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Case Initiation Document

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CASE INITIATION DOCUMENT

TYPE OF ACTION (CHECK ONE)

INSTRUCTIONS: This form shall be completed and attached to all requests for Rehabilitation Unit action on matters for which no Rehabilitation Unit Case number has been assigned. This form is also to be used to update address changes for any of the parties or to record changes in representation for either the employer or employee and any change of adjusting agency This form must be typed or printed clearly and submitted to the appropriate Rehabilitation Unit office. See reverse side for Rehabilitation Unit addresses.

QUALIFIED REHAB REPRESENTATIVE, IF ANY

EMPLOYEE'S REPRESENTATIVE, IF ANY

EMPLOYER'S REPRESENTATIVE, IF ANY

REHABILITATION UNIT USE ONLY

Must be printed on Goldenrod paper or preapproved computer generated with Goldenrod borders.

Mandatory Format
State of California
DWC Form RU-101 (12/90)


Rehabilitation Unit

California Division of Workers' Compensation

Form RU-101

CASE INITIATION DOCUMENT

Purpose:

To provide identifying data to the Rehabilitation Unit for case make-up, report changes of name or address of the parties on existing cases, or notify the Rehabilitation Unit of representation on existing cases.

Submitted by:

Claims Administrator, employee, and their representatives.

When submitted:

When Rehabilitation Unit action is required and no rehabilitation file exists. To change the name or address, where there is an existing Rehabilitation Unit file, of any party involved.

Where submitted:

With the correct Rehabilitation Unit district office. A venue list is available to help you match the zip code of the residence of the employee with the venues of the district offices. The venue list is available upon request from:

Division of Workers' Compensation

REHABILITATION UNIT HEADQUARTERS

P.O. Box 420603

San Francisco, CA 94142-0603

Form completion:

Type all the required information. All questions must be answered. Place particular emphasis on entering the following information accurately using ten point type:

  • Social Security Number: Enter nine (9) digits.
  • Employer Name: Enter the full name of the employer and mailing address including city, state, and zip code.
  • Date of Injury: Enter the full date of injury (month, day and year). Use only one date on this and all other documents submitted to the Rehabilitation Unit. If the injury is a cumulative injury, and if injury is admitted or found, use the date at the end of the cumulative period.

Accompanying documents:

Attach the form requesting Rehabilitation Unit action and all medical and vocational reports required by that form.

Rehabilitation Unit action:

The Rehabilitation Unit assigns a case number and will take appropriate action depending upon the request attached to the Case Initiation Document RB-101.

Copy:

All parties.

Enter text

What a Case Initiation Document Is and when it’s used

A Case Initiation Document formally opens a new legal or administrative matter by identifying the parties, stating the nature of the claim or issue, and providing basic jurisdictional and contact information. Depending on context it can be a court complaint, an administrative petition, or an internal incident file; it typically triggers filing fees, service-of-process obligations, and scheduling timelines. The document commonly attaches supporting exhibits, identifies relief sought, and establishes the date from which statutory deadlines and response periods begin. Accuracy at submission affects case intake, service, and enforceability.

Why a clear Case Initiation Document matters

A properly completed Case Initiation Document starts the official case record, sets initial deadlines, and provides the legal basis for service and venue. Clear presentation reduces intake rejections, accelerates processing, and lowers the chance of procedural dismissal.

Why a clear Case Initiation Document matters

Who commonly prepares and files a Case Initiation Document

The document’s structure and required attachments vary by forum—court, agency, or internal system—so confirm the recipient’s intake rules before submission.

  • Law firms and solo practitioners handling civil complaints, appeals, or family law filings.
  • Government agencies and regulators opening administrative enforcement or licensing matters.
  • Corporate legal and compliance teams initiating internal investigations or contract disputes.

Step-by-step: complete a Case Initiation Document

Follow a consistent sequence to reduce errors and meet procedural deadlines when preparing a Case Initiation Document.

  • 01
    Gather details: Collect party names, addresses, claims, and supporting exhibits.
  • 02
    Confirm jurisdiction: Select proper court or agency and record the filing venue.
  • 03
    Complete fields: Fill required entries accurately and format dates MM/DD/YYYY.
  • 04
    File and serve: Pay fees, submit to the clerk or portal, and effect service per rules.

How to configure an online Case Initiation workflow

Set up form fields, recipient routing, and authentication before sending to ensure consistent intake and secure handling.

Field Configuration
Mandatory Fields Mark name, jurisdiction, and claim fields required.
Routing Auto-route files to clerk, intake team, and counsel.
Authentication Enable email or SMS code signer verification.
Attachments Allow PDF, DOCX, and image uploads only.

Typical submission and filing destinations

Identify the accepted intake channel—e-filing portal, county clerk, or internal case management system—and follow its required file formats and metadata rules.

  • E‑file portal: Submit PDF through the court or agency e-filing system.
  • County clerk: Deliver physical or electronic copies per clerk rules.
  • Opposing counsel: Serve the opposing party as required by local rules.
  • Case system: Record the matter in internal docketing or RMS.

Technical and integration considerations for eSubmission

Many platforms integrate with common systems such as Microsoft 365, Google Workspace, NetSuite, and document repositories; validate compatibility before routing live filings.

  • File formats: PDF, DOCX, and scanned images supported.
  • Authentication: Email link, SMS code, or advanced signer verification.
  • Integrations: Connectors for case management and cloud storage.

Common timeframes and procedural deadlines to track

Track statutory and procedural deadlines linked to the filing date; missing these can result in default or dismissal.

Response deadline:

Typically 20–30 days depending on forum and service method.

Service window:

Service often required within 90 days after filing in many courts.

Fee payment:

Pay filing fees at submission or intake to avoid rejection.

Statute of limitations:

Filing date may affect statute limitations tied to the claim.

Hearing scheduling:

Initial case management conference often set within weeks to months.

Key milestones from filing to first hearing

Sequential milestones help track progress and preserve rights from filing through initial case management.

01

Prepare filing

Draft complaint or petition and compile exhibits.

02

Submit to clerk

E-file or deliver to clerk and pay fees.

03

Effect service

Serve opposing parties per local rules.

04

First appearance

Attend initial conference or respond to the complaint.

Common mistakes that delay case intake

  • Incomplete party identification — using nicknames or abbreviations that do not match legal records leads to service and enforcement issues.
  • Missing or incorrect filing fees — wrong fee amounts often cause clerks to reject or administratively close submissions.
  • Incorrect venue selection — filing in the wrong court may require transfer or dismissal and waste time and costs.
  • Unsigned or improperly signed pages — unsigned documents or signatures that don’t meet eSignature rules can be treated as defective filings.

Essential data elements required on the form

Case Title: Plaintiff v. Defendant
Party Names: Full legal names
Contact Info: Address and phone
Claim Type: Civil, criminal, administrative
Jurisdiction: Court or agency name
Filing Date: MM/DD/YYYY

Consequences of errors or omissions

Dismissal: Case may be dismissed
Late Fees: Additional charges accrue
Service Failure: Service may be deemed invalid
Sanctions: Court sanctions possible
Perjury Risk: False statements carry liability
Lost Rights: Statute limitations may bar claims

How organizations used eSubmission for case starts

Real customers report improved turnaround and clearer intake when using electronic workflows to initiate cases and route documents.

Tech Data — enterprise intake

Tech Data centralized filings and improved customer service during intake.

  • Their approach standardized document routing and reduced manual handoffs.
  • "Tech Data uses airSlate SignNow to improve our internal and external customer service while increasing our speed to revenue."

Fertility Centers of Illinois — compliance

A healthcare provider digitized intake forms and patient consents for new cases.

  • That ensured consistent attachments and audit trails during review.
  • "The airSlate SignNow team has been exceptional, responsive, the API has been great, and we're extremely happy that we chose airSlate SignNow as a company."

Typical vendor pricing and capability snapshot for eSigning case filings

Compare common pricing and capability dimensions for eSignature platforms used to sign and submit Case Initiation Documents; signNow is listed first for comparison consistency.

signNow DocuSign Adobe Sign PandaDoc HelloSign
Starting Price $8/user/mo $15/user/mo $14/user/mo $19/user/mo $15/user/mo
Free Trial 7-day free trial Varies by vendor Varies by vendor Varies by vendor Varies by vendor
Bulk Send Yes Yes Yes Yes No
Audit Trail Yes Yes Yes Yes Yes
HIPAA Compliant Yes Yes Yes No No

Frequently asked questions about Case Initiation Documents

Answers to common user questions about validity, eSigning, corrections, and processing expectations for Case Initiation Documents.


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