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Colorado Notice and Proposal for Division Independent Medical Examination

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COLORADO DEPARTMENT OF LABOR AND EMPLOYMENT
DIVISION OF WORKERS' COMPENSATION
Notice and Proposal and Application for a Division Independent Medical Examination (DIME)

I. Notice and Proposal

1. Requesting party:

2. WC#: Date of Injury: Need for Interpreter?

Claimant’s Name: Phone #:

Email:

Claimant’s Address:

City: State: Zip:

3. *Claimant’s Attorney: Phone #:

Email:

Address:

4. Carrier: Phone #:

Adjuster: Phone #:

Email:

Address:

5. *Carrier’s Attorney: Phone #:

Email:

Address:

*If the claimant and/or insurer is/are represented by an attorney, all Division correspondence will be issued only to the attorney(s) listed.

6. I propose any one of the following physicians to conduct the DIME: (Physician must be Level II accredited.)

1) 2) 3)

I understand that I need to communicate to the other party to discuss this request. Once the negotiation process is completed, the Notice of DIME Negotiations form must be submitted to the DIME Unit and all parties.

Notice Regarding PAYMENT FOR DIME:

I hereby certify that I will be responsible for payment of the DIME to the DIME Physician. I understand that this payment MUST be made prior to scheduling and within 14 days after receiving the DIME Physician Confirmation Letter. Claimant, if you believe that you are unable to pay the fee(s) required to obtain a DIME, you must complete and file the Application for Indigent Determination within 15 days of submitting this Notice and Proposal. Once an order with the determination has been issued by an Administrative Law Judge, the party responsible for payment is required to do so within 10 days of the Order. Should you have any questions, please call Customer Service at 303-318-8700.

7.

II. Application for a Division Independent Medical Examination (DIME)

1. WC#: Date of Injury:

Claimant Name:

Medical Reason for DIME

2. a) The Physician will consider the issues of Maximum Medical Improvement, Permanent Impairment, and Apportionment.

b) Check specific Region(s) and part(s) of the body and/or conditions to be evaluated. The report will be deemed incomplete unless all of the checked areas are addressed.

Total Number of Regions Checked:

Region 4: Spine
Cervical
Thoracic
Lumbar
Pelvis
Sacroiliac Joint
Region 5: Ear, Nose and Throat (ENT)
Ear (Hearing)
Face
Temporomandibular Joint (TMJ)
Vestibular Disorder
Nose and Throat
Region 6: Other
Digestive
Hernia
Cardiovascular
Hematopoietic
Endocrine
 
Skin
Urinary & Reproductive
Respiratory/Pulmonary
Visual

3. Preferred geographical location of examination. (The location in which the claimant resides may take precedence over the preferred location):

Physician Selection Process

4. Medical Provider History

List the name AND address of each physician who has evaluated or treated the claimant for this and/or any other medical condition or injury. If a physician assigned an MMI date or an impairment rating, list the information. At least one MMI date must be listed for the DIME to proceed. Attach additional pages, if needed. The DIME Unit uses this information to assure there is no conflict of interest when selecting.

Physician Name Physician Address
(Street Address, City, State and Zip)
MMI Date % Rating
(WP or Extremity)

5. PAYMENT for DIME: Check ONE box only.

If less than two (2) years after the date of injury and/or less than three (3) body regions.

If two (2) or more years but less than five (5) years after the date of injury and/or three (3) or four (4) body regions.

If five (5) or more years after the date of injury and/or five (5) or more body regions.

The requesting party will be responsible for payment of the DIME to the selected physician unless an order of indigence has been granted.

If parties agree on a DIME physician during the negotiation process the parties shall agree upon a fee with the physician.

6. CERTIFICATE OF MAILING:

Copies of this document were sent to the Division and the following parties this day of , .

List names and addresses of all persons copied:

Division of Workers’ Compensation
DIME Unit
633 17th St., Suite 400
Denver, CO 80202-3626
DIME Unit Email: imeunit@state.co.us | Dime Unit Fax: 303-318-8659

Claimant:

Claimant’s Attorney:

Carrier:

Carrier’s Attorney:

By:

Signature of Requesting Party

Print Name

If you have any questions about the DIME process, please contact the Division of Workers’ Compensation Customer Service at 303-318-8700.

Resource:

Enter text✕

What the Colorado Notice and Proposal for Division Independent Medical Examination Is

The Colorado Notice and Proposal for Division Independent Medical Examination is a formal written notice used in workers' compensation and related proceedings to propose that an independent medical examination (IME) be conducted under the Division's rules. The document identifies the claimant, the proposed examiner, the date, time, and location of the exam, and the medical issues to be evaluated. It provides the required procedural information so parties can accept, request alternative dates, raise conflicts, or object. Properly completed notices help ensure compliance with Division timelines and preserve evidentiary value for claims and disputes.

Why a Clear, Compliant IME Notice Matters

A complete, correctly formatted notice reduces scheduling disputes, preserves evidentiary weight, and helps avoid objections that delay adjudication. Using a standard Colorado Notice and Proposal for Division Independent Medical Examination clarifies expectations for parties, supports procedural fairness, and documents the examiner selection and scope of evaluation under Division rules.

Why a Clear, Compliant IME Notice Matters

Who Typically Prepares and Receives This Notice

Parties involved in a Colorado IME process include the carrier, employer, claimant, treating providers, and Division administrators. Notices are prepared by claims staff or attorneys.

  • Claims adjusters and examiners coordinating exam logistics and notice content.
  • Claims attorneys preparing notices to preserve procedural and evidentiary rights.
  • Authorized employer or insurer representatives serving notice and scheduling exams.

The claimant and their representative should verify identity details and availability promptly to avoid default scheduling or disputes.

Key Signatories and Their Roles

Claims Adjuster

A claims adjuster or insurer representative prepares and signs the notice, certifying that the proposed IME is necessary and that scheduling details comply with Division rules; the adjuster is responsible for timely delivery and documentation of service.

Claimant Representative

The claimant or their attorney or representative acknowledges receipt and either accepts the proposal, requests alternatives, or objects in writing; their response and any objections should be logged to preserve procedural rights.

Core Elements to Include in a Professional Colorado IME Notice

A professional notice contains standardized fields that reduce later disputes. Each element below should be clearly labeled and completed to match Division expectations and medical record references.

Claimant Info

Full legal name, date of birth, claim number, employer, and contact details for accurate identification and record matching.

Examiner Details

Name, specialty, license number, clinic name, address, and contact information so the claimant and Division can verify qualifications and availability.

Proposed Schedule

Date, start time, and estimated duration; include multiple options if feasible to reduce rescheduling conflicts.

Scope of Exam

Specific medical issues, body parts, diagnostic focus, and whether testing or records review is included.

Records Authorization

List of relevant medical records to be provided to the IME examiner and instructions for secure transfer or pickup.

Service Instructions

How the notice was delivered (mail, email, e-service), and contact person for scheduling and questions.

Step-by-Step: Preparing and Serving the IME Notice

Follow these steps to prepare, serve, and document a Division IME proposal with accuracy and defensible records.

  • 01
    Draft Notice: Complete all required fields using official claim identifiers.
  • 02
    Attach Records: Provide relevant medical records and a list of documents sent.
  • 03
    Serve Parties: Deliver notice per Division rules and record the method of service.
  • 04
    Document Response: Log acceptance, objections, or rescheduling and retain receipts.

How the IME Notice and Scheduling Process Typically Flows

A clear workflow reduces administrative friction and preserves evidentiary value. The following sequence describes common interactions after notice issuance.

  • Notice Issued: Carrier or employer sends the completed IME proposal to claimant and Division.
  • Claimant Response: Claimant accepts, proposes alternatives, or objects in writing.
  • Exam Scheduled: Parties confirm date, time, and logistics with the examiner.
  • Report Submitted: Examiner files the IME report with the Division and serves parties.

Configuring a Digital Workflow for IME Notices

When using an e-submission workflow, configure fields, attachments, and authentication to match Division expectations and to preserve an audit trail.

Field Configuration
Claimant ID Mandatory, exact-match validation
Records Upload Required PDF attachments; label each file
Signature eSignature with audit trail
Delivery Log Automatic timestamped service record

Digital Delivery and eSubmission Considerations

Use secure platforms that capture audit trails, timestamps, and proof of delivery when submitting IME notices electronically.

  • Integrations: Connect with case management or claims systems
  • File Formats: PDF preferred for records and reports
  • Authentication: Email or SMS codes for signer verification

eSignature Vendor Comparison for IME Notices and Related Documents

Compare common vendor features relevant to securely signing and delivering IME notices and medical record releases. signNow is listed first per vendor comparison conventions.

signNow DocuSign Adobe Sign PandaDoc HelloSign
Starting Price $8/user/mo $15/user/mo $14/user/mo $19/user/mo $15/user/mo
Free Trial 7-day free trial No No Yes Yes
Bulk Send Yes Yes Yes Yes No
Audit Trail Yes Yes Yes Yes Yes
Envelope Cap No cap 100 envelopes/user/year No cap No cap No cap

How the Colorado IME Notice Compares with a Medical Authorization

These concise distinctions help you pick the right document for scheduling an IME versus obtaining ongoing medical records or broader releases.

Criteria Colorado IME Notice Medical Authorization
Primary Purpose schedule exam release records
Notarization rarely required sometimes required
eSignature Allowed
Typical Scope single exam focus broad records access

Typical Timeline Items to Monitor When Serving an IME Notice

Timelines vary by carrier and Division rule. Track scheduling windows, response deadlines, and report submission timelines to avoid procedural issues.

Response Period:

Varies by insurer and Division; confirm required response timeframe

Scheduling Window:

Coordinate exam within mutually agreed period to avoid rescheduling

Exam Date:

Confirm date/time with examiner and claimant in writing

Report Submission:

Examiner typically files report when complete; check Division rules

Retention of Service Proof:

Keep delivery receipts and signed confirmations for the claim file

Key Milestones from Notice to IME Report

Follow a milestone sequence to ensure each procedural step is documented and completed on time.

01

Notice Preparation

Complete form fields and attach relevant records before serving.

02

Service and Acknowledgement

Serve parties and capture proof of delivery and any acknowledgements.

03

Examination

Conduct IME per scope and document any ancillary tests performed.

04

Report Filing

Examiner files report with Division and serves parties; retain copy.

Common Preparation Mistakes That Delay IME Processing

  • Incomplete claimant identifiers or wrong claim number causing misfiled notices and administrative rejection.
  • Missing examiner qualification details that prompt objections and hearings over competency.
  • Poorly described exam scope leading to disputes about appropriate testing and report content.
  • Failure to record or retain proof of service, which complicates enforcement and timeline disputes.

Risks and Penalties from Defective or Late Notices

Administrative Delay: Missed deadlines can extend adjudication and increase costs
Objection Risk: Incomplete notices invite formal objections and hearings
Evidentiary Harm: Improper service or record gaps reduce report admissibility
I-9/Tax Penalties: Unrelated filing errors can trigger separate statutory fines
Contractual Breach: Failure to follow Division process may breach settlement terms
Reputational Cost: Repeated procedural failures strain claimant and provider relations

Security and Compliance Elements for Electronic IME Documents

In Transit: TLS 1.2/1.3 encrypted
At Rest: AES-256 encryption
HIPAA: BAA required for protected health information
SOC 2: SOC 2 Type II available
21 CFR Part 11: Supported for regulated workflows
ESIGN/UETA: Compliant with federal and state e-sign laws

Practical Tips to Reduce Disputes and Speed Processing

Adopt consistent templates, confirm examiner credentials, and maintain clear delivery logs to reduce objections, rescheduling, and administrative burdens.

Use a Standardized Template
Employ a consistent, Division-aligned form to avoid omissions. Standard templates reduce clerical errors, ensure required fields are present, and make review and audit tasks faster across claims teams.
Verify Examiner Credentials
Confirm license number and specialty before proposing the examiner. Early verification prevents objections based on qualifications and supports a defensible selection if the report is contested.
Attach Complete Records
Send relevant medical records and a records list with the notice. Providing records in advance reduces redundant testing requests and helps the examiner prepare a focused, timely report.
Document Service Thoroughly
Retain delivery receipts, email headers, and e-sign audit trails. Detailed service documentation is critical if a party contests notice sufficiency or timing in Division proceedings.

Real-World Examples of IME Notice Use

These examples show how organizations handled IME notices and the operational outcomes achieved when forms were complete and timely.

Optica Ventures LLC

Optica standardized its IME notice template to include claim IDs and records lists, reducing scheduling disputes.

  • The change cut follow-up questions significantly.
  • As a result, the company reported fewer scheduling conflicts, faster examiner confirmations, and clearer audit trails when matters proceeded to formal adjudication.

Fertility Centers of Illinois

A medical group moved to electronic delivery with signed PDFs and delivery receipts.

  • This preserved chain-of-custody for records.
  • The clinic improved administrative tracking, reduced paper handling, and provided consistent documentation when insurers or divisions requested proof of timely notice and record transfer.

Frequently Asked Questions About Colorado IME Notices

Answers to common procedural and technical questions about preparing, serving, and documenting a Colorado Notice and Proposal for Division Independent Medical Examination.


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