1a. ORGANI ZAT ION’S NAME
1b. INDI VIDU AL’S SURN AME FIR ST PERS ON AL NAME ADDI TION AL NAME(S) /INITIAL(S) SUFFIX
1c. MAIL ING ADDR ESS CITY STATE POSTA L CODE COUNTRY
2a. ORG ANI ZAT ION’S NAME
2b. INDI VIDU AL’S SURN AME FIR ST PERS ON AL NAME ADDI TION AL NAME(S) /INITIAL(S) SUFFIX
2c. MAIL ING ADDR ESS CITY STATE POSTA L CODE COUNTRY
3a. ORG ANI ZAT ION’S NAME
3b. INDI VIDU AL’S SURN AME FIR ST PERS ON AL NAME ADDI TION AL N AME(S) /INITIAL(S) SUFFIX
3c. MAIL ING ADDR ESS CITY STATE POSTA L CODE COUNTRY
UC C FI NANC ING STATEM ENT
FOLL OW IN ST RU CTIO NS
A. NAME & PH ONE OF C ONTACT AT FILER [op tio na l]
B. E-MA IL C ON TACT AT FILER [op tio na l]
C. SE ND AC KNOW LEDGME NT TO: (Na me and Add ress)
THE ABOVE SPA CE IS F OR FILING OFF ICE USE ONLY
1. D
EB TO R’S NAME – Prov ide only one
Debt or name (1a or 1b) (use ex act, full name; do not omi t, mod ify, or abbrevi ate any part of the Deb tor’s na me); if any part of the individ ual De bto r’s
na me wi ll n ot fit in li ne 1b, lea ve all of item 1 b lank, check he re and provide the Individual De btor inform ation in item 1 0 of t he Fi nancing Statem ent Adden dum (F orm UCC1 Ad)
OR
2. DEB TO R’S NAME – Prov ide only one
debt or nam e (2a or 2 b) (use exact, f ull nam e; do not omi t, mod ify or abbrevi ate any par t of t he Debt or’s na me); if any par t of the individu al De btor ’s
na me wi ll n ot fit i n line 2b, lea ve all of item 1 b lank, check he re and provide the Individual De btor inform ation in item 1 0 of t he Fi nancing Statem ent Adden dum (F orm UCC1 Ad)
OR
3. SE CUR ED PARTY ’S NAME (or NAME o f A SS IGN EE of ASSIGNOR SECUR ED PA RTY) : Pr ov ide only one
Sec ured P arty nam e (3a or 3 b)
OR
4. CO LLATE RAL : This fina ncing statem ent cover s the followi ng collateral:
5. Ch eck only
if applicable a nd check only one box : Collat era l is held in a Tr ust ( see UCC1 Ad, item 1 7 and ins truc tions)
being administ ered by a Dec edent’s Persona l Represent ative
6. Ch
eck only
if ap plica ble and check only o ne box:
P ubl ic-Fi nance Tr ansac tion A Debtor is a Tr ans mitti ng U til ity
7. ALTE RNATIVE DESIGNAT ION [if applicab le]: Lessee/
Lessor Consig nee/Con signor S eller/B uyer B ailee/ Bail or Li censee/ Licens or
8. OPT IONAL FILE R REFERE NCE DATA
401 FILING OFF ICE COPY — UCC FINANCI NG STAT EME NT (FORM UCC1) (OR R EV. 06 /14)
Instructi ons for UCC Fin ancing State ment (Fo rm UCC1)
P le as e typ e or la ser- print th is for m. Be sur e it is comp letely le gibl e. Rea d an d fo llow a ll In struc tio ns , es pecia lly Instru ction 1; us e of the c orrect nam e
fo r th e De btor i s cru cia l.
Fi ll in form very care fully ; mist akes ma y hav e im po rtan t le gal conseq uences. If yo u hav e que stions , consu lt you r att orney . The filing off ic e canno t
giv e le gal adv ice.
When properly complet ed, sen d Fi ling Office Copy , with re quired $15.00 fee to Sec retar y of State Corpora tion Divis ion/ UC C S ection 25 5 Cap itol St.
NE , St e. 151 Sale m, Oregon 97310 . Rejecte d filings are sub jec t to t he n on-refunda ble proc essing fee.
If yo u nee d to us e att achments, yo u are encourage d to use eit her Ad dendu m (Form UCC 1 Ad) or A dditiona l Party (Fo rm UCC1 AP).
ITE M INST RUCTIONS
A. and B . To as sis t filing off ices that might wish to comm unicat e wit h fil er , fil er ma y prov ide inform ation in item A and item B . These items
are optio nal.
C . Complete item C i f fil e r des ires a n ack nowle dg men t sen t to the m.
1. Debtor ’s name. Carefully rev iew app lic ab le statut ory gu idan ce abou t providi ng th e de btor ’s name. Ente r on ly one Debto r name in ite m 1 -eit her
a n organ iza tio n's na me (1a ) or an in dividua l’s name (1b). If any par t of the I ndivid ua l Deb tor ’s name w ill no t fit in li n e 1b , che ck the box in item
1 , le ave all o f item 1 bla nk, che ck th e bo x in item 9 of the Financ ing St atem ent A ddend um (Form UCC1 Ad) an d en ter the I ndivid ua l Deb tor
name in item 1 0 of the Financ ing St atem ent A ddend um (Form UCC1 Ad) . Ente r Deb tor ’s cor rect na me. D o not abbrev iate word s that are no t
a lread y abbreviat ed in the Debt or’s na me. If a po rtion of the Debt or’s na me con sist s of on ly an in itial or an abbreviation ra the r than a full w ord ,
en ter on ly th e abbrev iation or th e i nit ial. I f the co llat era l is he ld in a trust and the Deb tor name i s th e nam e of the tru st, en ter t rust name in th e
O rgan iza tio n’s Name box in i
te m 1a.
1a . O rgan iza tion Deb tor Name. “O rganiza tion Name” m eans th e name o f an ent ity t hat is not a natura l per son . A so le propr ietorsh ip is n ot an
organ iza tio n, eve n if the indiv idua l propriet or doe s bu sin ess under a trad e name . If Deb tor is a regist ere d organ iza tion (e.g., c orporation ,
lim ited par tner ship, limite d liability com pany), it is advisab le to exam ine Deb tor ’s curren t filed pub lic organ ic recor ds to de termin e Debt or's
c orr ect name. T rade name i s insuf fic ient . If a c orpora te ending (e.g., corpora tio n, limited partner ship, limite d liability com pany) is par t of th e
Deb tor ’s name, i t must be inclu ded . Do no t use w ords tha t are not part o
f th e Deb tor ’s na me.
1b . Ind ivid ua l Deb tor Name. “I ndivid ua l Name” m eans th e name o f a natura l per son ; th is i nclude s the name o f a n in dividua l do ing bu sines s as a
so le propr ietorship, w hethe r o r no t opera ting unde r a trad e name . The term inc lude s the nam e of a dec eden t wher e co llat era l is bei ng
adm inist ere d by a per sona l repre sen tativ e of th e de cede nt. T he term does not inc lude th e name of a n entity , eve n if it con tains , as par t of the
en tity ’s name , the nam e of an indiv idua l. Pre fixes (e.g. , Mr., M rs., M s.) an d tit les (e.g., M.D. ) are genera lly not par t of an indiv idua l name .
I nd icat ions o
f li neage (e.g. , Jr. , S r., III ) genera lly are no t par t of th e in dividua l’s name , bu t ma y be entere d in the Su ffix bo x. Ente r individua l
Deb tor ’s surn ame (fami ly name ) in Ind ividu al’s Surn ame box, first persona l name in Fir st P er son al Nam e box, an d all add itio na l na mes in
A dd itio na l Na me(s)/Init ial(s) box.
If a Deb tor ’s name consists of only a single w ord , en ter that w ord in Ind ivid ua l’s Surn ame box an d le ave othe r bo xes b lank.
For both organ iza tion an d indiv idua l Deb tor s. D o not us e Deb tor’s trad e name, DBA , AKA , FKA , divis ion name, etc. in p lace of or comb ined
with Debtor ’s c orre ct name ; filer ma y ad d such ot her na mes as add itio na l Deb tors if des ired (bu t th is is ne ithe r requ ired no r recomm ended).
1c . Enter a ma iling addres s for th e Deb tor named in item 1a o r 1b .
2. Add itional De btor’s name. If a n add itio na l Deb tor is inc luded , complet e item 2, determ ined an d for ma tted pe r In struc tion 1. For additiona l
Deb tors , attac h eit he r A dde ndu m ( Form UCC1 Ad) or A dd itio na l P arty (Fo rm UCC1 AP) an d fo llow I nstru ction 1 for de termin ing and for ma ttin g
add itio na l names.
3. Sec ured Party’ s name. Ente r nam e an d mail ing addr ess for Sec ured Par ty o r Ass ignee who will b e the Sec ured P arty of recor d. For additio na l
Sec ured P artie s, attac h eit he r A ddend um (Form UCC1 Ad) or A dd itio na l P arty (Fo rm UC C1AP ). If t her e ha s bee n a full a ss ignmen t o f the initia l
Sec ured P arty’s rig ht to be Sec ured P arty of recor d be fore filing this for m, eit her (1) enter Ass igno r Sec ured Party ‘s na me and mailin g addres s
in item 3 o f th is form and f ile an Am endment (F orm UCC3 ) [se e item 5 o f tha t form] ; o r (2) enter Ass ignee ’s nam e and ma iling addres s in item 3
of thi s form and, if des ired , als o att ach A ddendu m (Form UCC1 Ad) giv ing Assig nor Sec ured P arty’s name and ma iling addres s in item 11.
4. Collateral. Use item 4 to indicate the co llat era l covere d by thi s fin an cing statement . If spa ce in item 4 is insuffic ie nt , cont inue the col latera l
des cription in item 1 2 of the A ddend um (Form UCC1 Ad) or at ta ch add itio na l page( s) an d incorp ora te by re feren ce in item 1 2 (e .g. , Se e Exh ibit
A). D o no t inc lude social sec urity num bers or ot he r pe rsona lly id entifia ble inform ation.
No te: If thi s fin anc ing st ate me nt co ver s timb er to be cut, c overs as- extra cted col latera l, and /or is fil ed a s a fixture filin g, a tt ach A ddend um (Form
UCC1 Ad) an d comp lete the requ ired inform ation in items 13, 14 , 15 , and 16.
5. If co llat era l is held in a t rust or being administ ere d by a de cede nt’s per sona l repre sen tative , chec k th e approp riate box in item 5 . If m ore tha n
on e Deb tor has an interest in the des cribed co llat era l an d the c heck bo x doe s no t app ly to th e intere st of a ll Deb tors, the f iler s hould con sid er
fi lin g a separa te Fin anc ing Statem ent (Fo rm UCC1 ) for ea ch Deb tor .
6. I f th is fin an cing statement relate s to a Pub lic- Fin anc e Trans ac tio n, o r a Debto r is a T ransmitting Utility , chec k th e appropr iate box in item 6a . If a
Deb tor is a T ransmitting Utilit y and the in itial fin anc ing st atement i s fil ed in connec tion with a Pub lic - Fin ance T ransact ion, chec k on ly tha t a
Deb tor is a T ransmitting Utility .
7. Altern ative Des igna tion. If filer desir es (a t fil er 's op tio n) t o use th e desig nat ions less ee and less or, con sig ne e an d cons ignor , sel ler an d buye r
(such a s in the cas e of the sa le of a paym ent int ang ible, promiss ory no te, ac coun t or c hattel pap er) , ba ile e an d ba ilo r, or license e an d li censo r
in st ea d of Deb tor and Sec ured Par ty, chec k th e appropr iate box in item 7.
8. Optional Filer Refe rence Data . Th is item is optiona l and is for f iler 's us e only. For filer 's conven ience of re feren ce, fil er may enter in item 8 any
id en tify ing i nformat ion that filer ma y find usefu l. Do no t inc lude social sec urity num bers or ot he r per sona lly id entifia ble inf ormat ion.
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