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STATE OF CONNECTICUT UCC-1 FINANCING STATEMENT SECRETARY OF THE STATE OF CONNECTICUT MAILING ADDRESS: COMMERCIAL RECORDING DIVISION, CONNECTICUT SECRETARY OF THE STATE, P.O. \ BOX 150470, HARTFORD, CT 06115-0470 DELIVERY ADDRESS: COMMERCIAL RECORDING DIVISION, CONNECTICUT SECRETARY OF THE STATE, 30 T\ RINITY STREET, HARTFORD, CT 06106 PHONE: 860-509-6002 WEBSITE: www.concord-sots.ct.gov 1. DEBTOR'S EXACT FULL LEGAL NAME - INSERT ONLY ONE DEBTOR NAME (1A OR 1B) - DO NOT ABBREVIATE OR COMBINE NAMES ADDRESS: CITY: STATE: ZIP: NAME: FILING PARTY (CONFIRMATION WILL BE SENT TO THIS ADDRESS) : FILING FEE: $50 MAKE CHECKS PAYABLE TO "SECRETARY OF THE STATE" 1A. ORGANIZATION'S NAME CITY: ZIP: STATE: ADDRESS: 1B. INDIVIDUAL'S 1C. MAILING ADDRESS: CUSTOMER ID: OR COUNTRY: 2. ADDITIONAL DEBTOR'S EXACT FULL LEGAL NAME - INSERT ONLY ONE DEBTOR NAME (2A OR 2B) - DO NOT ABBREVIATE OR COMBINE NAMES 2A. ORGANIZATION'S NAME 2B. INDIVIDUAL'S OR CITY: ZIP: STATE: ADDRESS: 2C. MAILING ADDRESS: COUNTRY: PAGE 1 OF 2 FORM UO-1-1.1 Rev. 7/2013 USE INK. COMPLETE ALL SECTIONS. PRINT OR TYPE. ATTACH 81/2 X 11 SHEETS I\ F NECESSARY. EMAIL: SUFFIX MIDDLE FIRST PERSONAL NAME SURNAME SUFFIX MIDDLE FIRST PERSONAL NAME SURNAME PAGE 2 OF 2 CITY:ZIP: STATE: ADDRESS: 3C. MAILING ADDRESS: COUNTRY: 4. THIS FINANCING STATEMENT COVERS THE FOLLOWING COLLATERAL: 5. CHECK ONLY IF APPLICABLE AND CHECK ONLY ONE BOX: COLLATERAL IS HELD IN A TRUST (SEE UCC 1AD, ITEM 13 AND INSTRUCTIONS) BEING ADMINISTERED BY A DECENDENT'S \ PERSONAL REPRESENTATIVE. 6. CHECK ONLY IF APPLICABLE AND CHECK ONLY ONE BOX: Public-Finance Transaction A Debtor is a Transmitting Utility 7. ALTERNATIVE DESIGNATION (if applicable): Lessee / Lessor Consignee / Consignor Seller / Buyer Bailee / Bailor Licensee / Licensor 8. OPTIONAL FILER REFERENCE DATA: FORM UO-1-1.1 Rev. 7/2013 3. SECURED PARTY NAME (OR NAME OF ASSIGNEE OF ASSIGNOR S/P) - INSERT ONLY ONE SECURED PARTY NAME (3A OR 3B) 3A. ORGANIZATION'S NAME 3B. INDIVIDUAL'S OR SUFFIX MIDDLE FIRST PERSONAL NAME SURNAME Instructions for Connecticut UCC Financing Statement (Form UCC-1) INSTRUCTIONS Please type or print this form. Be sure it is completely legible. Re\ ad all Instructions, especially Instruction 1; correct Debtor name is crucial. Follow Instructions completely. Fill in form very carefully; mistakes may have important legal conse\ quences. If you have questions, consult your Legal Advisor. Filing office cannot give legal advice. Do not insert anything in the open space in the upper portion of thi\ s form; it is reserved for filling office use. When properly completed, send Filing Office Copy, with required fee,\ to filing office. If you need to use attachments, use 81/2 x 11 inch sheets and put at\ the tope of sheet the name of the first Debtor, formatted exactly as it appears in item 2 of this form; you are enco\ uraged to use the UCC Financing Statement Addendum. 1. Debtor name: Enter only one Debtor name in item 1, an organizatio\ n's name (1a) or an individual's name (1b). Enter Debtor's exact full legal name. Do not abbreviate. 1a. Organization Debtor. "Organization" means an entity having a leg\ al identity separate from its owner. A partnership is an organization; a sole proprietorship is not an organizatio\ n, even if it does business under a trade name. If Debtor is a Partnership, enter exact full legal name of partner\ ship; you need not enter names of partners as additional Debtors. If Debtor is a registered organization (e.\ g., corporation, limited partnership, limited liability company), it is advisable to examine Debtor's current filed ch\ arter documents to determine Debtor's correct name, organization type, and jurisdiction of organization. 1b. Individual Debtor. " Individual" means a natural person; this in\ cludes a sole proprietorship, whether or not operating under a trade name. Don't use prefixes (Mr., Mrs., Ms.). Use \ suffix box for titles or lineage (jr., Sr., III) and not for other suffixes or titles (e.g., M.D.). Use married woman's pe\ rsonal name (Mary Smith, not Mrs John Smith). enter individual Debtor's family name (surname) in Surname box, fir\ st given name in First Personal Name box, and all additional given names in Middle Name box. For both organizati\ on and individual Debtors: Don't use Debtors trade name, DBA, AKA, FKA, Division name etc. in place or combined wi\ th Debtor's legal name; you may add such other names as additional Debtors if you wish (but this is neither r\ equired nor recommended.) 1c. An address is always required for the Debtor named in 1a or 1b.\ 2. If an additional Debtor is included, complete item 2. To include\ further additional Debtors, or one or more additional Secured Parties, attach either Addendum (Form UCC1Ad) of othe\ r additional page(s), using correct name format. Follow Instruction 1 for determining and formatting additional \ names. 3. Enter information for Secured Party or Total Assignee. If there \ is more than one Secured Party, see Instruction 2. 4. Use item 4 to indicate the collateral covered by this Financing \ Statement. If space in item 4 is insufficient, put the entire collateral description or continuation of the collateral\ description on either Addendum (Form UCC1Ad) or the other attached additional page(s). 5. If Debtor is a trust or a trustee acting with respect to propert\ y held in trust or is a decedent's estate, check the appropriate box. 6. If Debtor is a transmitting utility, check the appropriate box. \ If filed in connection with a public finance transaction, check the appropriate box. 7. If the filer desires (at filer's option) to use titles of less\ ee and lessor, or consignee and consignor, or seller and buyer (in the case of accounts or chattel paper), or bailee and bai\ lor instead of Debtor and Secured Party, check the appropriate box in item 5. 8. This item is optional and is for filer's use only. DO NOT SCAN THIS PAGE FORM UO-1-1.1 Rev. 7/2013 INSTRUCTIONS OFFICE OF THE SECRETARY OF THE STATE MAILING ADDRESS: COMMERCIAL RECORDING DIVISION CONNECTICUT SECRETARY OF THE STATE P.O. BOX 150470 HARTFORD, CT 06115-0470 DELIVERY ADDRESS: COMMERCIAL RECORDING DIVISION CONNECTICUT SECRETARY OF THE STATE 30 TRINITY STREET HARTFORD, CT 06106 PHONE:860-509-6002 WEBSITE: www.concord-sots.ct.gov DO NOT SCAN THIS PAGE FORM UO-1-1.1 Rev. 7/2013 INSTRUCTIONS