Fill and Sign the Understanding a Corporate Charter Investopedia Form

7.05 Company Data Summary Reviewer:_______________ Client/Matter __________Date:___________________ [to be prepared for the Company and each Subsidiary- attach riders as necessary] Name Of Entity:______________________________ Charter Documents: State of Organization (note any state migrations and reasons there-for): __________________________________________________ ______________________________________________________________ Date of Original Formation:____________________________________ Prior Names of Entity (if any) (list exact name and dates of usage and provide brief description of the reason for any name change):______________________________________________________ ______________________________________________________________ List All States in Which Entity Is Qualified to Do Business (attached confirmation where appropriate):________________________________ ______________________________________________________________ Authorized Equity Interests: 1. Common Equity(prepare for each class or series) Number:___________________________________________________ Par or Stated Value:______________________________________ Number of Votes Per Interest, If Other Than One:____________ Preemptive Rights? ____ Yes ____ No ____ Not Indicated In Compliance with State Statute? ____ Yes ____ No Cumulative Voting? ____ Yes ____ No ____ Not Indicated In Compliance with State Statute? ____ Yes ____ No Convertible? ____ Yes ____ No Exchangeable? ____ Yes ____ No Redeemable? ____ Yes ____ No Restrictions on Transferability? ____ Yes ____ No If "Yes," Explain:_____________________________________ _______________________________________________________ In Compliance with State Statute? ____ Yes ____ No 2. Preferred Interests (prepare for each class or series) Number:_________________________________________________ Par or Stated Value:_____________________________________ Number of Votes Per Interest, If Other Than One:___________ Dividend Rate:___________________________________________ Preemptive Rights? ____ Yes ____ No ____ Not Indicated In Compliance with State Statute? ____ Yes ____ No Cumulative Voting? ____ Yes ____ No ____ Not Indicated In Compliance with State Statute? ____ Yes ____ No Convertible? ____ Yes ____ No ____ Not Indicated Exchangeable? ____ Yes ____ No ____ Not Indicated Redeemable? ____ Yes ____ No ____ Not Indicated Restrictions on Transferability? ____ Yes ____ No If "Yes," Explain:______________________________________ ________________________________________________________ In Compliance with State Statute? ____ Yes ____ No 3. Other (e.g., options, warrants, rights, convertible debt, etc.; prepare for each class or series) Number:_________________________________________________ Par or Stated Value:_____________________________________ Number of Votes Per Interest, If Other Than One:___________ Dividend Rate:___________________________________________ Preemptive Rights? ____ Yes ____ No ____ Not Indicated In Compliance with State Statute? ____ Yes ____ No Cumulative Voting? ____ Yes ____ No ____ Not Indicated In Compliance with State Statute? ____ Yes ____ No Convertible? ____ Yes ____ No ____ Not Indicated Exchangeable? ____ Yes ____ No ____ Not Indicated Redeemable? ____ Yes ____ No ____ Not Indicated Restrictions on Transferability? ____ Yes ____ No If "Yes, Explain:________________________________________ _________________________________________________________ In Compliance with State Statute? ____ Yes ____ No Bylaws or Other Governance Terms Amendment by:____ Board of Directors/Supervisory Board/Governing Board ____ Shareholders ____ Other (explain):_________________________________ Board of Directors/Supervisory Board/Governing Board: Number:____ Classes:____ Term:____ Right To Elect:____ Special Voting Rights:__________________________________ Officers: Positions Authorized and Summary of Duties:______________ ________________________________________________________ ________________________________________________________ Equity Agreement? ____ Yes ____ No If "Yes," Summarize Each of The Following Agreement Provisions (if applicable):_____________________________ ________________________________________________________ Guarantees:_____________________________________________ ________________________________________________________ Restrictions on Transfer of Interests:____________________ _________________________________________________________ Buy/Sell Provision:______________________________________ _________________________________________________________ Super-Majority Voting Provision:_________________________ ________________________________________________________ Registration Rights:____________________________________ ________________________________________________________ Right of First Refusal:__________________________________ ________________________________________________________ Tag-Along, Drag-Along, or Other Similar Rights:___________ ________________________________________________________ ________________________________________________________ Options:________________________________________________ ________________________________________________________ Any Other Provisions Relevant to the Contemplated Transaction:____________________________________________ ________________________________________________________ Voting: Directors (or Other Governing Body):_____________________Quorum:____________________________________________ Action Without a Meeting? ____ Yes ____ No Telephonic Meeting? ____ Yes ____ No Required Vote:_____________________________________ Equityholders: Quorum:____________________________________________ Action Without a Meeting? ____ Yes ____ No Required Vote:_____________________________________ Fiscal Year:______________________________________________________ Other Significant Data: Current Directors or Governing Body Members (indicate data of most recent D&O questionnaire for each):_________ _______________________________________________________ _______________________________________________________ Current Officers (indicate date of most recent D&O questionnaire for each): Name: Position: __________________________ ____________________________ __________________________ ____________________________ Current Equityholders (where applicable, indicate data of most recent Equityholders Questionnaire): Name: Certificate No.: Number of Interests/Shares:________ ________________ ___________________________ ________ ________________ ___________________________________ ________________ ___________________________ Additional Comments or Issues:______________________________________ ___________________________________________________________________ ___________________________________________________________________