
uscourts.gov/ECF-Filing-Pointers.pdf (last visited
Nov. 5, 2004) ..................................................................... 6
University of Illinois, Chicago, Academic Computer
Center, A Brief Email History (or why MIME does
what it does), The ADN Connection (Sept.-Oct.
1996), at http://www.uic.edu/depts/accc/newsletter/
adn13/history.html (last visited Nov. 6, 2004) ................ 5
Jack Valenti Press Releases, A Clear Present and
Future Danger: The potential undoing of America’s
greatest export trade prize (Feb. 12, 2002), available
at http://www.mpaa.org/jack/2002/2002_02_12b.htm ......... 7
War Surge for Internet Traffic, National Business
Review, March 21, 2003, available at http://www.
nbr.co.nz/home/column_article.asp?id=5485&cid=
3&cname=Technology .................................................... 10
Weed, Weed Pays you to Share Music Files, at
http://weedshare.com (last visited Nov. 7, 2004)........... 15
Sue Zeidler, Entertainment Firms Quietly Using
Piracy Networks, Nov. 3, 2003, at http://www.
kmband.com/kmbandmedia_press_reuters_110303.
php................................................................................... 15
1
STATEMENT OF INTEREST OF AMICI CURIAE
1
This brief amici curiae is submitted by the Computer
and Communications Industry Association and the
Internet Archive (“Amici”) pursuant to Rule 37 of the
Rules of this Court. Amici urge that the Court deny the
requested writ of certiorari.
The Computer and Communications Industry
Association
represents
telecommunications
and
networking
equipment
manufacturers,
software
developers, Internet-, telecommunications- and financialservice providers, re-sellers, integrators and others vitally
interested in the unhindered flow of information. Member
companies employ almost one million workers and
generate over $300 billion in annual revenue.
The Internet Archive is a public nonprofit “Internet
library,” created to offer public access to historical
collections over the Internet. Peer-to-peer file technologies
are valuable tools for the Internet Archive, allowing
efficient and economical distribution to the public of its
collections, including growing quantities of large audio and
video files. The Internet Archive’s ability to achieve its
mission will be drastically affected by any decision that
constricts innovation in peer-to-peer technologies.
1
Letters from all parties consenting to the filing of this brief have
been filed with the Clerk of this Court. No counsel for a party authored
this brief in whole or in part, and no person or entity other than amici
curiae, or their counsel, made a monetary contribution to the
preparation or submission of this brief. Students of the Boalt Hall
School of Law, University of California, Berkeley, Samuelson Law,
Technology & Public Policy Clinic (Lila Bailey and Sherwin Siy), and
the American University, Washington College of Law, GlushkoSamuelson Intellectual Property Law Clinic (Scott Albright, Benjamin
Allen, Saad Aslam, Scott Brairton, Thomas Burns, Regan Fitzgerald,
Dalia Georgi, Traci Hale, Nabila Isa-Odidi, Amy Jiron, Laurel Johnson,
Nayoung Kim, Isadora Lee, Janet Lee, Tuan Nguyen, Ramya
Prakasam, Lara Simon, Fernando Soltanik, Chris Sorey, and Elaine
Tran) helped to prepare this brief under the supervision of Laura
Quilter, Joshua Sarnoff, and Peter Jaszi.
2
SUMMARY OF ARGUMENT
This Court should reject Petitioners’ invitation to
reexamine the balanced approach to accommodating
copyright law and technological innovation adopted in
Sony Corp. of America v. Universal City Studios, Inc., 464
U.S. 417 (1984). Experience demonstrates that the clear,
predictable Sony precedent provides vital space for
innovation. Over the past two decades, socially useful
technologies have flourished and new markets have
developed. To revisit the issue at this time would be to
wager on technological futures. Under Sony’s clear legal
standard, copyright owners and technology providers
normally have made and will continue to make their own
accommodations without the intervention of courts or
legislatures. Even where regulation may be required, it is
best undertaken through narrowly-tailored legislative or
administrative action, rather than judicial rulings of
general applicability.
ARGUMENT
I.
This Court’s Decision in Sony Reinforced a
Time-Honored Approach to Accommodating
Copyright Interests Without Regulating
Technological Change.
The petition frames the issue as a dispute over the
proper interpretation of Sony, arguing that while the
Court of Appeals for the Ninth Circuit interpreted it
incorrectly in Metro-Goldwyn-Mayer Studios Inc. v.
Grokster Ltd., 380 F.3d 1154 (9th Cir. 2004), the Court of
Appeals for the Seventh Circuit did so correctly in In re
Aimster Copyright Litig., 334 F.3d 643 (7th Cir. 2003)
(Posner, J.). In fact, however, the Petitioners seek nothing
less than a reversal of this foundational copyright
decision. The approach Petitioners draw from Judge
Posner’s dicta would substitute a complicated,
indeterminate economic balancing test for the simple and
direct Sony standard – that the provider of a technology
3
should not be held secondarily liable for infringing uses if
the technology is “capable of substantial noninfringing
2
uses.” This Court should not reach out to undo a
precedent that has given so much good service, and is so
deeply rooted in copyright tradition.
Over three centuries, copyright law has taken in stride a
series of temporarily disruptive changes in information
technology. The law’s resilience stems from a choice made
early on: that copyright would regulate the ways people
use technology but not technology itself. In the
seventeenth century, the British Crown had enforced rules
about who could and could not practice the art of printing;
in effect, it regulated the market in printed books by
limiting access to the core technology. But the 1710
Statute of Anne took a different approach. Under its
provisions, anyone could set up as a publisher, and only
those who infringed copyright would face legal action. In
this new legal environment, modern practices of copyright
licensing gradually arose to accommodate the tension
3
between rights holders and would-be distributors.
At various moments in U.S. copyright history, courts
have turned away from the temptation to intervene in the
process through which new technologies are developed and
adopted – with uniformly happy results. Thus, everyone
concerned eventually would look back with satisfaction on
the recording industry having survived early attacks by
4
sheet music publishers. More recently, the movie
industry’s failure to block personal video recording
technology opened profitable new markets for motion
5
pictures. Moreover, this latter episode gave us the Sony
2
Sony, 464 U.S. at 442.
3
See generally John Feather, Publishing, Piracy and Politics 37-96
(1994).
4
See White-Smith Music Publ’g Co. v. Apollo Co., 209 U.S. 1
(1908).
5
See James Lardner, Fast Forward 312-28 (1987).
4
standard, which has assured even greater social and
cultural benefits. Without this clear-cut test, the threat of
secondary liability might have prevented many valuable
technologies from becoming available. Under Sony, they
have flourished.
II.
Since 1984, Important New Information and
Communications Technologies Have Grown Up
in the Space for Innovation Provided by the
Sony Standard.
The post-Sony period has witnessed a proliferation of
new technologies offering creators and information
consumers an unprecedented range of choices for recording
and communicating information. Among them are new
consumer electronics products, such as computers designed
6
to incorporate digital entertainment and new video tools
that put enormous creative power into the hands of
7
individuals.
These technologies can be used for
infringement or even commercial piracy, but they have
8
many positive uses as well. There are many more
examples, among them the following.
6
See, e.g., Edward C. Baig, Microsoft Showcases Windows XP
Media Center, Wirelessnewsfactor.com, Oct. 15, 2004, at http://wireless.
newsfactor.com/story.xhtml?story_id=27655; Microsoft Corp., Microsoft
Windows XP Media Center Edition 2005, at http://www.microsoft.com/
windowsxp/mediacenter/evaluation/default.mspx (last visited Nov. 5,
2004).
7
For a description of features of new-generation camcorders, see
Jim Fuquay, Cutting the Wire: New Home Technology Won’t Leave
Consumers Tangled Up, Fort-Worth Star-Telegram, Jan. 11, 2004, at
F1.
8
Significantly, copyright owners’ response to these technologies
has been to seek special penalties for certain uses of them – for
purposes such as videotaping commercial motion pictures in theaters.
As of September 22, 2004, six states had adopted laws prohibiting this
practice and thirteen others are considering similar legislation. See
National Conference of State Legislatures, Camcorders or Recording
Devices in Movie Theatres, at http://www.ncsl.org/programs/lis/CIP/
(Continued on following page)
5
A. Internet-based communications and related
technologies
Electronic mail technology is a ubiquitous feature of
9
modern daily life. The ability of e-mail to facilitate
communication was transformed in 1993, with the
introduction of attachments (including text, images and
sound) under the MIME (“Multipurpose Internet Mail
10
Extension”) protocol. Adobe’s PDF (“Portable Document
Format”) took hold as a data interchange format because it
provides multi-platform compatibility preserving the
11
contents and appearance of documents. PDF, with more
than 500,000,000 copies distributed, is made more
powerful by the ease with which paper documents can be
processed into it using a personal computer and a
12
13
conventional desktop scanner. “Broadband” connectivity,
tape-in-theaters0304.htm (last visited Nov. 5, 2004). Similar provisions
are present in H.R. 4077, 108th Cong. (2004), the Piracy Deterrence
and Education Act that passed the House of Representatives on Sept.
28, 2004 and is pending in the Senate.
9
See, e.g., Daniel J. Blum & David M. Litwack, The E-Mail
Frontier 2 (1995).
10
See University of Illinois, Chicago, Academic Computing Center,
A Brief Email History (or why MIME does what it does), The ADN
Connection (Sept.-Oct. 1996), at http://www.uic.edu/depts/accc/newsletter/
adn13/history.html (last visited Nov. 6, 2004).
11
See Adobe Systems Inc., What is Adobe PDF?, at http://www.
adobe.com/products/acrobat/adobepdf.html (last visited Oct. 24, 2004).
12
See, e.g., ExtremeTech, How Scanners Work, at http://www.
extremetech.com/article2/0,1558,1157540,00.asp (last visited Oct. 24,
2004). Governments, lawyers, businesses, financial institutions,
engineering professionals, printers, and others use PDF for their
external and internal communications. See, e.g., Duff Johnson, The
Many Varied Uses of PDF, Planet PDF (Apr. 1, 2004), at http://www.
planetpdf.com/enterprise/article.asp?ContentID=6438.
13
Center
for
Democracy
and
Technology,
Broadband
Backgrounder: Public Policy Issues Raised by Broadband Technology, at
http://www.cdt.org/digi_infra/broadband/backgrounder.shtml#ES (Dec.
2000). These technologies include Digital Subscriber Line (DSL), Cable
Modem, Wireless Internet, and Satellite. See Consumer &
(Continued on following page)
6
in turn, allows high-speed transmission of e-mail
(including large PDF attachments). These communications
technologies are so prevalent that the U.S. District Court
for the District of Columbia uses them for public
dissemination of information and for mandatory electronic
14
document filing.
Obviously, communications technologies can be used
for copyright infringement, such as the unauthorized
reproduction and transmission of copyrighted material to
the members of a mailing list or listserve. Thus, the
Association of American Publishers has noted that
technology has the “potential to devastate the creative
15
works that are the subject of scanning.” Likewise,
representatives of copyright industries have expressed
concern about the spread of broadband technologies. As
Jack Valenti, former head of the Motion Picture
Association of America, put it in 2002:
Only some 9.5 million American computer homes
have current high-speed, large pipe connections
to the Internet. But that moat will gradually be
drained as broadband grows. . . . Once that
happens . . . the avalanche will have begun. It is
Governmental Affairs Bureau, Federal Communications Commission,
Broadband: High Speed Internet Access, at http://www.fcc.gov/cgb/broad
band.html (last visited Oct. 26, 2004).
14
See United States District Court for the District of Columbia,
LCvR 5.4(a), available at http://www.dcd.uscourts.gov/LocalRulesEdited
March2004.pdf; United States District Court for the District of
Columbia, ECF Filing Pointers, at 1, at http://www.dcd.uscourts.gov/
ECF-Filing-Pointers.pdf (last visited Nov. 5, 2004) (requiring filing in
pdf format).
15
Assoc. of Am. Publishers, An AAP Position Paper on Scanning, at
http://www.publishers.org/conference/pubinfo.cfm?PublicationID=2 (last
visited Nov. 5, 2004).
7
the certainty of that scenario which concerns
16
every movie maker and distributor in the land.
But in the post-Sony environment, and because of the
clear Sony standard, copyright owners have rightly
focused their attention on individuals and organizations
making questionable use of e-mail, PDF, scanners and
broadband technologies – and have avoided challenging
these tools as such.
B. High-density recordable media
Today, nearly every computer sold is equipped with
drives capable of “writing” or “burning” large amounts of
data to portable storage media such as CD-ROMs or
DVD-ROMs. The lawful uses of this technology range
from the preparation of massive data sets for submission to
17
government agencies
to the archiving of personal
18
photographs.
Likewise, high-capacity portable media
players (for example, the Apple iPod) are gaining in
popularity. Compressed digital music files may be
transmitted between sources on the Internet, personal
computers and these new devices, which also can be used
as portable hard drives for storing digital files of all
19
kinds. Thanks to the wide adoption of these devices by
16
Jack Valenti Press Releases, A Clear Present and Future Danger:
The potential undoing of America’s greatest export trade prize (Feb. 12,
2002), available at http://www.mpaa.org/jack/2002/2002_02_12b.htm.
17
See, e.g., 37 C.F.R. §§ 1.52(e), 1.821(c) (2004) (Patent Office rules
permitting nucleotide sequence listings to be submitted on CD-ROM).
18
See, e.g., Photo-Album-DVD.com, Play High Resolution Photo
Album on TV with DVD player, at http://www.photo-album-dvd.com (last
visited Nov. 5, 2004); Hewlett-Packard Dev. Co., Build a Photo Archive
with CDs, at http://h50016.www5.hp.com/ul_buildphotoarchive.asp (last
visited Nov. 5, 2004).
19
See Apple Computer, Inc., iPod, at http://www.apple.com/ipod
(last visited Nov. 5, 2004).
8
20
consumers, a new market for copyrighted music has
arisen in the form of licensed downloads from several web21
based “music stores.”
Although at its inception CD recorder technology was
opposed by many in the software and music industries
concerned about risks of copyright infringement, the Sony
standard has required these groups to refocus their
22
efforts on misuse of the technology. Likewise, portable
media players remain available to consumers because
23
they are “ ‘capable of substantial non-infringing uses.’ ”
As a result, the music industry has had no choice but to
respond constructively – seeking to exploit rather than to
suppress the technology.
20
By the end of 2003, Apple alone sold more than 1.5 million iPods.
See Michael A. Einhorn, Music in the Crucible: A Year in Review, 22
Ent. & Sports Law 1, 24 (2004). Apple sold two million players in the
third quarter of 2004 alone. See David Pogue, The iPod’s New Trick:
Photo Show, N.Y. Times, Oct. 28, 2004, at G1.
21
See, e.g., Apple Computer, Inc., iTunes, at http://www.apple.com/
itunes (last visited Nov. 5, 2004). Apple’s iTunes is an “inexpensive,
legal alternative” for complying with copyright laws and without
impeding the innovation of technology. Christopher Jenson, The More
Things Change, The More They Stay the Same: Copyright, Digital
Technology, and Social Norms, 56 Stan. L. Rev. 531, 568 (2003). The
Apple iTunes store has sold 150 million songs since its inception in
April of 2003. See John Borland, Apple iTunes Sales Quicken, Oct. 14,
2004, at http://news.com/2110-1027_3-5410365.html.
22
Although some uses of CD “burners” to copy prerecorded music
are immunized from liability under the Audio Home Recording Act of
1992 (codified at 17 U.S.C. §§ 1001-10), see Part IV infra, the use of the
technology to reproduce copyrighted texts, images, software programs,
etc., falls outside the coverage of that act. Rather, it is the Sony
standard that allows them to be freely offered.
23
See Recording Indus. Ass’n of Am. v. Diamond Multimedia Sys.,
180 F.3d 1072, 1079 (9th Cir. 1999) (citing Sony, 464 U.S. at 455). See
also Peter S. Menell, Envisioning Copyright Law’s Digital Future, 46
N.Y.L. Sch. L. Rev. 63, 139 (2003).
9
III. P2P Technologies Developed Under the Sony
Standard Are Socially Useful and Open New
Markets for Valuable Services.
A. P2P Technologies Provide Security of
Information Access and Assure Network
Stability.
Even peer-to-peer networks (“P2P”), the technological
architecture of greatest concern to Petitioners, have
numerous benefits. Security of access to critical
information can best be assured through a distributed and
redundant information network. These principles underlie
the military’s design of the forebear of the Internet,
ARPAnet (the Advanced Research Projects Agency
Network), which was designed to withstand a nuclear
24
attack. Today, these principles are embodied in P2P
networks, which ensure the accessibility and stability of
vital information. For example, many libraries use P2P to
provide assured access to electronic journals, with a
program called LOCKSS (for “Lots of Copies Keep Stuff
25
Safe”). Instead of storing electronic journals only on
publishers’ servers, leaving access vulnerable to technical
problems, LOCKSS libraries store copies on their own
26
computers and share them with other subscriber libraries
– eliminating the problem of damaged or lost copies.
24
See, e.g., Smithsonian Institution, Birth of the Internet: Arpanet,
at http://smithsonian.yahoo.com/arpanet2.html (last visited Nov. 5,
2004); Stanley Manoski, Eliminating the Middleman: Peer-to-Peer
Technology for Command and Control, 6 The Edge 8 (Summer 2002), at
http://www.mitre.org/news/the_edge/summer_02/summer_02.pdf.
25
See LOCKSS, Project Descriptions, at http://lockss.stanford.edu/
projectdescbrief.htm (last visited Nov. 5, 2004) (“LOCKSS”). See also
Storing e-text for centuries, The Economist, Jun. 19, 2003, available at
http://www.economist.com/science/tq/displayStory.cfm?story_id=1841010.
Users include the Library of Congress, Los Alamos National Laboratory,
and countless universities.
26
See LOCKSS, supra.
10
Further, P2P networks provide a stable and more
resilient platform that ensures content availability.
Information on centralized servers is vulnerable to
27
sabotage (e.g., by a “denial of service” attack), equipment
failure or server access problems due to unanticipated
28
popularity (“slashdotting”).
For example, after the
attacks of September 11, 2001, news websites were
29
30
overwhelmed and telephone systems were clogged. In
contrast, communications flowed freely across P2P instant
31
messaging (“IM”) networks.
P2P networks also can reduce server and bandwidth
problems caused by traffic in a few large files or a large
number of small files. For example, National Aeronautics
and Space Administration (NASA) mission images and
datasets, extremely large files, are in high demand. By
seeding P2P networks with the files, the scientific
community optimizes access to critical data, decentralizing
27
See SearchSecurity.com, Denial of Service, at http://searchsecurity.
techtarget.com/sDefinition/0,,sid14_gci213591,00.html (last visited Nov.
5, 2004).
28
When the popular Internet news website, Slashdot.org, lists a
site, the site often receives so many hits that its server is overwhelmed.
See, e.g., Open Source Technology Group, What is the “Slashdot Effect”?,
http://slashdot.org/faq/slashmeta.shtml (last visited Nov. 5, 2004).
29
See, e.g., Owen Gibson, News Websites’ Traffic Soars, The
Guardian, Sept. 12, 2001, available at http://www.guardian.co.uk/
wtccrash/story/0,1300,550781,00.html; CNN.com, Internet Proves Vital
Communications Tool, Sept. 12, 2001, at http://archives.cnn.com/2001/
TECH/internet/09/12/attacks.internet; War Surge for Internet Traffic,
National Business Review, March 21, 2003, available at http://www.
nbr.co.nz/home/column_article.asp?id=5485&cid=3&cname=Technology.
30
Curtis Lee Fulton, P2P Is on the Military’s Radar, The Online
Reporter, Nov. 12, 2001 (available on LexisNexis, Nov. 6, 2004).
31
See Fulton, supra. An IM-related service was the subject of the
Aimster suit. See 334 F.3d at 646.
11
32
and replicating it across the network. P2P networks help
to create an indestructible Library of Alexandria, where all
information is available all the time. Similarly, P2P
promotes burden sharing, allowing archives and libraries
to share the bandwidth and resources necessary to
maintain and provide public access to information. Thus,
the Internet Archive uses P2P networks to distribute its
public domain content, which simultaneously speeds
33
access and reduces strain on its servers. The BBC is also
opening its archives to distribution over P2P networks – a
collection of 600,000 hours of television and 500,000 audio
34
recordings.
B. P2P Technologies Provide Access to a Vast
and Growing Body of Noninfringing
Content, Government Information and
Political Speech.
Thousands of public domain files are available to
millions of users on P2P networks, including books, films
35
36
and other cultural artifacts. Recent searches found
32
See NASA/Jet Propulsion Lab., Calif. Inst. of Tech., Welcome to
Maestro Headquarters, at http://mars.telascience.org/home (last visited
Nov. 5, 2004).
33
See Internet Archive, What are the P2P Options links?, at http://
www.archive.org/about/faq.php?faq_id=192 (last visited Nov. 5, 2004).
34
See Lucy Sherriff, BBC ponders P2P distribution, The Register,
Feb. 17, 2004, at http://www.theregister.co.uk/2004/02/17/bbc_ponders_p2p_
distribution; Fraser Lovatt, BBC Creative Archive: Pilot to start in
2005, Digital-Lifestyles.info, Oct. 29, 2004, at http://digital-lifestyles.
info/display_page.asp?section=cm&id=1723.
35
36
Grokster, 380 F.3d at 1161-62.
All specific materials discussed in this section were found
through searches conducted Oct. 24 – Nov. 5, 2004, on the Gnutella and
FastTrack networks using P2P clients LimeWire (available at http://
limewire.org), Shareaza (available at http://www.shareaza.com), Kazaa
(available at http://kazaa.com), Poisoned (available at http://gottsilla.net),
and Grokster (available at http://www.grokster.com).
12
works ranging from the classics of Homer and
Shakespeare, through the central religious texts of
Christianity, Judaism and Islam, to enduring works of
literature by Tolstoy, Melville and Whitman. Classic
scientific writings also are available, including Charles
Darwin’s On the Origin of Species (1909-14) and Albert
Einstein’s Relativity (1920). While the works found are too
numerous to list, Project Gutenberg alone has made over
13,000 titles available electronically, most of which are
37
older works in the public domain. Thousands of public
38
domain films are readily available on P2P networks, such
as Alfred Hitchcock’s The Thirty-Nine Steps (1935). D.W.
Griffith’s sweeping drama about the American South, The
Birth of a Nation (1915), is available via P2P for study of
its impact on 20th century race relations. The Prelinger
Archive’s industrial and promotional films are widely
39
available on P2P networks. Significant political works
such as The Federalist Papers (1787-88), Adam Smith’s
The Wealth of Nations (1776), and Henry David Thoreau’s
Walden (1854), also are available on P2P networks.
Recordings of both Martin Luther King’s “I Have a Dream”
(1963) speech and President Franklin Delano Roosevelt’s
address to the nation after the Pearl Harbor attacks (1941)
are available via P2P.
Countless important U.S. government works, such as
Census records, legislative history, agency rules and
notices, public service films and scientific reports, are
available on P2P networks. The famous U.S. Federal Civil
Defense Administration’s film Duck and Cover (1951), in
which a cartoon turtle instructs children what to do in the
event of an atomic attack, illustrates our political history
37
Project Gutenberg, Welcome to Project Gutenberg, at http://www.
gutenberg.org (last visited Nov. 5, 2004).
38
See Desert Island Films, Desert Island Films Catalogue, at http://
www.desertislandfilms.com/titles.html (last visited Oct. 31, 2004).
39
See Prelinger Archive, Welcome to the Prelinger Archives, at
http://archive.org/details/prelinger (last visited Nov. 5, 2004).
13
and can easily be accessed by teachers and students alike
via P2P. The recordings of oral arguments before this
Court have been released in MP3 format, and are
40
available on P2P networks.
Many individuals use P2P networks to rapidly and
inexpensively disseminate their own political speech and
41
cultural commentary. Recent advances in media technology
have enabled a renaissance in political media and
commentary. One new project aims to record select
Congressional webcasts and make them broadly available
42
at no cost to the government. While few citizens can
afford to purchase airtime on a television network or ad
space in a national newspaper, anyone with an Internet
connection is now able to place government material, or
his or her homegrown political ad, satire, or commentary,
in the public eye at very little cost. P2P technologies thus
promote the free flow of speech on the Internet, helping to
make real the free speech promise of the First
Amendment.
C. Growing Numbers of Artists, Authors and
Others Use P2P Technologies to Distribute
Copyrighted and Unprotected Content.
A growing number of artists have turned to P2P
networks to freely distribute their works. For example,
many musicians encourage fans to record live
performances and trade them over P2P networks. The
40
See Chris Karr, The Oyez Project Releases Inaugural Set of
Supreme Court MP3 Files, June 28, 2003, at http://www.oyez.org/
oyez/resource/nitf/273.
41
For example, p2p-Politics.org indexes political commentary
video. See p2p-Politics.org, About p2p-politics: FAQ, http://www.p2ppolitics.org/about (last visited Nov. 5, 2004).
42
See P2P Congress, P2P Site Enables Access to Video of
Government Hearings, at http://www.p2pcongress.org/press.php (last
visited Nov. 5, 2004).
14
Internet Archive, in conjunction with etree.org, indexes
and provides P2P access to the works of over 700 “tradefriendly” bands in all popular music genres, including
famous performers such as Hank Williams III, Béla Fleck
43
and the Grateful Dead. Artists also have used P2P
networks to distribute studio recordings, hoping to expand
audiences and boost record sales cost-effectively. When
award-winning artist Steve Winwood released one track
over P2P networks, sales of the album increased up to
eight times in some regions, to the delight of his
44
independent record label. Well-established film artists
also are exploring the benefits of exposure via P2P
45
networks.
Independent artists have profited from open
distribution, developing audiences in the face of
competition and a tightly-controlled market. G-Man, a
hitherto unknown musician, received glowing reviews,
club exposure, a record deal and awards, after authorizing
46
open distribution of his recordings. First-time novelist
Cory Doctorow increased sales of Down and Out in the
47
Magic Kingdom (2003) after publishing it online,
43
See Internet Archive, List of Trade-Friendly Bands, at http://
www.archive.org/audio/etree-band-showall.php (last visited Nov. 5,
2004).
44
See Katie Dean, Winwood: Roll With P2P, Baby, Wired Magazine,
July 9, 2004, available at http://www.wired.com/news/digiwood/0,1412,64128,00.
html.
45
See Iain S. Bruce, Moore: Pirate my film, no problem, Sunday
Herald, July 4, 2004, at 9, available at http://www.sundayherald.com/
43167.
46
See Janis Amy, Using Peer To Peer To Launch A Career, at
http://www.lamn.com/modules.php?op=modload&name=News&file=arti
cle&sid=21 (last visited Nov. 5, 2004).
47
See Cory Doctorow, Ebooks: Neither E, Nor Books, Feb. 12, 2004,
at http://conferences.oreillynet.com/presentations/et2004/doctorow.txt.
15
48
eventually winning a reader’s award and electing to
49
publish his next two books online as well as in print.
The vast reach of P2P networks has enabled artists to
forge new ties with promoters, transforming sponsorship
models. Kevin Martin and the Hi-Watts collaborated with
Yoo-Hoo, a soft drink company, to sponsor their concert
50
tour and a five-song recording released on P2P networks.
By including an advertisement for Yoo-Hoo with the music
files, the promotion provided Yoo-Hoo with access to
millions of potential consumers, while developing the HiWatts fan base. Artists may also choose to circulate their
music via Weed, a new P2P system that compensates
51
users for sharing music and exposing others to it. Weed’s
proprietary file format, which allows only three plays per
track, encourages sales, and artists are directly
compensated for every sale.
Further, creators are authorizing distribution of their
copyrighted works with Creative Commons licenses, which
52
are designed to encourage open distribution.
For
example, Stanford Law Professor Lawrence Lessig
released his third book, Free Culture, under a Creative
48
See Cory Doctorow, Down and Out wins Locus Award, June 29,
2004, at http://www.craphound.com/down/archives/2004_06.php#000128.
49
See Cory Doctorow, What’s this site?, Jan. 19, 2004, at http://
craphound.com/est/000041.html; Cory Doctorow, Welcome to the site!,
Sept. 7, 2003, at http://craphound.com/place/000009.php
50
See Sue Zeidler, Entertainment Firms Quietly Using Piracy
Networks, Nov. 3, 2003, at http://www.kmband.com/kmbandmedia_
press_reuters_110303.php; Jon Healey, Band, Drinks Firm Hope Profits
Will Flow From Free Songs; The maker of Yoo-Hoo backs Kevin Martin
and the HiWatt’s effort to offer free songs on the Net, L.A. Times, Oct. 10,
2003, at C1.
51
Weed, Weed Pays you to Share Music Files, at http://weedshare.com
(last visited Nov. 7, 2004).
52
See, e.g., Creative Commons, About, at http://creativecommons.org/
about/licenses (last visited Nov. 5, 2004).
16
53
Commons license. Wired Magazine recently released a
licensed CD including popular musicians such as David
54
Byrne and the Beastie Boys. Artists and writers who
choose Creative Commons licensing are contributing to a
growing pool of entirely new content, available for lawful
distribution on P2P networks.
IV.
The Sony Decision Allows Controversies
Concerning New Information Technologies to
Be Resolved Successfully Without Technology
Regulation.
As we have noted, P2P appears to be evolving: More
and more noninfringing content is being exchanged, and
there are prospects for legitimizing the sharing of
55
copyrighted material. This path of development is a
familiar one. One of the technologies for which the Sony
decision had obvious and immediate relevance was
photocopying, which had been a matter of concern to
56
rights holders. After Sony, as it became clear that the
53
See Lawrence Lessig, Free Culture/Free Content, at http://
www.free-culture.cc/freecontent (last visited Nov. 4, 2004).
54
See, e.g., Thomas Goetz, Sample the Future, Wired Magazine,
Nov. 2004, available at http://www.wired.com/wired/archive/12.11/
sample.html.
55
One such solution is described in William W. Fisher III, Promises
to Keep: Technology, Law, and the Future of Entertainment 199-258
(2004) (outlining an “alternative compensation system” under which
P2P uses would be subject to blanket licenses with compensation
returning to record companies and artists). A more concrete instance is
reported in Jon Healy, Sony BMG, Grokster Join Forces; In an unusual
alliance, the record giant will offer free and paid music via the filesharing network, L.A. Times, Oct. 29, 2004, at C1 (describing Mashboxx
technology designed to encourage file sharers to pay for the music they
intend to keep rather than merely sample).
56
Edwin McDowell, Ideas and Trends: College of “Copy Mills”
Grinds Quickly so Publishers Sue, N.Y. Times, Dec. 19, 1982, § 4, at 18.
While Congress had considered photocopying by libraries, it had not
(Continued on following page)
17
technology itself was beyond legal reproach, a
straightforward market solution proved successful: On
behalf of publishers, the Copyright Clearance Center
57
offers licenses to commercial users of photocopiers.
Private ordering prevailed again in the mid-1990’s, as the
motion picture industry worked cooperatively with
consumer electronics companies to develop anti-piracy
safeguards for the Digital Versatile Disc (“DVD”). The
result was an effective encryption technology, the Content
Scrambling System (“CSS”), which protects DVD’s against
58
unauthorized, widespread reproduction.
In rare instances, Congress and regulatory agencies
have engaged in limited technology regulation to resolve
conflicts between copyright stakeholders. But these rules
are rare and narrowly focused. In the mid-1980’s, having
lost its prior legislative attempts to impose restrictions on
dual cassette recorders, the music industry expressed
concerns over new equipment that enabled consumers to
make multiple generations of high-quality digital copies of
copyrighted music. Negotiations with the consumer
electronics industry eventually produced the compromise
embodied in the Audio Home Recording Act of 1992
addressed the issue more generally in the 1976 Copyright Act. See
National Commission on New Technology Uses of Copyrighted Works,
Final Report 89-104 (1979).
57
Copyright Clearance Center, Inc., Corporate Overview: Creating
Copyright Solutions, at http://www.copyright.com/About/default.asp
(last visited Nov. 5, 2004). See generally Am. Geophysical Union v.
Texaco, Inc., 60 F.3d 913 (2d Cir. 1995).
58
See Eddan Elizafon Katz, RealNetworks, Inc. v. Streambox, Inc.
& Universal City Studios, Inc. v. Reimerdes, 16 Berkeley Tech. L.J. 53,
60 (2001). For details of CSS, see Frank A. Stevenson, Cryptanalysis of
Content Scrambling System, Openlaw Open DVD/DeCSS Forum, Nov.
8, 1999, available at http://cyber.law.harvard.edu/openlaw/DVD/resources/
crypto.gq.nu.html.
18
59
(“AHRA”). The AHRA upholds the principle of Sony by
protecting consumers’ rights to make general noncommercial use of digital recorders, while compensating
60
copyright holders and mandating the Serial Copy
Management System (“SCMS”) to allow the creation of
61
first-generation copies only. An unusual departure from
the more typical hands-off approach, the AHRA stands as
an example of Congress anticipating the copyright
problems created by a new technology and acting
preemptively to protect consumers, manufacturers and
copyright holders through a targeted intervention.
Similarly, the Federal Communications Commission
(“FCC”) has sought to impose limited regulation on a
promising new technology – digital television – that holds
62
out enormous benefits to consumers, but has been
resisted by content owners concerned that high-quality
digital content might be captured and redistributed in
63
violation of copyright. In response, after an extensive
notice-and-comment proceeding, the Commission adopted
its “Broadcast Flag” rule to “provide content owners with
reasonable assurance that DTV broadcast content will not
59
17 U.S.C. §§ 1001-10. See generally Andrew Sparkler, Senators,
Congressmen, Please Heed the Call: Ensuring the Advancement of
Digital Technology Through the Twenty-First Century, 14 Fordham
Intell. Prop. Media & Ent. L.J. 1137 (2004).
60
See Mark A. Lemley & R. Anthony Reese, Reducing Digital
Copyright Infringement Without Restricting Innovation, 56 Stan. L. Rev.
1345, 1407-08 (2004).
61
See June M. Besek, Anti-Circumvention Laws and Copyright: A
Report From the Kernochan Center for Law, Media and the Arts, 27
Colum.-VLA J.L. & Arts 385, 436 (2004).
62
See Robert X. Cringely, Welcome to Digital TV: A Cringely Crash
Course, at http://www.pbs.org/opb/crashcourse (last visited Nov. 5, 2004).
63
See Center for Democracy & Technology, Implications of the
Broadcast Flag: A Public Interest Primer (version 2.0), at 7, Dec. 2003,
available at http://www.cdt.org/copyright/broadcastflag.pdf.
19
be redistributed while protecting consumers’ use and
64
enjoyment of broadcast video programming.” The rule
contemplates an embedded code that receiving equipment
would be required to recognize, indicating that the marked
content must be protected from general redistribution; the
coding would not interfere with consumers’ ability to make
65
66
personal use copies. While controversial, the FCC rule
nevertheless
illustrates
how
cautious
regulators
approached a copyright issue with the stated goal of
preserving the public benefits of technological innovation.
Finally, it is noteworthy that in the aftermath of
Grokster, Congress and the private sector continue to
study so-called “Induce” legislation, which now would be
directed against – and only against – the abuse of P2P
67
technology. Whether or not it is desirable in this instance,
such a targeted regulatory intervention lies outside the
special competencies of the federal courts.
CONCLUSION
This Court should resist being drawn into any general
reconsideration of the Sony standard – especially on the
64
FCC, Report and Order and Further Notice of Proposed
Rulemaking, In the Matter of: Digital Broadcast Content Protection, 68
Fed. Reg. 67,599 (2003).
65
See Motion Picture Association, Broadcast Flag: Frequently Asked
Questions, at http://www.mpaa.org/Press/Broadcast_Flag_QA.htm (last
visited Nov. 5, 2004).
66
See Am. Library Ass’n, et al. v. FCC, No. 04-1037 (D.C. Cir., filed
Jan. 30, 2004) (appeal of the Order by a coalition of public interest
groups and libraries, arguing that in mandating the “broadcast flag”
the FCC exceeded its statutory authority and impermissibly limited
rights granted consumers under copyright law).
67
See Chloe Albanesius, Entertainment, Tech Industries Spar Over
Copyright Bill, National Journal’s Tech. Daily, Oct. 20, 2004, available
at 2004 WL 74916798.
20
basis of a technology as controversial and uncertain in
scope and application as P2P. Any revision of Sony to
meet this transitory challenge would be fraught with
unintended consequences for the American economy and
for American information culture. A century ago, Justice
Holmes declared that “it would be a dangerous
undertaking for persons trained only to the law to
constitute themselves final judges of the worth of
68
pictorial illustrations. . . .” Similar caution is appropriate
for judicial intervention in the marketplace for innovations
that are capable of both infringing and substantial
noninfringing uses.
Respectfully submitted,
PETER JASZI
Attorney for Amici Curiae
GLUSHKO-SAMUELSON INTELLECTUAL
PROPERTY LAW CLINIC
WASHINGTON COLLEGE OF LAW
AMERICAN UNIVERSITY
4801 Massachusetts Ave., N.W.
Washington, D.C. 20016
(202) 274-4216
68
Bleistein v. Donaldson Lithographing Co., 188 U.S. 239, 251
(1903).