1.1.3 Public Employee
Equal Protection Claim
Race And/Or Sex Discrimination - Hostile Work Environment
(Separate Liability Of Public Body And Individual Supervisors)
In this case the Plaintiff claims that the Defendants, while acting "under
color" of state law, intentionally discriminated against the Plaintiff based
on [his] [her] [race] [sex or gender] in violation of the Plaintiff's
constitutional rights under the Equal Protection Clause of the Fourteenth
Amendment to the Constitution of the United States. The Defendants
deny that they violated the Plaintiff's rights in any way, and assert that
[describe the Defendants' theory of defense or affirmative defenses, if
any].
You are instructed that the Equal Protection Clause of the Fourteenth
Amendment does prohibit discrimination against public employees on
the basis of [race] [sex or gender]. This includes the creation of a
[racially] [sexually] hostile or abusive work environment which is also
prohibited. And, federal law provides that a person may sue in this Court
for an award of money damages against anyone who, "under color" of
any state law or custom, intentionally violates the Plaintiff's rights under
the Constitution of the United States.
[The rules of law that apply to the Plaintiff's claim against the [City] are
different from the law that applies to the Plaintiff's claims against the
individual Defendants, and each claim must be considered separately.]
I will first explain the rules or principles of law you must apply in
deciding the Plaintiff's claim against the individual Defendants. With
respect to the Plaintiff’s claims against the individual Defendants and,
respectively, the Plaintiff must prove each of the following facts by a
preponderance of the evidence:
First: That the individual Defendant intentionally discriminated against
the Plaintiff in the terms and conditions of [his] [her] employment based
on the Plaintiff’s [race] [sex] through the creation and maintenance of a
[racially] [sexually] hostile or abusive work environment;
Second: That the individual Defendant committed such act or acts of
discrimination “under color” of state law or authority; and
Third: That the individual Defendant’s act or acts were the proximate or
legal cause of damages sustained by the Plaintiff.
[In the verdict form that I will explain in a moment, you will be asked to
answer a series of questions concerning each of these factual issues.]
A [racially] [sexually] hostile or abusive work environment means (1) an
environment in which an employee is continuously and repeatedly
subjected to [racially] [sexually] offensive acts or statements, or to
different treatment based on [race] [sex]; (2) such treatment or such
acts or statements are unwelcome and have not been invited or
solicited by the employee's own acts or statements; (3) such treatment
or such acts or statements resulted in a work environment that was so
permeated with discriminatory intimidation, ridicule or insult of sufficient
severity or pervasiveness that it materially altered the conditions of the
Plaintiff’s employment; (4) that a reasonable person, as distinguished
from someone who is unduly sensitive, would have found the workplace
to be hostile or abusive; and (5) that the Plaintiff personally believed the
workplace environment to be hostile or abusive.
Whether a workplace environment is "hostile" or "abusive" can be
determined only by looking at all the circumstances, including the
frequency of the discriminatory conduct; its severity; whether it was
physically threatening or humiliating; and whether it unreasonably
interfered with the employee's work performance. The effect on the
employee's psychological well being is also relevant to determining
whether the Plaintiff actually found the workplace environment to be
hostile or abusive; but while psychological harm, like any other relevant
factor, may be taken into account, no single factor is required. Conduct
that only amounts to ordinary socializing in the workplace such as
occasional horseplay, sexual flirtation, sporadic or occasional use of
abusive language, gender related jokes, and occasional teasing, does
not constitute an abusive or hostile environment. Only extreme conduct
amounting to a material change in the terms and conditions of
employment is actionable. [In this case the parties have stipulated or
agreed that the individual Defendant(s) acted "under color" of state law,
and you should, therefore, accept that fact as proven.]
[A state or local official acts "under color" of the authority of the state not
only when the official acts within the limits of the official's lawful
authority, but also when the official acts without or beyond the official's
lawful authority. In order for unlawful or unconstitutional acts of an
official to be done "under color" of state law, however, the acts must be
done while the official was purporting or pretending to act in the
performance of official duty; that is, the unlawful act must be an abuse
or misuse of power which is possessed by the official only because [he]
[she] is an official. In this case, therefore, you must determine whether
the individual Defendant had supervisory authority over the Plaintiff in
the terms and conditions of the Plaintiff's employment, and whether
such Defendant abused or misused that authority by intentionally
discriminating against the Plaintiff because of the Plaintiff's [race] [sex].
You will note that proof of intentional discrimination on the part of the
individual Defendant is required; any evidence of mere negligence or
the failure to exercise reasonable care in supervising other employees
is insufficient. The Plaintiff must prove that the individual Defendant
committed intentionally discriminatory acts, either personally 62 or
through the direction of others, or that the Defendant knowingly and
deliberately acquiesced in discriminatory acts being committed by the
Defendant's subordinates without intervening to stop such
discrimination.
For damages to be the proximate or legal result of wrongful conduct, it
must be shown that, except for such conduct, the damages would not
have occurred.
I will now explain the rules or principles of law you must apply in
deciding the Plaintiff’s claim against the [City] Ordinarily, a corporation -
- including a public body or agency such as the [City of ] - - is legally
responsible for the acts of its employees carried out in the regular
course of their job duties as employees. This is known in the law as the
doctrine of "respondent superior" which means "let the superior
respond" for any losses or injuries wrongfully caused by its employees
in the performance of their jobs.
This doctrine does not apply, however, in a case such as this where the
Plaintiff claims a violation of constitutional rights.
In such a case it is not enough for the Plaintiff to prove that [he] [she]
was discriminated against on the basis of [race] [sex] by other
employees of the [City]; rather the [City of ] can be held liable only if you
find that the deprivation of the Plaintiff's constitutional right to equal
protection of law was the direct result of a [City] policy or custom that
created a [racially] [sexually] hostile or abusive work environment. In
order to prevail on the claim against the [City] the Plaintiff must prove
each of the following facts by a preponderance of the evidence:
First: That the Plaintiff was treated differently than other employees in
the terms and conditions of [his] [her] employment by the [City];
Second: That such different treatment was the intended result of a
[racially] [sexually] hostile or abusive work environment which had
become a [City] policy or custom, as hereafter defined; and
Third: That the Plaintiff suffered damages as a proximate or legal result
of such [City] policy or custom.
[In the verdict form that I will explain in a moment, you will be asked to
answer a series of questions concerning each of these factual issues.]
A policy or custom means a persistent, widespread or repetitious course
of conduct by public officials or employees that, although not authorized
by, or which may even be contrary to, written law or express municipal
policy, is so consistent, pervasive and continuous that the [City] policy
makers must have known of it, so that, by their acquiescence, such
policy or custom has acquired the force of law without formal adoption
or announcement. The Court has determined that the [City's] policy
makers, within the meaning of this instruction, were the [City Manager
and the City Council].
Finally, for damages to be the proximate or legal result of a wrongful
[City] policy or custom, it must be shown that, except for such policy or
custom, the damages would not have occurred. If you find in favor of the
Plaintiff and against the Defendant, you will then consider the issue of
the Plaintiff's damages. In considering the issue of the Plaintiff's
damages, you are instructed that you should assess the amount you
find to be justified by a preponderance of the evidence as full, just and
reasonable compensation for all of the Plaintiff's damages, no more and
no less. Compensatory damages are not allowed as a punishment and
must not be imposed or increased to penalize the Defendant. Also,
compensatory damages must not be based on speculation or
guesswork because it is only actual damages that are recoverable. [On
the other hand, compensatory damages are not restricted to actual loss
of time or money; they cover both the mental and physical aspects of
injury - - tangible and intangible. Thus, no evidence of the value of such
intangible things as emotional pain and mental anguish has been or
need be introduced. In that respect it is not value you are trying to
determine, but an amount that will fairly compensate the Plaintiff for
those claims of damage. There is no exact standard to be applied; any
such award should be fair and just in the light of the evidence.]
You should consider the following elements of damage, to the extent
you find them proved by a preponderance of the evidence, and no
others:
(a) Net lost wages and benefits to the date of trial;
(b) Emotional pain and mental anguish.
[(c) Punitive damages, if any (as explained in the Court’s instructions)]
[You are instructed that any person who claims damages as a result of
an alleged wrongful act on the part of another has a duty under the law
to "mitigate" those damages - - that is, to take advantage of any
reasonable opportunity that may have existed under the circumstances
to reduce or minimize the loss or damage. So, if you should find from a
preponderance of the evidence that the Plaintiff failed to seek out or
take advantage of a business or employment opportunity that was
reasonably available under all the circumstances shown by the
evidence, then you should reduce the amount of the Plaintiff's damages
by the amount that could have been reasonably realized if the Plaintiff
had taken advantage of such opportunity.] [The Plaintiff also claims that
the acts of the Defendant were done with malice or reckless indifference
to the Plaintiff's federally protected rights so as to entitle the Plaintiff to
an award of punitive damages in addition to compensatory damages.
If you find for the Plaintiff, and if you further find that the Defendant did
act with malice, or reckless indifference to the Plaintiff’s federally
protected rights, the law would allow you, in your discretion, to assess
punitive damages against the Defendant as punishment and as a
deterrent to others.
If you find that punitive damages should be assessed against the
Defendant, you may consider the financial resources of the Defendant
in fixing the amount of such damages [and you may assess punitive
damages against one or more of the Defendants, and not others, or
against more than one Defendant in different amounts].]
1.1.3 Public Employee
Equal Protection Claim
Race And/Or Sex Discrimination - Hostile Work Environment
(Separate Liability Of Public Body And Individual Supervisors)
SPECIAL INTERROGATORIES TO THE JURY
Do you find from a preponderance of the evidence:
1. That the individual Defendant intentionally discriminated against the
Plaintiff in the terms or conditions of [his] [her] employment based on
the Plaintiff’s [race] [sex] through the creation and maintenance of a
[racially] [sexually] hostile or abusive work environment? Answer Yes or
No [Note: If you answered “No” to Question No. 1 you need not answer
the remaining questions.]
[2. That the individual Defendant committed such act or acts of
discrimination “under color” of state law or authority? Answer Yes or No]
2. That the individual Defendant’s act or acts were the proximate or
legal cause of damages sustained by the Plaintiff? Answer Yes or No
3. That the [racially] [sexually] hostile or abusive work environment had
become a [city] policy or custom, as defined in the Court’s instructions,
for which the [city] would be legally responsible? Answer Yes or No
4. That the Plaintiff should be awarded damages to compensate for a
net loss of wages and benefits to the date of trial? Answer Yes or No
If your answer is Yes, in what amount? $
5. That the Plaintiff should be awarded damages to compensate for
emotional pain and mental anguish? Answer Yes or No
If your answer is Yes, in what amount? $
6. That the Defendant acted with malice or with reckless indifference to
the Plaintiff’s federally protected rights and that punitive damages
should be assessed against the Defendant? Answer Yes or No
If your answer is Yes, in what amount? $
SO SAY WE ALL.
Foreperson
DATED:
ANNOTATIONS AND COMMENTS
Gender based discrimination against public employees by their employers is a
violation of the Fourteenth Amendment. Bohen v. City of East Chicago, Indiana,
799 F.2d 1180 (7th Cir. 1986); Starrett v. Wadley, 876 F.2d 808 (10th Cir. 1989);
Andrews v. City of Philadelphia, 895 F.2d 1469 (3d Cir. 1990); Trautvetter v.
Quick, 916 F.2d 1140 (7th Cir. 1990); Pontarelli v. Stone, 930 F.2d 104 (1st Cir.
1991). The definition of a sexually hostile work environment is derived directly
from Harris v. Forklift Systems, Inc., 510 U.S. 17, 114 S.Ct. 367, 126 L.Ed.2d 295
(1993). See also, Oncale v. Sundowner Offshore Services, Inc., 523 U.S. 75, 118
S.Ct. 998, 140 L.Ed.2d 201 (1998); Faragher v. City of Boca Raton, 524 U.S.
775, 118 S.Ct. 2275, 141 L.Ed.2d 662 (1998). Supervisor liability for
constitutional violations (denial of equal protection) is discussed in Cross v. State
of Alabama, 49 F.3d 1490 (11th Cir.), reh’g denied, 59 F.3d 1248 (11th Cir.
1995). The definition of policy or custom is derived from Monell v. Department of
Social Services, 436 U.S. 658, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978). See also,
Fundiller v. City of Cooper City, 777 F.2d 1436 (11th Cir. 1985). With regard to
remedies, see the Annotations and Comments following Federal Claims
Instruction 1.1.1, supra.