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Facility DEC ID: 4421500010 PERMIT Under the Environmental Conservation Law (ECL) IDENTIFICATION INFORMATION Permit Type: Air State Facility Permit ID: 4-4215-00010/00007 Mod 0 Effective Date: 01/21/2009 Expiration Date: No expiration date. Mod 1 Effective Date: 02/10/2011 Expiration Date: No expiration date. Permit Issued To:ELLIS HOSPITAL 1101 NOTT ST SCHENECTADY, NY 12308-2425 Contact: ELLIS HOSPITAL 1101 NOTT ST SCHENECTADY, NY 12308-2425 (518) 243-4000 Facility: ELLIS HOSPITAL 1101 NOTT ST SCHENECTADY, NY 12308 Contact: DONALD J MCLAUGHLIN, JR ELLIS HOSPITAL 1101 NOTT ST SCHENECTADY, NY 12308 (518) 243-3469 Description: By acceptance of this permit, the permittee agrees that the permit is contingent upon strict compliance with the ECL, all applicable regulations, the General Conditions specified and any Special Conditions included as part of this permit. Permit Administrator: Authorized Signature: MICHAEL T HIGGINS DIVISION OF ENVIRONMENTAL PERMITS 1130 N WESTCOTT RD SCHENECTADY, NY 12306-2014 _________________________________ DEC Permit Conditions Mod 1/FINAL Date: ___ / ___ / _____ Page 1 Facility DEC ID: 4421500010 Notification of Other State Permittee Obligations Item A: Permittee Accepts Legal Responsibility and Agrees to Indemnification The permittee expressly agrees to indemnify and hold harmless the Department of Environmental Conservation of the State of New York, its representatives, employees and agents ("DEC") for all claims, suits, actions, and damages, to the extent attributable to the permittee's acts or omissions in connection with the compliance permittee's undertaking of activities in connection with, or operation and maintenance of, the facility or facilities authorized by the permit whether in compliance or not in any compliance with the terms and conditions of the permit. This indemnification does not extend to any claims, suits, actions, or damages to the extent attributable to DEC's own negligent or intentional acts or omissions, or to any claims, suits, or actions naming the DEC and arising under article 78 of the New York Civil Practice Laws and Rules or any citizen suit or civil rights provision under federal or state laws. Item B: Permittee's Contractors to Comply with Permit The permittee is responsible for informing its independent contractors, employees, agents and assigns of their responsibility to comply with this permit, including all special conditions while acting as the permittee's agent with respect to the permitted activities, and such persons shall be subject to the same sanctions for violations of the Environmental Conservation Law as those prescribed for the permittee. Item C: Permittee Responsible for Obtaining Other Required Permits The permittee is responsible for obtaining any other permits, approvals, lands, easements and rights-of-way that may be required to carry out the activities that are authorized by this permit. Item D: No Right to Trespass or Interfere with Riparian Rights This permit does not convey to the permittee any right to trespass upon the lands or interfere with the riparian rights of others in order to perform the permitted work nor does it authorize the impairment of any rights, title, or interest in real or personal property held or vested in a person not a party to the permit. DEC Permit Conditions Mod 1/FINAL Page 2 Facility DEC ID: 4421500010 LIST OF CONDITIONS DEC GENERAL CONDITIONS General Provisions Facility Inspection by the Department Relationship of this Permit to Other Department Orders and Determinations Applications for permit renewals, modifications and transfers Permit modifications, suspensions or revocations by the Department Permit modifications, suspensions or revocations by the Department Facility Level Submission of application for permit modification or renewal-REGION 4 HEADQUARTERS DEC Permit Conditions Mod 1/FINAL Page 3 Facility DEC ID: 4421500010 DEC GENERAL CONDITIONS **** General Provisions **** GENERAL CONDITIONS - Apply to ALL Authorized Permits. Condition 1: Facility Inspection by the Department Applicable State Requirement: ECL 19-0305 Item 1.1: The permitted site or facility, including relevant records, is subject to inspection at reasonable hours and intervals by an authorized representative of the Department of Environmental Conservation (the Department) to determine whether the permittee is complying with this permit and the ECL. Such representative may order the work suspended pursuant to ECL 71-0301 and SAPA 401(3). Item 1.2: The permittee shall provide a person to accompany the Department's representative during an inspection to the permit area when requested by the Department. Item 1.3: A copy of this permit, including all referenced maps, drawings and special conditions, must be available for inspection by the Department at all times at the project site or facility. Failure to produce a copy of the permit upon request by a Department representative is a violation of this permit. Condition 2: Relationship of this Permit to Other Department Orders and Determinations Applicable State Requirement: ECL 3-0301 (2) (m) Item 2.1: Unless expressly provided for by the Department, issuance of this permit does not modify, supersede or rescind any order or determination previously issued by the Department or any of the terms, conditions or requirements contained in such order or determination. Condition 3: Applications for permit renewals, modifications and transfers Applicable State Requirement: 6 NYCRR 621.11 Item 3.1: The permittee must submit a separate written application to the Department for renewal, modification or transfer of this permit. Such application must include any forms or supplemental information the Department requires. Any renewal, modification or transfer granted by the Department must be in writing. Item 3.2: The permittee must submit a renewal application at least 180 days before expiration of permits for Title V Facility Permits, or at least 30 days before expiration of permits for State Facility Permits. Item 3.3: Permits are transferrable with the approval of the department unless specifically prohibited by the statute, regulation or another permit condition. Applications for permit transfer should be submitted prior to actual transfer of ownership. Condition 1-1: Permit modifications, suspensions or revocations by the DEC Permit Conditions Mod 1/FINAL Page 4 Facility DEC ID: 4421500010 Department Applicable State Requirement: 6 NYCRR 621.13 Item 1-1.1: The Department reserves the right to modify, suspend, or revoke this permit in accordance with 6NYCRR Part 621. The grounds for modification, suspension or revocation include: a) materially false or inaccurate statements in the permit application or supporting papers; b) failure by the permittee to comply with any terms or conditions of the permit; c) exceeding the scope of the project as described in the permit application; d) newly discovered material information or a material change in environmental conditions, relevant technology or applicable law or regulations since the issuance of the existing permit; e) noncompliance with previously issued permit conditions, orders of the commissioner, any provisions of the Environmental Conservation Law or regulations of the Department related to the permitted activity. Condition 4: Permit modifications, suspensions or revocations by the Department Applicable State Requirement: 6 NYCRR 621.13 Item 4.1: The Department reserves the right to modify, suspend, or revoke this permit in accordance with 6NYCRR Part 621. The grounds for modification, suspension or revocation include: a) materially false or inaccurate statements in the permit application or supporting papers; b) failure by the permittee to comply with any terms or conditions of the permit; c) exceeding the scope of the project as described in the permit application; d) newly discovered material information or a material change in environmental conditions, relevant technology or applicable law or regulations since the issuance of the existing permit; e) noncompliance with previously issued permit conditions, orders of the commissioner, any provisions of the Environmental Conservation Law or regulations of the Department related to the permitted activity. **** Facility Level **** Condition 5: Submission of application for permit modification or renewal-REGION 4 HEADQUARTERS Applicable State Requirement: 6 NYCRR 621.6 (a) Item 5.1: Submission of applications for permit modification or renewal are to be submitted to: NYSDEC Regional Permit Administrator Region 4 Headquarters Division of Environmental Permits 1130 North Westcott Rd. Schenectady, NY 12306-2014 (518) 357-2069 DEC Permit Conditions Mod 1/FINAL Page 5 Permit ID: 4-4215-00010/00007 Facility DEC ID: 4421500010 Permit Under the Environmental Conservation Law (ECL) ARTICLE 19: AIR POLLUTION CONTROL - AIR STATE FACILITY PERMIT IDENTIFICATION INFORMATION Permit Issued To:ELLIS HOSPITAL 1101 NOTT ST SCHENECTADY, NY 12308-2425 Facility: ELLIS HOSPITAL 1101 NOTT ST SCHENECTADY, NY 12308 Authorized Activity By Standard Industrial Classification Code: 8062 - GENERAL MEDICAL & SURGICAL HOSPITALS Mod 0 Permit Effective Date: 01/21/2009 date. Permit Expiration Date: No expiration Mod 1 Permit Effective Date: 02/10/2011 date. Permit Expiration Date: No expiration Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 1 Permit ID: 4-4215-00010/00007 Facility DEC ID: 4421500010 LIST OF CONDITIONS FEDERALLY ENFORCEABLE CONDITIONS Facility Level 1 6 NYCRR 201-7.2: Facility Permissible Emissions *1-1 6 NYCRR 201-7.2: Capping Monitoring Condition *1-2 6 NYCRR 201-7.2: Capping Monitoring Condition 5 6 NYCRR 225-1.2 (a) (2): Compliance Demonstration 6 6 NYCRR 225-1.8 (a): Compliance Demonstration 7 6 NYCRR 227-1.3: Compliance Demonstration 8 6 NYCRR 227-1.3 (a): Compliance Demonstration 9 6 NYCRR 227-1.6: Corrective Action 10 6 NYCRR 227-1.7: Compliance Demonstration STATE ONLY ENFORCEABLE CONDITIONS Facility Level 11 ECL 19-0301: Contaminant List 1-3 6 NYCRR 201-1.4: Unavoidable noncompliance and violations 13 6 NYCRR Subpart 201-5: Emission Unit Definition 14 6 NYCRR 201-5.3 (b): Compliance Demonstration 1-4 6 NYCRR 211.2: Air pollution prohibited 1-5 6 NYCRR 227-1.2 (a) (2): Compliance Demonstration Emission Unit Level 17 6 NYCRR Subpart 201-5: Emission Point Definition By Emission Unit 18 6 NYCRR Subpart 201-5: Process Definition By Emission Unit NOTE: * preceding the condition number indicates capping. Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 2 Permit ID: 4-4215-00010/00007 Facility DEC ID: 4421500010 FEDERALLY ENFORCEABLE CONDITIONS **** Facility Level **** NOTIFICATION OF GENERAL PERMITTEE OBLIGATIONS This section contains terms and conditions which are federally enforceable. Permittees may also have other obligations under regulations of general applicability Item A: Sealing - 6 NYCRR 200.5 The Commissioner may seal an air contamination source to prevent its operation if compliance with 6 NYCRR Chapter III is not met within the time provided by an order of the Commissioner issued in the case of the violation. Sealing means labeling or tagging a source to notify any person that operation of the source is prohibited, and also includes physical means of preventing the operation of an air contamination source without resulting in destruction of any equipment associated with such source, and includes, but is not limited to, bolting, chaining or wiring shut control panels, apertures or conduits associated with such source. No person shall operate any air contamination source sealed by the Commissioner in accordance with this section unless a modification has been made which enables such source to comply with all requirements applicable to such modification. Unless authorized by the Commissioner, no person shall remove or alter any seal affixed to any contamination source in accordance with this section. Item B: Acceptable Ambient Air Quality - 6 NYCRR 200.6 Notwithstanding the provisions of 6 NYCRR Chapter III, Subchapter A, no person shall allow or permit any air contamination source to emit air contaminants in quantities which alone or in combination with emissions from other air contamination sources would contravene any applicable ambient air quality standard and/or cause air pollution. In such cases where contravention occurs or may occur, the Commissioner shall specify the degree and/or method of emission control required. Item C: Maintenance of Equipment - 6 NYCRR 200.7 Any person who owns or operates an air contamination source which is equipped with an emission control device shall operate such device and keep it in a satisfactory state of maintenance and repair in accordance with ordinary and necessary practices, standards and procedures, inclusive of manufacturer's specifications, Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 3 Permit ID: 4-4215-00010/00007 Facility DEC ID: 4421500010 required to operate such device effectively. Item D: Unpermitted Emission Sources - 6 NYCRR 201-1.2 If an existing emission source was subject to the permitting requirements of 6 NYCRR Part 201 at the time of construction or modification, and the owner and/or operator failed to apply for a permit for such emission source then the following provisions apply: (a) The owner and/or operator must apply for a permit for such emission source or register the facility in accordance with the provisions of Part 201. (b) The emission source or facility is subject to all regulations that were applicable to it at the time of construction or modification and any subsequent requirements applicable to existing sources or facilities. Item E: Emergency Defense - 6 NYCRR 201-1.5 An emergency constitutes an affirmative defense to an action brought for noncompliance with emissions limitations or permit conditions for all facilities in New York State. (a) The affirmative defense of emergency shall be demonstrated through properly signed, contemporaneous operating logs, or other relevant evidence that: (1) An emergency occurred and that the facility owner and/or operator can identify the cause(s) of the emergency; (2) The equipment at the permitted facility causing the emergency was at the time being properly operated; (3) During the period of the emergency the facility owner and/or operator took all reasonable steps to minimize levels of emissions that exceeded the emission standards, or other requirements in the permit; and (4) The facility owner and/or operator notified the Department within two working days after the event occurred. This notice must contain a description of the emergency, any steps taken to mitigate emissions, and corrective actions taken. (b) In any enforcement proceeding, the facility owner and/or operator seeking to establish the occurrence of an emergency has the burden of proof. Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 4 Permit ID: 4-4215-00010/00007 Facility DEC ID: 4421500010 (c) This provision is in addition to any emergency or upset provision contained in any applicable requirement. Item F: Recycling and Salvage - 6 NYCRR 201-1.7 Where practical, any person who owns or operates an air contamination source shall recycle or salvage air contaminants collected in an air cleaning device according to the requirements of 6 NYCRR. Item G: Prohibition of Reintroduction of Collected Contaminants to the Air - 6 NYCRR 201-1.8 No person shall unnecessarily remove, handle, or cause to be handled, collected air contaminants from an air cleaning device for recycling, salvage or disposal in a manner that would reintroduce them to the outdoor atmosphere. Item H: Proof of Eligibility for Sources Defined as Exempt Activities - 6 NYCRR 201-3.2 (a) The owner and/or operator of an emission source or unit that is eligible to be exempt, may be required to certify that it operates within the specific criteria described in 6 NYCRR Subpart 201-3. The owner or operator of any such emission source must maintain all required records on-site for a period of five years and make them available to representatives of the Department upon request. Department representatives must be granted access to any facility which contains emission sources or units subject to 6 NYCRR Subpart 201-3, during normal operating hours, for the purpose of determining compliance with this and any other state and federal air pollution control requirements, regulations, or law. Item I: Proof of Eligibility for Sources Defined as Trivial Activities - 6 NYCRR 201-3.3 (a) The owner and/or operator of an emission source or unit that is listed as being trivial in 6 NYCRR Part 201 may be required to certify that it operates within the specific criteria described in 6 NYCRR Subpart 201-3. The owner or operator of any such emission source must maintain all required records on-site for a period of five years and make them available to representatives of the Department upon request. Department representatives must be granted access to any facility which contains emission sources or units subject to 6 NYCRR Subpart 201-3, during normal operating hours, for the purpose of determining compliance with this and any other state and federal air pollution control requirements, regulations, or law. Item J: Required Emission Tests - 6 NYCRR 202-1.1 Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 5 Permit ID: 4-4215-00010/00007 Facility DEC ID: 4421500010 An acceptable report of measured emissions shall be submitted, as may be required by the Commissioner, to ascertain compliance or noncompliance with any air pollution code, rule, or regulation. Failure to submit a report acceptable to the Commissioner within the time stated shall be sufficient reason for the Commissioner to suspend or deny an operating permit. Notification and acceptable procedures are specified in 6 NYCRR Subpart 202-1. Item K: Visible Emissions Limited - 6 NYCRR 211.3 Except as permitted by a specific part of this Subchapter and for open fires for which a restricted burning permit has been issued, no person shall cause or allow any air contamination source to emit any material having an opacity equal to or greater than 20 percent (six minute average) except for one continuous six-minute period per hour of not more than 57 percent opacity. Item L: Open Fires Prohibitions - 6 NYCRR 215.2 Except as allowed by section 215.3 of 6 NYCRR Part 215, no person shall burn, cause, suffer, allowor permit the burning of any materials in an open fire. Item M: Permit Exclusion - ECL 19-0305 The issuance of this permit by the Department and the receipt thereof by the Applicant does not and shall not be construed as barring, diminishing, adjudicating or in any way affecting any legal, administrative or equitable rights or claims, actions, suits, causes of action or demands whatsoever that the Department may have against the Applicant for violations based on facts and circumstances alleged to have occurred or existed prior to the effective date of this permit, including, but not limited to, any enforcement action authorized pursuant to the provisions of applicable federal law, the Environmental Conservation Law of the State of New York (ECL) and Chapter III of the Official Compilation of the Codes, Rules and Regulations of the State of New York (NYCRR). The issuance of this permit also shall not in any way affect pending or future enforcement actions under the Clean Air Act brought by the United States or any person. Item N: Federally Enforceable Requirements - 40 CFR 70.6 (b) All terms and conditions in this permit required by the Act or any applicable requirement, including any provisions designed to limit a facility's potential to emit, are enforceable by the Administrator and citizens under the Act. The Department has, in this permit, specifically designated any terms and conditions that are not required under the Act or under any of its applicable requirements as being enforceable under only state Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 6 Permit ID: 4-4215-00010/00007 Facility DEC ID: 4421500010 regulations. FEDERAL APPLICABLE REQUIREMENTS The following conditions are federally enforceable. Condition 1: Facility Permissible Emissions Effective between the dates of 01/21/2009 and Permit Expiration Date Applicable Federal Requirement:6 NYCRR 201-7.2 Item 1.1: The sum of emissions from the emission units specified in this permit shall not equal or exceed the following Potential To Emit (PTE) rate for each regulated contaminant: CAS No: 007446-09-5 (From Mod 1) PTE: 180,000 pounds per year Name: SULFUR DIOXIDE Condition 1-1: Capping Monitoring Condition Effective between the dates of 02/10/2011 and Permit Expiration Date Applicable Federal Requirement:6 NYCRR 201-7.2 Item 1-1.1: Under the authority of 6 NYCRR Part 201-7, this condition contains an emission cap for the purpose of limiting emissions from the facility, emission unit or process to avoid being subject to the following applicable requirement(s) that the facility, emission unit or process would otherwise be subject to: 6 NYCRR Subpart 201-6 Item 1-1.2: Operation of this facility shall take place in accordance with the approved criteria, emission limits, terms, conditions and standards in this permit. Item 1-1.3: The owner or operator of the permitted facility must maintain all required records on-site for a period of five years and make them available to representatives of the Department upon request. Department representatives must be granted access to any facility regulated by this Subpart, during normal operating hours, for the purpose of determining compliance with this and any other state and federal air pollution control requirements, regulations or law. Item 1-1.4: On an annual basis, unless otherwise specified below, beginning one year after the granting of an emissions cap, the responsible official shall provide a certification to the Department that the facility has operated all emission units within the limits imposed by the emission cap. This certification shall include a brief summary of the emissions subject to the cap for that time Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 7 Permit ID: 4-4215-00010/00007 Facility DEC ID: 4421500010 period and a comparison to the threshold levels that would require compliance with an applicable requirement. Item 1-1.5: The emission of pollutants that exceed the applicability thresholds for an applicable requirement, for which the facility has obtained an emissions cap, constitutes a violation of Part 201 and of the Act. Item 1-1.6: The Compliance Demonstration activity will be performed for the Facility. Regulated Contaminant(s): CAS No: 007446-09-5 SULFUR DIOXIDE Item 1-1.7: Compliance Demonstration shall include the following monitoring: Capping: Yes Monitoring Type: RECORD KEEPING/MAINTENANCE PROCEDURES Monitoring Description: Fuel oil consumption shall be limited to 2,400,000 gallons of #2 fuel oil at .5%sulfur content which equates to 90 tons of SO2 emissions, in order to avoid triggering Title V requirements. This federally enforceable limit shall not be exceeded. Consumption of #2 fuel oil, and natural gas shall be tracked and summed in a monthly log. The volume of fuel oil consumed monthly and the corresponding pounds of SO2 and CO emitted monthly shall be rolled on a 12 month basis. These figures along with a certification that indicates whether the facility is in compliance with the gallon and pound limits of this permit shall be submitted annually. Monitoring Frequency: MONTHLY Averaging Method: ANNUAL MAXIMUM ROLLED MONTHLY Reporting Requirements: ANNUALLY (CALENDAR) Reports due 30 days after the reporting period. The initial report is due 1/30/2012. Subsequent reports are due every 12 calendar month(s). Condition 1-2: Capping Monitoring Condition Effective between the dates of 02/10/2011 and Permit Expiration Date Applicable Federal Requirement:6 NYCRR 201-7.2 Item 1-2.1: Under the authority of 6 NYCRR Part 201-7, this condition contains an emission cap for the purpose of limiting emissions from the facility, emission unit or process to avoid being subject to the following applicable requirement(s) that the facility, emission unit or process would otherwise be subject to: 6 NYCRR Subpart 201-6 Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 8 Permit ID: 4-4215-00010/00007 Facility DEC ID: 4421500010 Item 1-2.2: Operation of this facility shall take place in accordance with the approved criteria, emission limits, terms, conditions and standards in this permit. Item 1-2.3: The owner or operator of the permitted facility must maintain all required records on-site for a period of five years and make them available to representatives of the Department upon request. Department representatives must be granted access to any facility regulated by this Subpart, during normal operating hours, for the purpose of determining compliance with this and any other state and federal air pollution control requirements, regulations or law. Item 1-2.4: On an annual basis, unless otherwise specified below, beginning one year after the granting of an emissions cap, the responsible official shall provide a certification to the Department that the facility has operated all emission units within the limits imposed by the emission cap. This certification shall include a brief summary of the emissions subject to the cap for that time period and a comparison to the threshold levels that would require compliance with an applicable requirement. Item 1-2.5: The emission of pollutants that exceed the applicability thresholds for an applicable requirement, for which the facility has obtained an emissions cap, constitutes a violation of Part 201 and of the Act. Item 1-2.6: The Compliance Demonstration activity will be performed for the Facility. Regulated Contaminant(s): CAS No: 007446-09-5 SULFUR DIOXIDE Item 1-2.7: Compliance Demonstration shall include the following monitoring: Capping: Yes Monitoring Type: WORK PRACTICE INVOLVING SPECIFIC OPERATIONS Monitoring Description: The facility is limited to using #2 fuel oil with a maximum sulfur content of 0.5%. This sulfur content limit along with the fuel oil usage limit of 2,400,000 gallons of fuel during any 12 month rolling period will limit the emissions of sulfur dioxide from the facility to below title V applicability threshold. Compliance with this requirement will be demonstrated by maintaining records in accordance with 6 NYCRR Part 225-1.8(a) of this permit, and will also satisfy sulfur limitation of 6 NYCRR Part 225. A certification which indicates whether the facility is in compliance with the sulfur limit shall be submitted annually. Work Practice Type: PARAMETER OF PROCESS MATERIAL Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 9 Permit ID: 4-4215-00010/00007 Facility DEC ID: 4421500010 Process Material: FUEL OIL Parameter Monitored: SULFUR CONTENT Upper Permit Limit: 0.5 percent Monitoring Frequency: PER DELIVERY Averaging Method: MAXIMUM - NOT TO BE EXCEEDED AT ANY TIME (INSTANTANEOUS/DISCRETE OR GRAB) Reporting Requirements: ANNUALLY (CALENDAR) Reports due 30 days after the reporting period. The initial report is due 1/30/2012. Subsequent reports are due every 12 calendar month(s). Condition 5: Compliance Demonstration Effective between the dates of 01/21/2009 and Permit Expiration Date Applicable Federal Requirement:6 NYCRR 225-1.2 (a) (2) Item 5.1: The Compliance Demonstration activity will be performed for the Facility. Item 5.2: Compliance Demonstration shall include the following monitoring: Monitoring Type: WORK PRACTICE INVOLVING SPECIFIC OPERATIONS Monitoring Description: No person shall use, purchase sell, or offer for sale any residual oil which has a sulfur content greater than the limit presented below. A log of the sulfur content in oil per delivery must be maintained on site for a minimum of five years after the date of the last entry. Work Practice Type: PARAMETER OF PROCESS MATERIAL Process Material: FUEL OIL Parameter Monitored: SULFUR CONTENT Upper Permit Limit: .5 percent Monitoring Frequency: AS REQUIRED - SEE PERMIT MONITORING DESCRIPTION Averaging Method: MAXIMUM - NOT TO BE EXCEEDED AT ANY TIME (INSTANTANEOUS/DISCRETE OR GRAB) Reporting Requirements: UPON REQUEST BY REGULATORY AGENCY Condition 6: Compliance Demonstration Effective between the dates of 01/21/2009 and Permit Expiration Date Applicable Federal Requirement:6 NYCRR 225-1.8 (a) Item 6.1: The Compliance Demonstration activity will be performed for the Facility. Item 6.2: Compliance Demonstration shall include the following monitoring: Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 10 Permit ID: 4-4215-00010/00007 Facility DEC ID: 4421500010 Monitoring Type: RECORD KEEPING/MAINTENANCE PROCEDURES Monitoring Description: The permittee shall retain fuel oil supplier certifications for each shipment of oil received. Such certifications shall contain, as a minimum: supplier name, date of shipment, quantity shipped, heating value of the oil, oil sulfur content, and the method used to determine the sulfur content. Such certifications shall be available for inspection by, or submittal to, NYSDEC upon request. Monitoring Frequency: PER DELIVERY Reporting Requirements: UPON REQUEST BY REGULATORY AGENCY Condition 7: Compliance Demonstration Effective between the dates of 01/21/2009 and Permit Expiration Date Applicable Federal Requirement:6 NYCRR 227-1.3 Item 7.1: The Compliance Demonstration activity will be performed for the Facility. Item 7.2: Compliance Demonstration shall include the following monitoring: Monitoring Type: RECORD KEEPING/MAINTENANCE PROCEDURES Monitoring Description: Operators of oil-fired boilers which are not exempt from permitting and where a continuous opacity monitor is not utilized for measuring smoke emissions, shall be required to perform the following: 1) Observe the stack for each boiler which is operating on oil once per day for visible emissions. This observation(s) must be conducted during daylight hours except during adverse weather conditions (fog, rain, or snow). 2) The results of each observation must be recorded in a bound logbook or other format acceptable to the Department. The following data must be recorded for each stack: - date and time of day - observer's name - identity of emission point - weather condition - was a plume observed? Inclement weather conditions shall be recorded for those days when observations are prohibited. This logbook must be retained at the facility for five (5) years after the date of the last entry. Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 11 Permit ID: 4-4215-00010/00007 Facility DEC ID: 4421500010 3) If the operator observes any visible emissions (other than steam - see below) two consecutive days firing oil (the firing of other fuels in between days of firing oil does not count as an interruption in the consecutive days of firing oil), then a Method 9 analysis (based upon a 6-minute mean) of the affected emission point(s) must be conducted within two (2) business days of such occurrence. The results of the Method 9 analysis must be recorded in the logbook. The operator must contact the Regional Air Pollution Control Engineer within one (1) business day of performing the Method 9 analysis if the opacity standard is contravened. Upon notification, any corrective actions or future compliance schedules shall be presented to the Department for acceptance. ** NOTE ** Steam plumes generally form after leaving the top of the stack (this is known as a detached plume). The distance between the stack and the beginning of the detached plume may vary, however, there is (normally) a distinctive distance between the plume and stack. Steam plumes are white in color and have a billowy consistency. Steam plumes dissipate within a short distance of the stack (the colder the air the longer the steam plume will last) and leave no dispersion trail downwind of the stack. Reference Test Method: Mehtod 9 Monitoring Frequency: AS REQUIRED - SEE PERMIT MONITORING DESCRIPTION Averaging Method: 6-MINUTE AVERAGE (METHOD 9) Reporting Requirements: AS REQUIRED - SEE MONITORING DESCRIPTION Condition 8: Compliance Demonstration Effective between the dates of 01/21/2009 and Permit Expiration Date Applicable Federal Requirement:6 NYCRR 227-1.3 (a) Item 8.1: The Compliance Demonstration activity will be performed for the Facility. Item 8.2: Compliance Demonstration shall include the following monitoring: Monitoring Type: MONITORING OF PROCESS OR CONTROL DEVICE PARAMETERS AS SURROGATE Monitoring Description: No owner or operator of a stationary combustion installation shall emit greater than 20 percent opacity except for one six minute period per hour, not to exceed 27 percent, based upon the six minute average on reference test Method 9 in Appendix A of 40 CFR 60. The Department Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 12 Permit ID: 4-4215-00010/00007 Facility DEC ID: 4421500010 reserves the right to perform or require the performance of a Method 9 opacity evaluation at any time during facility operation. Parameter Monitored: OPACITY Upper Permit Limit: 20 percent Reference Test Method: Method 9 Monitoring Frequency: AS REQUIRED - SEE PERMIT MONITORING DESCRIPTION Averaging Method: 6-MINUTE AVERAGE (METHOD 9) Reporting Requirements: ANNUALLY (CALENDAR) Reports due 30 days after the reporting period. The initial report is due 1/30/2010. Subsequent reports are due every 12 calendar month(s). Condition 9: Corrective Action Effective between the dates of 01/21/2009 and Permit Expiration Date Applicable Federal Requirement:6 NYCRR 227-1.6 Item 9.1: (a) Any person found to have violated any provision of this Part shall not cause, permit or allow operation of the stationary combustion installation involved in the violation unless: (1) it is equipped with approved emission control equipment; (2) it is rehabilitated or upgraded in an approved manner; or (3) the fuel is changed to an acceptable type. (b) The commissioner may seal such stationary combustion installation so as to prevent any operation if the conditions of paragraph (a)(1)-(3) above are not met within the time provided by the order of final determination issued in the case of the violation. (c) No person shall cause, permit or allow operation of any stationary combustion installation sealed by the commissioner in accordance with this section. (d) No person except the commissioner or his representative shall remove, tamper with or destroy any seal affixed to any stationary combustion installation. Condition 10: Compliance Demonstration Effective between the dates of 01/21/2009 and Permit Expiration Date Applicable Federal Requirement:6 NYCRR 227-1.7 Item 10.1: The Compliance Demonstration activity will be performed for the Facility. Item 10.2: Compliance Demonstration shall include the following monitoring: Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 13 Permit ID: 4-4215-00010/00007 Facility DEC ID: 4421500010 Monitoring Type: RECORD KEEPING/MAINTENANCE PROCEDURES Monitoring Description: (a) Emission data. Any person who owns or operates a stationary combustion installation described in 6 NYCRR Part 227-1 shall provide pertinent data concerning emissions when so requested by the commissioner. (b) Test methods. Sampling, compositing and analysis of fuel samples shall be carried out in accordance with the most recent ASTM standard methods or equivalent methods acceptable to the commissioner. Monitoring Frequency: AS REQUIRED - SEE PERMIT MONITORING DESCRIPTION Reporting Requirements: AS REQUIRED - SEE MONITORING DESCRIPTION Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 14 Permit ID: 4-4215-00010/00007 Facility DEC ID: 4421500010 STATE ONLY ENFORCEABLE CONDITIONS **** Facility Level **** NOTIFICATION OF GENERAL PERMITTEE OBLIGATIONS This section contains terms and conditions which are not federally enforceable. Permittees may also have other obligations under regulations of general applicability Item A: Public Access to Recordkeeping for Facilities With State Facility Permits - 6 NYCRR 201-1.10 (a) Where emission source owners and/or operators keep records pursuant to compliance with the operational flexibility requirements of 6 NYCRR Subpart 201-5.4(b)(1) , and/or the emission capping requirements of 6 NYCRR Subparts 201-7.2(d), 201-7.3(f), 201-7.3(g), 201-7.3(h)(5), 201-7.3(i) and 201-7.3(j), the Department will make such records available to the public upon request in accordance with 6 NYCRR Part 616 - Public Access to Records. Emission source owners and/or operators must submit the records required to comply with the request within sixty working days of written notification by the Department of receipt of the request. Item B: General Provisions for State Enforceable Permit Terms and Condition - 6 NYCRR Part 201-5 Any person who owns and/or operates stationary sources shall operate and maintain all emission units and any required emission control devices in compliance with all applicable Parts of this Chapter and existing laws, and shall operate the facility in accordance with all criteria, emission limits, terms, conditions, and standards in this permit. Failure of such person to properly operate and maintain the effectiveness of such emission units and emission control devices may be sufficient reason for the Department to revoke or deny a permit. The owner or operator of the permitted facility must maintain all required records on-site for a period of five years and make them available to representatives of the Department upon request. Department representatives must be granted access to any facility regulated by this Subpart, during normal operating hours, for the purpose of determining compliance with this and any other state and federal air pollution control requirements, regulations or law. STATE ONLY APPLICABLE REQUIREMENTS The following conditions are state only enforceable. Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 15 Permit ID: 4-4215-00010/00007 Condition 11: Facility DEC ID: 4421500010 Contaminant List Effective between the dates of 01/21/2009 and Permit Expiration Date Applicable State Requirement:ECL 19-0301 Item 11.1: Emissions of the following contaminants are subject to contaminant specific requirements in this permit(emission limits, control requirements or compliance monitoring conditions). CAS No: 007446-09-5 Name: SULFUR DIOXIDE CAS No: 0NY075-00-0 Name: PARTICULATES Condition 1-3: Unavoidable noncompliance and violations Effective between the dates of 02/10/2011 and Permit Expiration Date Applicable State Requirement:6 NYCRR 201-1.4 Item 1-3.1: At the discretion of the commissioner a violation of any applicable emission standard for necessary scheduled equipment maintenance, start-up/shutdown conditions and malfunctions or upsets may be excused if such violations are unavoidable. The following actions and recordkeeping and reporting requirements must be adhered to in such circumstances. (a) The facility owner and/or operator shall compile and maintain records of all equipment maintenance or start-up/shutdown activities when they can be expected to result in an exceedance of any applicable emission standard, and shall submit a report of such activities to the commissioner's representative when requested to do so in writing or when so required by a condition of a permit issued for the corresponding air contamination source except where conditions elsewhere in this permit which contain more stringent reporting and notification provisions for an applicable requirement, in which case they supercede those stated here. Such reports shall describe why the violation was unavoidable and shall include the time, frequency and duration of the maintenance and/or start-up/shutdown activities and the identification of air contaminants, and the estimated emission rates. If a facility owner and/or operator is subject to continuous stack monitoring and quarterly reporting requirements, he need not submit reports for equipment maintenance or start-up/shutdown for the facility to the commissioner's representative. (b) In the event that emissions of air contaminants in excess of any emission standard in 6 NYCRR Chapter III Subchapter A occur due to a malfunction, the facility owner and/or operator shall report such malfunction by telephone to the commissioner's representative as soon as possible during normal working hours, but in any event not later than two working days after becoming aware that the malfunction occurred. Within 30 days thereafter, when requested in writing by the commissioner's representative, the facility owner and/or operator shall submit a written report to the commissioner's representative describing the malfunction, the corrective action taken, identification of air contaminants, and an estimate of the emission rates. These reporting requirements are superceded by conditions elsewhere in this permit which contain reporting and notification provisions for applicable requirements more stringent than those Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 16 Permit ID: 4-4215-00010/00007 Facility DEC ID: 4421500010 above. (c) The Department may also require the owner and/or operator to include in reports described under (a) and (b) above an estimate of the maximum ground level concentration of each air contaminant emitted and the effect of such emissions depending on the deviation of the malfunction and the air contaminants emitted. (d) In the event of maintenance, start-up/shutdown or malfunction conditions which result in emissions exceeding any applicable emission standard, the facility owner and/or operator shall take appropriate action to prevent emissions which will result in contravention of any applicable ambient air quality standard. Reasonably available control technology, as determined by the commissioner, shall be applied during any maintenance, start-up/shutdown or malfunction condition subject to this paragraph. (e) In order to have a violation of a federal regulation (such as a new source performance standard or national emissions standard for hazardous air pollutants) excused, the specific federal regulation must provide for an affirmative defense during start-up, shutdowns, malfunctions or upsets. Condition 13: Emission Unit Definition Effective between the dates of 01/21/2009 and Permit Expiration Date Applicable State Requirement:6 NYCRR Subpart 201-5 Item 13.1(From Mod 1): The facility is authorized to perform regulated processes under this permit for: Emission Unit: 1-00000 Building(s): POWERPLANT Condition 14: Compliance Demonstration Effective between the dates of 01/21/2009 and Permit Expiration Date Applicable State Requirement:6 NYCRR 201-5.3 (b) Item 14.1: The Compliance Demonstration activity will be performed for the Facility. Item 14.2: Compliance Demonstration shall include the following monitoring: Monitoring Type: RECORD KEEPING/MAINTENANCE PROCEDURES Monitoring Description: Any reports or submissions required in this permit shall be submitted to the Regional Air Pollution Control Engineer (RAPCE) at the following address: Division of Air Resources NYS Dept of Environmental Conservation Region 4 1130 N. Westcott Rd Schenectady, NY 12306 Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 17 Permit ID: 4-4215-00010/00007 Facility DEC ID: 4421500010 Monitoring Frequency: AS REQUIRED - SEE PERMIT MONITORING DESCRIPTION Reporting Requirements: AS REQUIRED - SEE MONITORING DESCRIPTION Condition 1-4: Air pollution prohibited Effective between the dates of 02/10/2011 and Permit Expiration Date Applicable State Requirement:6 NYCRR 211.2 Item 1-4.1: No person shall cause or allow emissions of air contaminants to the outdoor atmosphere of such quantity, characteristic or duration which are injurious to human, plant or animal life or to property, or which unreasonably interfere with the comfortable enjoyment of life or property. Notwithstanding the existence of specific air quality standards or emission limits, this prohibition applies, but is not limited to, any particulate, fume, gas, mist, odor, smoke, vapor, pollen, toxic or deleterious emission, either alone or in combination with others. Condition 1-5: Compliance Demonstration Effective between the dates of 02/10/2011 and Permit Expiration Date Applicable State Requirement:6 NYCRR 227-1.2 (a) (2) Item 1-5.1: The Compliance Demonstration activity will be performed for the facility: The Compliance Demonstration applies to: Emission Unit: 1-00000 Regulated Contaminant(s): CAS No: 0NY075-00-0 PARTICULATES Item 1-5.2: Compliance Demonstration shall include the following monitoring: Monitoring Type: INTERMITTENT EMISSION TESTING Monitoring Description: Particulate emission limit for a boiler or combination of boilers (connected to the same emission point) with a maximum heat input exceeding 50 mmBtu per hour but no greater than 250 mmBtu per hour firing oil, other than distillate oil. Testing will be required at the discretion of the Department within 180 days after exceeding the maximum 0.5% sulfur limit CAP contained elsewhere in the permit. Testing shall include submission of an approvable test protocol at least 30 days before the stack test is conducted and submission of an approvable test report within 60 days after the stack test is conducted. Parameter Monitored: PARTICULATES Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 18 Permit ID: 4-4215-00010/00007 Facility DEC ID: 4421500010 Upper Permit Limit: 0.2 pounds per million Btus Reference Test Method: 40 CFR 60, Appendix A, RM's 5 & 17 Monitoring Frequency: AS REQUIRED - SEE PERMIT MONITORING DESCRIPTION Averaging Method: AVERAGING METHOD - SEE MONITORING DESCRIPTION Reporting Requirements: AS REQUIRED - SEE MONITORING DESCRIPTION **** Emission Unit Level **** Condition 17: Emission Point Definition By Emission Unit Effective between the dates of 01/21/2009 and Permit Expiration Date Applicable State Requirement:6 NYCRR Subpart 201-5 Item 17.1(From Mod 0): The following emission points are included in this permit for the cited Emission Unit: Emission Unit: 1-00000 Emission Point: 00001 Height (ft.): 160 Diameter (in.): 84 Building: POWERPLANT Condition 18: Process Definition By Emission Unit Effective between the dates of 01/21/2009 and Permit Expiration Date Applicable State Requirement:6 NYCRR Subpart 201-5 Item 18.1(From Mod 1): This permit authorizes the following regulated processes for the cited Emission Unit: Emission Unit: 1-00000 Process: BNG Process Description: The boilers running on natural gas. Emission Source/Control: 0BLR1 - Combustion Design Capacity: 35 million Btu per hour Emission Source/Control: 0BLR2 - Combustion Design Capacity: 34 million Btu per hour Emission Source/Control: 0BLR3 - Combustion Design Capacity: 35 million Btu per hour Emission Source/Control: BLR1C - Control Control Type: LOW NOx BURNER Emission Source/Control: BLR3C - Control Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 19 Permit ID: 4-4215-00010/00007 Facility DEC ID: 4421500010 Control Type: LOW NOx BURNER Item 18.2(From Mod 1): This permit authorizes the following regulated processes for the cited Emission Unit: Emission Unit: 1-00000 Process: BO2 Process Description: The boilers running on no. 2 fuel oil / distillate. Emission Source/Control: 0BLR1 - Combustion Design Capacity: 35 million Btu per hour Emission Source/Control: 0BLR2 - Combustion Design Capacity: 34 million Btu per hour Emission Source/Control: 0BLR3 - Combustion Design Capacity: 35 million Btu per hour Emission Source/Control: BLR1C - Control Control Type: LOW NOx BURNER Emission Source/Control: BLR3C - Control Control Type: LOW NOx BURNER Item 18.3(From Mod 1): This permit authorizes the following regulated processes for the cited Emission Unit: Emission Unit: 1-00000 Process: GO2 Process Description: Emergency Generators running on No. 2 fuel oil. Emission Source/Control: GEN01 - Combustion Design Capacity: 1,207 horsepower hours Emission Source/Control: GEN02 - Combustion Design Capacity: 382 horsepower hours Emission Source/Control: GEN03 - Combustion Design Capacity: 382 horsepower hours Emission Source/Control: GEN05 - Combustion Design Capacity: 154 horsepower hours Emission Source/Control: GEN06 - Combustion Design Capacity: 201 horsepower hours Emission Source/Control: GEN07 - Combustion Design Capacity: 201 horsepower hours Mod 1/Active Air Pollution Control Permit Conditions FINAL Page 20 Permit ID: 4-4215-00010/00007 Mod 1/Active Facility DEC ID: 4421500010 Air Pollution Control Permit Conditions FINAL Page 21

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