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Texas Department of Insurance Attorney Fee Processing

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PROSPECTIVE EMPLOYMENT AUTHORIZATION AND CERTIFICATION

DWC FORM-156 (Rev. 10/05) — Division of Workers’ Compensation

Please carefully read the instructions on the reverse side before submitting this form. Incorrect/incomplete forms will be returned without action.

SECTION I: TO BE COMPLETED BY JOB APPLICANT

I understand that the Texas Workers' Compensation Act provides for the release of certain prior work related injury information to prospective Texas employers who carry workers' compensation insurance if the employer obtains my written authorization before making a request for that information. I also understand that if this employer is covered by the Americans With Disabilities Act, my prior work related injury claim information may be released only if the indicated employer has properly completed and certified the information on this form. Prospective employers filing valid requests will be provided with a report on prior work related injury claims only if an applicant has made two or more general injury claims in the preceding five years. I hereby authorize release of information permitted by law on my work related injuries to the prospective employer named below.

SWORN AND SUBSCRIBED TO BEFORE ME BY THE SAID ON THIS DAY OF , YEAR .

SECTION II: TO BE COMPLETED BY PROSPECTIVE TEXAS EMPLOYER

I am a prospective Texas employer who has workers' compensation insurance. I am entitled to receive prior injury information concerning this job applicant under the Texas Workers' Compensation Act, Texas Labor Code, Section 402.087. I am not prohibited from receiving this information under the Americans With Disabilities Act of 1990, 42 U.S.C. §12101 et. seq. because:

(Employer Must Check One):

Information concerning the Americans With Disabilities Act may be obtained by calling 1 (800) 949-4232; TDD 1 (713) 520-5136 or the Texas Commission on Human Rights, (512) 437-3450.

A $2.00 fee is required of the prospective employer per request. Your remittance must be attached. The DWC FORM-156 will be returned without action if payment is not enclosed. Fees are subject to change. Make checks payable to DWC.

I certify that I am an authorized representative of this employer and the statements in Section II of this document are true, complete and correct to the best of my knowledge and belief.

SWORN AND SUBSCRIBED TO BEFORE ME BY THE SAID ON THIS DAY OF , YEAR .

DWC FORM-156 INSTRUCTION SHEET

GENERAL:

1. PAYMENT MUST BE SUBMITTED WITH EACH REQUEST. Each DWC FORM-156 processed will require a $2.00 fee, which includes postage. The form will be returned without action if payment is not enclosed. Fees are subject to change. Make checks payable to DWC.

2. Use DWC FORM-156 to obtain confidential claim file information on persons who have submitted an application for employment. The Division will provide the dates of injury and descriptions of two or more general injury claims filed by the applicant within the past five years.

3. DWC FORM-156 MUST BE COMPLETED IN ITS ENTIRETY. Please print or type. The original signed and notarized form must be mailed or personally delivered to the address indicated at top of DWC FORM-156, not more than 14 days after the date on which the application for employment is submitted.

4. For additional assistance in completing DWC FORM-156, call the Reprographics Section/Pre Employment at (512) 804-4990-ext. 391.

5. DWC FORM-156 may not be FAXED and will be returned without action. Confidential information will not be released by telephone.

6. In order to be eligible to receive confidential information, the Texas employer must carry Workers' Compensation Insurance coverage. Coverage will be verified before information will be released.

SECTION I - JOB APPLICANT INFORMATION

1. The applicant must provide his/her full name, address and social security number. The date the job application was submitted must be indicated in Section I, Box 4.

2. The applicant must sign the request form before a notary and have the notary complete the acknowledgement portion.

SECTION II - EMPLOYER INFORMATION

1. The Texas employer must provide the company name, address, phone number and Federal Tax I.D. number.

2. The Texas employer may authorize an employee of the company to request and receive the confidential information on the employer's behalf. The authorized employee must sign the request form before a notary and have the notary complete the acknowledgment portion. Incomplete or incorrectly attested forms will be returned to the employer without processing.

3. Information regarding the Americans with Disabilities Act must be completed by checking ONE of the boxes.

IMPORTANT:

BY EXECUTION OF DWC FORM-156, THE TEXAS EMPLOYER REPRESENTS THAT HE OR SHE IS ENTITLED TO THE INFORMATION REQUESTED AND THAT HE OR SHE HAS FULL AUTHORITY TO ACT AS A REQUESTOR. IT IS A CLASS A MISDEMEANOR FOR UNAUTHORIZED PERSONS TO RECEIVE CONFIDENTIAL INFORMATION OR TO DISCLOSE SUCH INFORMATION TO UNAUTHORIZED PARTIES. TEXAS LABOR CODE SECTIONS 402.064; 402.084; 402.087 & 402.091.

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Overview of the Texas Department of Insurance Attorney Fee Processing

The Texas Department of Insurance Attorney Fee Processing is the administrative workflow and documentation used to request, document, and resolve attorney fee claims related to insurance matters governed by Texas insurance law. It typically includes a completed fee affidavit or invoice, supporting documentation (billing records, fee agreements, correspondence), and required claim identifiers so carriers or TDI can evaluate entitlement, reasonableness, and statutory compliance. Many jurisdictions accept electronic submissions when the parties consent and the record is retained under ESIGN and UETA standards; specific procedural steps and evidence requirements are determined by the insurer and applicable Texas rules.

Why accurate fee processing matters

A complete, correctly formatted attorney fee submission speeds insurer review, reduces disputes, and preserves a claimant attorney’s right to recover reasonable fees under applicable statutes and policy provisions.

Why accurate fee processing matters

Who prepares and reviews attorney fee submissions

These filings are commonly prepared by claimant counsel and reviewed by insurer counsel, claims examiners, and administrative staff at the Texas Department of Insurance when disputes arise.

  • Claimant attorneys and paralegals who draft fee affidavits, assemble time records, and certify reasonableness.
  • Insurance company claims examiners or defense counsel who validate hours, rates, and relevant policy coverage.
  • TDI examiners or hearing officers when a formal dispute or regulatory review is initiated.

Proper role alignment and accurate documentation at each stage lowers the risk of denial, recoupment, or administrative delay.

Key signer roles

Claimant Attorney

An attorney or authorized representative who submits the fee request, certifies hours and rates, and provides documentation. The filer should include bar number and contact information to support attribution and verification of representation.

Insurance Examining Officer

An insurer representative who confirms coverage, reviews fee reasonableness, and communicates acceptance or dispute. Their recorded decision or communication becomes part of the administrative file for possible TDI review.

Essential information fields to include

Claimant Name: Full legal name
Attorney Name: Full name and firm
Bar Number: Attorney bar ID
Claim Number: Insurer-assigned claim ID
Fee Amount: Total requested dollar amount
Supporting Docs: Invoices, time entries

Consequences of incomplete or incorrect submissions

Processing Delay: Submission returned for clarification
Denial of Fees: Insurer refuses payment
Recoupment Risk: Overpayment may be reclaimed
Ethics Exposure: Misrepresentation can trigger bar complaint
Lost Statute Rights: Failure to timely submit may forfeit claims
Increased Costs: Additional legal or administrative fees

Frequent preparation errors to avoid

  • Missing or inconsistent names and bar numbers that prevent verification and delay processing by insurer or TDI.
  • Insufficient supporting time records or vague descriptions preventing a reasonableness determination by the reviewer.
  • Unsigned or undated affidavits and missing attestations that may render the submission noncompliant for administrative review.
  • Incorrect fee calculations, duplicated billing entries, or failure to itemize out-of-pocket costs and disbursements.

Step-by-step: preparing a fee submission

Follow these sequential steps to assemble a complete Texas attorney fee submission that supports prompt review and payment.

  • 01
    Gather documents: Collect fee agreements, time logs, invoices, and correspondence.
  • 02
    Confirm identifiers: Verify claim number, claimant name, and insurer details.
  • 03
    Prepare affidavit: Complete fee affidavit with bar number, itemization, and totals.
  • 04
    Submit: Send to insurer and retain proof of delivery or e-submission log.

Where submissions are sent and how they route

Fee requests typically flow from claimant counsel to the insurer; unresolved disputes can be escalated to TDI or formal dispute resolution mechanisms.

  • Primary recipient: Submit the packet to the insurer’s claim handler.
  • If disputed: Follow insurer dispute instructions and preserve the administrative record.
  • TDI involvement: Provide documents requested by Texas Department of Insurance when issues persist.
  • Recordkeeping: Retain submission proof, audit trail, and signed copies.

How to set up an electronic submission workflow

Configure a repeatable e-filing workflow so each submission captures required fields, signer verification, and retention metadata.

Field Configuration
Authentication Email plus SMS code or stronger MFA
File format PDF/A or PDF with embedded attachments
Signer order Attorney signs before submission
Notifications Automated emails on completion and delivery

Technical considerations for eSubmission

Choose a platform that supports secure uploads, audit trails, and retention to meet evidentiary requirements.

  • Document formats: PDF, DOCX accepted
  • Integrations: Connects to CRMs and cloud storage
  • Security: TLS and AES encryption

Ensure the platform preserves timestamps, signer attribution, and a tamper-evident audit trail for administrative or regulatory review.

Typical timelines and response expectations

While specific deadlines vary by insurer and case type, timely submission and prompt follow-up reduce the risk of delay or forfeiture.

Initial submission timing:

Submit promptly after final billing or resolution to avoid avoidable disputes

Insurer response cadence:

Insurers often acknowledge receipt within 7–14 days; response times vary

Dispute escalation:

If unpaid, follow insurer appeal steps and preserve records for TDI review

Statute of limitations:

Deadlines for fee recovery vary; verify by statute or contract

Record retention:

Keep originals and audit trails until claims fully resolved

Key processing milestones from submission to resolution

The typical lifecycle includes document preparation, insurer review, dispute handling, and final adjudication or payment.

01

Preparation

Assemble affidavit, invoices, and supporting records.

02

Delivery

Send to insurer with proof of service or e-delivery logs.

03

Review

Insurer examines reasonableness and documentation provided.

04

Adjudication

Dispute resolution or payment finalized by insurer or TDI.

eSignature vendor comparison for fee processing workflows

Common vendor features and starting price points for electronic signature platforms used to prepare and transmit attorney fee documents. signNow is listed first per platform comparison guidelines.

signNow DocuSign Adobe Sign PandaDoc HelloSign
Starting Price $8/user/mo $15/user/mo $14/user/mo $19/user/mo $15/user/mo
Free Trial 7-day free trial, no credit card required Trial available Trial available Trial available Trial available
Bulk Send Yes Yes Yes Yes Varies by plan
Audit Trail Yes Yes Yes Yes Yes
HIPAA Compliant Yes Yes Yes No No

Practical examples of typical fee submissions

Two concise scenarios illustrate complete and problematic submissions and their likely outcomes with insurer review.

Complete Submission

Attorney assembles signed fee affidavit, itemized time entries, and claim number.

  • Supporting invoices total $12,000 across 60 hours.
  • Insurer accepts with minor questions; payment issued after a 14-day review, avoiding escalation to TDI.

Incomplete Submission

Attorney submits an unsigned affidavit and partial time logs without a fee agreement.

  • Missing bar number and signature present verification issues.
  • Insurer requests resubmission, delaying payment and increasing administrative follow-up costs for the claimant.

Practical tips for accurate, efficient submissions

Follow these practices to minimize friction, support reasonableness determinations, and preserve recovery rights.

Standardize your packet
Use a consistent cover sheet, table of contents, and named attachments so reviewers can locate claim numbers, fee agreements, and itemizations quickly and reliably.
Use verified identifiers
Always include insurer claim number, claimant name, and attorney bar number to avoid verification delays and to ensure correspondence is routed properly.
Preserve originals
Keep signed originals and notarizations where required; maintain digital audit trails and tamper-evident copies for administrative or regulatory review.
Document communication
Record dates of submission, acknowledgement emails, and any insurer questions or concessions to support appeals or TDI inquiries if needed.

Frequently asked questions and troubleshooting

Answers to common questions about electronic and paper-based attorney fee submissions, authentication, and recordkeeping.


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