Form 9
1991 COMMITTEE NOTE
The form has been redesigned to facilitate electronic generation of notice to creditors
concerning the filing of the petition, the meeting of creditors, and important deadlines in the case.
Adoption of a box format, with significant dates highlighted, is intended to assist creditors who may
be unfamiliar with bankruptcy cases to understand the data provided. Nine variations of the form,
designated 9A through 9I, have been created to meet the specialized notice requirements for chapters
7, 11, 12, and 13, asset and no-asset cases, and the various types of debtors.
1992 COMMITTEE NOTE
Forms 9B, 9D, 9F, and 9H are amended to make a technical correction in the reference to
Rule 9001(5). Form 9H also contains a technical correction deleting the reference to a complaint
objecting to discharge of the debtor.
1993 COMMITTEE NOTE
The title page of the form has been amended to conform to the headings used on Forms 9A 9I. Alternate versions of Form 9E and Form 9F have been added for the convenience of districts that
routinely set a deadline for filing claims in a chapter 11 case. When a creditor receives the alternate
form in a case, the box labeled "Filing Claims" will contain information about the bar date as
follows: "Deadline for filing a claim: (date) ." If no deadline is set in a particular case, either the
court will use Form 9E or Form 9F, as appropriate, or the alternate form will be used with the
following sentence appearing in the box labeled "Filing Claims": "When the court sets a deadline
for filing claims, creditors will be notified."
1995 COMMITTEE NOTE
The form is amended to provide notice of the claims filing period provided to "a
governmental unit" by section 502(b)(9) of the Code as amended by the Bankruptcy Reform Act of
1994. A court that routinely sets a deadline for filing proofs of claim at the outset of chapter 11
cases and, accordingly, uses Form 9E(Alt.) or Form 9F(Alt.) retains the option in any case in which
no deadlines actually are set to substitute a message stating that creditors will be notified if the court
fixes a deadline.
The form also is amended to add, in the paragraph labeled "Discharge of Debts," a reference
to dischargeability actions under section 523(a)(15) of the Code, which was added by the 1994 Act.
Form 9, Cont’d
Page 2
1997 COMMITTEE NOTE
Forms 9A, 9I (and the alternate versions of Forms 9E and 9F) have been amended,
redesigned, and rewritten. Minor conforming changes have been made to respond to amendments
made in the Bankruptcy Reform Act of 1994: the longer claims filing period for governmental units
in section 502(b)(9) of the Code (see Forms 9C, 9D, 9E(Alt.), 9F(Alt.), 9G, 9H, and 9I); and a
reference to dischargeability actions under section 523(a)(15) (see Forms 9A, 9C, 9E, and 9E(Alt.),
9G, and 9H). All of the forms have been substantially revised to make them easier to read and
understand. The titles have been simplified. Recipients are told why they are receiving the notice.
Explanations are provided on the back of the form and are set in larger type. Plain English is used.
Deadlines are highlighted on the front of the form. Recipients are told that papers must be received
by the bankruptcy clerk's office by the applicable deadline. The box for the trustee has been deleted
from the chapter 11 notices (Forms 9E and 9F and the alternates). Various alternatives are set out
in brackets in many of the forms, permitting each bankruptcy clerk's office to tailor the forms even
more precisely to fit the needs of a particular case. The court may use blank spaces on the form to
include additional information applicable to the particular district.
2003 COMMITTEE NOTE
The form is amended to add to the information provided to creditors, the trustee and the
United States trustee, all the names used by the debtor during the six years prior to the filing of
the petition. The form includes the debtor’s full employer identification number, if any, as well
as the last four digits of the debtor’s social security number. Rule 2002(a)(1) also is amended to
direct the clerk to include the debtor’s full social security number and employer identification
number on the notices served on the United States trustee, the trustee, and creditors. This will
enable creditors to identify the debtor accurately. The copy of Official Form 9 included in the
case file, however, will show only the last four digits of the debtor’s social security number.
This should afford greater privacy to the individual debtor, whose bankruptcy case records may
be available on the Internet.
2005 COMMITTEE NOTE
The form is amended in a variety of way to implement the provisions of the Bankruptcy
Abuse Prevention and Consumer Protection Act of 2005, Pub. L. No. 109-8, 119 Stat. 23 (April
20, 2005). All versions of the form are amended to advise creditors to consult an attorney
concerning what rights they may have in the specific case. All versions of the form are also
amended to provide information about filing claims to creditors with foreign addresses and to
advise those creditors to consult a lawyer familiar with United States bankruptcy law regarding
any questions they may have about their rights in a particular case. These amendments
implement § 1514, which was added to the Code in 2005.
Form 9, Cont’d
Page 3
Forms 9A and 9C are amended to include a box in which the clerk can notify creditors in
a chapter 7 case filed by an individual with primarily consumer debts whether the presumption of
abuse has arisen under § 707(b) of the Code as amended in 2005. Under § 342(d) of the Code,
the clerk has a duty to notify creditors concerning the presumption within ten days of the filing
of the petition. If cases in which the debtor does not file Official Form 22A with the petition, the
forms provide for the clerk to state that insufficient information has been filed, and to inform
creditors that if later-filed information indicates that the presumption arises, creditors will be
sent another notice.
In cases involving serial filers (debtors who have filed more than one case within a
specified period), the automatic stay provided by § 362(a) of the Code as amended in 2005 may
not apply or may be limited in duration, unless the stay is extended or imposed by court order.
The form contains a general statement alerting debtors to this possibility.
Section 1514, added to the Code in 2005, also requires that a secured creditor with a
foreign address be advised whether the creditor is required to file a proof of claim, and Forms
9B, 9D, 9E, 9E (Alt.), 9F, 9F (Alt.), 9G, 9H, and 9I are amended to include general information
addressing that question. Forms 9E, 9E (Alt.), 9F, and 9F (Alt.)also are amended to inform
creditors that in a case in which the debtor has filed a plan for which it has solicited acceptances
before filing the case, the court may, after notice and a hearing, order that the United States
trustee not convene a meeting of creditors.
Forms 9E and 9E Alt. are amended to state that, unless the court orders otherwise, an
individual chapter 11 debtor’s discharge is not effective until completion of all payments under
the plan, as provided in § 1141(d)(5) which was added to the Code in 2005. Forms 9F and 9F
(Alt.) are amended to include a deadline to file a complaint to determine the dischargeability of a
debt, in conformity with § 1141(d)(6) which was added to the Code in 2005.
Form 9I is amended to include a deadline to file a complaint to determine the
dischargeability of certain debts. This amendment implements 2005 amendment to § 1328(a)(1)
of the Code.
2006 COMMITTEE NOTE
Forms 9G and 9H are amended to add “family fisherman” to the title and to the
description of chapter 12. The 2005 amendments to the Code added a “family fisherman,” as
defined in § 101(19A), to the persons eligible to file a bankruptcy case under chapter 12. Form
9I is amended to provide general notice to parties in interest of the potential for a claim to be
filed late in the case.
Form 9, Cont’d
Page 4
2005-2007 COMMITTEE NOTE1
The form is amended in a variety of ways to implement the provisions of the Bankruptcy
Abuse Prevention and Consumer Protection Act of 2005, Pub. L. No. 109-8, 119 Stat. 23 (April
20, 2005). All versions of the form are amended to advise creditors to consult an attorney
concerning what rights they may have in the specific case. All versions of the form also are
amended to provide to creditors with foreign addresses information about filing claims and to
advise those creditors to consult a lawyer familiar with United States bankruptcy law regarding
any questions they may have about their rights in a particular case. These amendments
implement § 1514, which was added to the Code in 2005.
Forms 9A and 9C are amended to include a box in which the clerk can notify creditors in
a chapter 7 case filed by an individual with primarily consumer debts if the presumption of abuse
has arisen under § 707(b) of the Code as amended in 2005. Under § 342(d) of the Code, the
clerk has a duty to notify creditors concerning the presumption within ten days of the filing of
the petition. In cases in which the debtor does not file Official Form 22A with the petition, the
forms provide for the clerk to state that insufficient information has been filed, and to inform
creditors that if later-filed information indicates that the presumption arises, creditors will be
sent another notice. Forms 9G and 9H are amended to add "family fishermen" to the notices
used in chapter 12 cases, in conformity with the 2005 amendments to the Code extending the
provisions of chapter 12 to family fishermen.
In cases involving serial filers (debtors who have filed more than one case within a
specified period), the automatic stay provided by § 362(a) of the Code as amended in 2005 may
not apply or may be limited in duration, unless the stay is extended or imposed by court order.
The form contains a general statement alerting debtors to this possibility.
Section 1514, added to the Code in 2005, also requires that a secured creditor with a
foreign address be advised whether the creditor is required to file a proof of claim, and Forms
9B, 9D, 9E, 9E (Alt.), 9F, 9F (Alt.), 9G, 9H, and 9I are amended to include general information
addressing that question. Forms 9E, 9E (Alt.), 9F, and 9F (Alt.) also are amended to inform
creditors that in a case in which the debtor has filed a plan for which it has solicited acceptances
before filing the case, the court may, after notice and a hearing, order that the United States
trustee not convene a meeting of creditors.
Forms 9E and 9E (Alt.) are amended to state that, unless the court orders otherwise, an
individual chapter 11 debtor's discharge is not effective until completion of all payments under
the plan, as provided in § 1141(d)(5) which was added to the Code in 2005. Forms 9F and 9F
(Alt.) are amended to include a deadline to file a complaint to determine the dischargeability of a
debt, in conformity with § 1141(d)(6), which also was added to the Code in 2005.
1
The 2005-2007 Committee Note incorporates Committee Notes previously published in 2005 and 2006.
Form 9, Cont’d
Page 5
Form 9I is amended to include a deadline to file a complaint to determine the
dischargeability of certain debts. This amendment implements a 2005 amendment to § 1328(a)
of the Code.
In addition, all versions of the form are amended to provide to the public only the last
four digits of any individual debtor's taxpayer-identification number. This amendment
implements Rule 9037.