PBS
Wetlands Impact Management
Desk Guide
Final Guidance
September 1, 2000
PBS Wetlands Desk Guide – Final
September 1, 2000
Table of Contents
CHAPTER 1 - INTRODUCTION............................................................................................... 1-1
1.1
Purpose................................................................................................................ 1-1
1.2
Requests for Authorizations or Appropriations.................................................... 1-1
1.3
Application of This Desk Guide ........................................................................... 1-1
1.4
Definitions ............................................................................................................ 1-1
1.5
Changes to This Desk Guide............................................................................... 1-3
CHAPTER 2 – RESPONSIBILITIES FOR WETLAND IMPACT MANAGEMENT .................. 2-1
2.1
Director, Division of Environmental Business Strategies (PXE) ......................... 2-1
2.2
Regional Administrators....................................................................................... 2-1
2.3
Program Staff....................................................................................................... 2-1
2.4
Other Program Requirements.............................................................................. 2-2
CHAPTER 3 – OVERVIEW OF THE COE PERMITTING PROCESS FOR
THE DISCHARGE OF DREDGED AND FILL MATERIAL .............................. 3-1
3.1
Introduction .......................................................................................................... 3-1
3.2
Determining Whether a COE Permit is Needed.................................................. 3-1
3.2.1
3.2.2
3.2.3
3.2.4
3.3
Determining If an Action May Result in a Discharge............................... 3-1
Determining the Area(s) Within Which a Discharge May Occur............. 3-2
Determining the Presence or Absence of a Wetland .............................. 3-2
Determining Whether There Will Be a Discharge Into a Wetland........... 3-3
Types of COE Permits ......................................................................................... 3-3
3.3.1
3.3.2
General Permits ....................................................................................... 3-3
3.3.1.1 Programmatic and Regional General Permits.......................... 3-4
3.3.1.2 Nationwide General Permits ..................................................... 3-4
Individual Permits..................................................................................... 3-4
PBS Wetlands Desk Guide – Final
3.4
Obtaining a COE Permit ...................................................................................... 3-5
3.4.1
3.4.2
3.5
September 1, 2000
Nationwide Permits .................................................................................. 3-5
Individual Permits..................................................................................... 3-5
3.4.2.1 Individual Permit Application..................................................... 3-5
3.4.2.2 Post-Application Consultation and Cooperation....................... 3-6
3.4.2.3 Issuance or Denial of the Permit .............................................. 3-8
3.4.2.4 GSA's Decision ......................................................................... 3-8
3.4.2.5 Mitigation and Monitoring ......................................................... 3-8
Leasing Actions .................................................................................................... 3-8
3.5.1
3.5.2
Leasing in Existing Structures ................................................................. 3-8
Lease Construction and Other Lease Actions Involving Discharges...... 3-8
3.6
Disposal of Federal Real Property....................................................................... 3-9
3.7
Where No Section 404 Permit is Required.......................................................... 3-9
CHAPTER 4 - COORDINATION WITH OTHER AUTHORITIES ............................................ 4-1
4.1
Coordination with NEPA ...................................................................................... 4-1
4.1.1
4.1.2
Categorical Exclusion Actions (CATEX) .................................................. 4-1
Environmental Assessments and
Environmental Impact Statements........................................................... 4-2
4.2
Coordination with the Coastal Zone Management Act, State ............................. 4-2
Wetland Protection Laws, and Executive Order 11988
4.3
Public Involvement............................................................................................... 4-2
PBS Wetlands Desk Guide – Final
September 1, 2000
List of Appendices
Appendix 1:
Section 404 of the Clean Water Act
Section 10 of the Rivers and Harbors Act
National Environmental Policy Act (NEPA)
Executive Order 11990, “Protection of Wetlands”
ADM 1095.5, “Consideration of Wetlands in Decisionmaking”
Title 33 Code of Federal Regulations Parts 320-330 (not included see website)
State and Local Wetland Regulations (not included see website)
Appendix 2:
Index of Nationwide Permits
Appendix 3:
Sample Language For Use In Lease Construction And
Other Lease Actions Involving Discharges To Wetlands
Appendix 4:
General Services Administration (GSA) Scope of Work for Wetland Delineation
Appendix 5:
Pertinent Agencies
PBS Wetlands Desk Guide – Final
September 1, 2000
Chapter 1- Introduction
1.1
PURPOSE
This Desk Guide is designed to help
General Service Administration (GSA)
employees and contractors ensure that
GSA’s policies and procedures for the
management of impacts on wetlands are
fully and properly implemented. These
policies and procedures are set forth in
ADM 1095.5, “Consideration of wetlands in
decisionmaking”. The ADM Order and this
Desk Guide are based on government-wide
direction provided in Executive Order (EO)
11990, “Protection of Wetlands,” Title 33
Code of Federal Regulations (CFR) 320
330 by the United States Army Corps of
Engineers (COE) under the authority of
Section 404 of the Clean Water Act (33
United States Code 1344), the National
Environmental Policy Act (NEPA), and other
authorities. See Appendix 1 for a list of
regulations and Orders pertinent to
Wetlands.
wetlands. By itself, this Desk Guide is not a
mandatory authority that GSA personnel
must follow. However, following it is
generally necessary to the orderly
implementation of ADM 1095.5.
This Desk Guide is meant to be used with
the PBS NEPA Desk Guide, a companion
GSA publication on compliance with the
NEPA pursuant to ADM 1095.1F,
“Environmental
considerations
in
decisionmaking.”
1.2
When congressional authorization or
appropriation is necessary for the proposed
actions, the request to OMB must indicate
the action is in compliance with the policy
and provisions of EO 11990.
1.3
EO 11990, “Protection of Wetlands,” directs
Federal agencies to provide leadership and
take action to minimize the destruction, loss
or degradation of wetlands, and to preserve
and enhance wetlands. Specifically, the EO
requires:
[E]ach agency, to the extent permitted by law, shall
avoid undertaking or providing assistance for new
construction located in wetlands unless the head of
the agency finds (1) that there is no practicable
alternative to such construction, and (2) that the
proposed action includes all practicable measures to
minimize harm to wetlands which may result from
such use.
Executive Order 11990
Together, ADM 1095.5 and this Desk Guide
describes GSA’s program for compliance
with EO 11990, Section 404 of the Clean
Water Act, and related authorities dealing
with the management of impacts on
REQUESTS FOR
AUTHORIZATIONS OR
APPROPRIATIONS
APPLICATION OF THIS DESK
GUIDE
The policies, procedures, and practices
described here apply to GSA actions,
including leasing, acquiring, developing,
managing and disposing of real property,
that may have an impact on wetlands. They
apply to all GSA business lines, GSA staff,
contractors, and others who operate under
GSA oversight.
1.4
DEFINITIONS
1.4.1 Action. An “action” is any GSA
activity
which
involves:
acquiring,
developing, managing, and disposing of
Federal lands and public buildings;
providing federally undertaken, financed, or
assisted construction and improvements;
and conducting Federal activities and
programs affecting land use.
Page 1-1
PBS Wetlands Desk Guide – Final
1.4.2 Construction.
“Construction”
in
cludes draining, dredging, channelizing,
filling, diking, impounding, and related
activities and any structures or facilities
begun or authorized after the May 1977
issuance of EO 11990.
1.4.3 Discharge of Dredged Material. 33
CFR 328 provides a detailed definition of
“discharge of dredged material.” In essence,
this constitutes the introduction of dredged
material into waters of the United States,
including the redeposit of dredged material
other than incidental fallback.
This
specifically includes, but is not limited to:
(a) the addition of dredged material to a
specified discharge site located in
waters of the United States;
(b) runoff or overflow from a contained land
or water disposal area;
(c) any addition, including redeposit other
than incidental fallback, of dredged
material, including excavated material,
into waters of the United States,
including mechanized landclearing,
ditching, channelization, or other
excavation.
Discharge of Dredged Material does not
include:
(d) discharges of pollutants into waters of
the United States resulting from the
onshore subsequent processing of
dredged material that is extracted for
any commercial use (other than fill).
These discharges are subject to section
402 of the Clean Water Act even though
the extraction and deposit of such
material may require a permit from the
Corps or applicable State section 404
program;
(e) activities that involve only the cutting or
removing of vegetation above the
ground (e.g., mowing, rotary cutting, and
chainsawing) where the activity neither
substantially disturbs the root system
nor involves mechanized pushing,
dragging, or other similar activities that
redeposit excavated soil material; or
September 1, 2000
(f) incidental fallback.
1.4.4 Dredged Material. As pertaining to
the COE regulations, “Dredged Material”
includes any material that is excavated or
dredged from a wetland or other waters of
the United States.
1.4.5 Fill Material. “Fill Material” is any
material used for the primary purpose of
replacing an aquatic area with dry land, or
of changing the bottom elevation of a water
body.
1.4.6 Practicable
Alternatives.
Under
GSA, “Practicable alternatives” are those
which:
(a)
(b)
(c)
(d)
(e)
meet justified program requirements;
are within the legal authority of GSA or
its client agency;
meet technological standards;
are demonstrated as being cost
effective; and
do not result in unreasonable adverse
environmental impacts.
1.4.7 Structure. As defined in 33 CFR
322.2, the term “structure” includes “without
limitation, any pier, boat dock, boat ramp,
wharf, dolphin, weir, boom, breakwater,
bulkhead, revetment, riprap, jetty, artificial
island, artificial reef, permanent mooring
structure,
power
transmission
line,
permanently moored floating vessel, piling,
aid to navigation, or any other obstacle or
obstruction.” A building foundation should
be considered a “piling.”
1.4.8 Waters of the United States. The
regulatory definition of “Waters of the United
States” is given in 33 CFR 328.3. Waters of
the U.S. constitute:
(a) all waters which are currently used, or
were used in the past, or may be
susceptible to use in interstate
commerce or foreign commerce,
including all waters which are subject to
the ebb and flow of the tide;
Page 1-2
PBS Wetlands Desk Guide – Final
September 1, 2000
(b) all interstate waters including interstate
wetlands;
(c) all other waters such as intrastate lakes,
rivers, streams (including intermittent
streams), mud flats, sandflats, wetlands,
sloughs, prairie potholes, wet meadows,
playa lakes, or natural ponds, the use of
which could affect interstate or foreign
commerce (specific examples of such
commerce being re-creational purposes,
commercial fishing, and industrial use);
(d) all impoundments of water otherwise
defined as waters of the United States;
(e) tributaries of the above-described
waters;
(f) the territorial seas; and
(g) wetlands adjacent to waters (other than
waters that are themselves wetlands)
identified above.
1.4.9 Wetlands. “Wetlands” are those
areas that are inundated by surface or
ground water with a frequency sufficient to
support, and under normal circumstances
do or would support, a prevalence of
vegetative or aquatic life that requires
saturated or seasonally saturated soil
conditions for growth and reproduction.
Wetlands generally include swamps,
marshes, bogs, and similar areas such as
sloughs, potholes, wet meadows, river
outflows, and mud flats, and natural ponds.
Wetlands are often associated with
floodplains, but may also occur in other
situations. For instance, a wetland may
also be formed and maintained by a high
water table in areas with shallow
depressions in the topography.
1.5
CHANGES TO THIS DESK GUIDE
GSA PBS Division of Environmental
Business Strategies (PXE) may issue
updates, changes, or corrections to this
Desk Guide.
Page 1-3
PBS Wetlands Desk Guide – Final
September 1, 2000
Chapter 2 – Responsibilities for Wetlands Impact Management
2.1
DIRECTOR, DIVISON OF
ENVIRONMENTAL BUSINESS
STRATEGIES (PXE)
?? Advises
the
Administrator,
Commissioner, other Heads of Services
and
Business
Lines,
Regional
Administrators,
and
other
GSA
managers and staff regarding how to
address impacts on wetlands;
?? Coordinates compliance with ADM
1095.5 and the laws, Executive Orders,
and regulations it implements;
?? Provides advice and assistance to
Regional
Environmental
Quality
Advisors (REQA) regarding wetland
matters;
?? With the cooperation of Services,
Business Lines, and Regional Offices,
provides guidance, education, training,
and advice about education and training
standards and opportunities to GSA
personnel who have responsibilities that
may impact a wetland;
?? Coordinates with the U.S. Army Corps
of
Engineers
(COE),
the
U.S.
Environmental Protection Agency (EPA)
and other agencies involved in wetland
impact management at the national
level;
responsibilities of the Division; and
?? Promulgates, maintains, and when
necessary updates this “Wetlands
Impact Management Desk Guide”
providing detailed direction and advice
regarding implementation of wetland
responsibilities.
2.2
?? Are responsible for compliance with
ADM 1095.5 and this Desk Guide;
?? Maintain a reasonable body of expertise
regarding wetland matters in the staff of
the REQA and/or Field Office personnel
as described in PBS NEPA Desk Guide
and ensure that the REQA has access
to appropriate professional wetland
management expertise; and
?? Ensure that all Regional and/or Field
Office program staff involved in planning
and decision making about actions that
could affect wetlands are made aware of
GSA's
wetland
management
responsibilities, are acquainted with this
Desk Guide and ADM 1095.5, are held
accountable for the quality of their
actions and decisions, and are required
to coordinate effectively with the REQA
on wetland matters.
2.3
?? Represents
GSA
in
interagency
coordination on matters related to
wetland management on a national
basis;
?? Routinely solicits and acts upon the
advice of Regional Environmental
Quality Advisor (REQA) and Field Office
personnel in developing program
direction
and
carrying
out
the
REGIONAL ADMINISTRATORS
PROGRAM STAFF
For the purposes of this Desk Guide,
program staff includes all GSA employees
responsible for the management and
implementation of program actions, such as
project
planning
and
development,
acquisition of real property by purchase,
exchange or eminent domain, project
management, leasing, and disposal of real
property.
Page 2-1
PBS Wetlands Desk Guide – Final
Program staff are responsible for:
?? With the assistance of the REQA,
developing and maintaining a thorough
understanding of wetland management
requirements,
principles,
and
procedures, and of the policy articulated
in ADM 1095.5, as these pertain to their
program areas;
September 1, 2000
responsibilities,
reviews and
mechanisms.
through performance
other administrative
?? Ensuring
that
GSA’s
wetland
management responsibilities are met to
the best of their abilities, as early as
possible in planning any action within
their program areas;
?? Coordinating their programs, activities,
and projects with the REQA; and
?? Implementing all mitigation and other
commitments resulting from compliance
with this Desk Guide for actions under
their authority.
2.4
OTHER PROGRAM
REQUIREMENTS
Each Head of Service, Business Line, and
Regional Office shall establish internal
systems to ensure that the requirements of
ADM 1095.5 and this Desk Guide are
carried out.
Each such system shall ensure that:
?? Compliance with this Desk Guide begins
early in planning any action, when the
widest reasonable range of alternatives
are open for consideration;
?? Consideration of wetlands impacts, and
application for and receipt of permits
from the COE, are conducted in
coordination with continuing planning;
and
?? Employees responsible for managing
impacts
to
wetlands
are
held
accountable for the performance of such
Page 2-2
PBS Wetlands Desk Guide – Final
September 1, 2000
Chapter 3 – Overview of the COE Permitting Process
For the Discharge of Dredged and Fill Material
3.1
INTRODUCTION
If GSA proposes a project that will involve
discharge of dredged or fill material into a
waterway or a wetland, it must follow a very
specific regulatory procedure. Discharge
into a wetland without a permit is a violation
of the Clean Water Act and can result in
issuance of compliance orders, civil actions,
and
criminal
prosecution
of
GSA
employees,
contractors,
and
others
involved.
Sections 9 and 10 of the Rivers and
Harbors Act, and Section 404 of the Clean
Water Act together provide to the COE the
authority to regulate construction in
navigable waters of the United States, and
the discharge of dredged or fill material into
all waters of the United States, including
wetlands. All types of activities involving the
discharge of fill into a wetland are subject to
regulation. For example, the disposal of
debris from a construction or demolition site
into a wetland, or discharges associated
with landscaping, fall under the regulatory
authority of the COE.
The COE carries out its regulatory
responsibilities under the Rivers and
Harbors Act, the Clean Water Act, and
related Federal laws using uniform rules set
forth at 33 CFR 320-330. Title 33 CFR 325
provides specific direction about how to
obtain a COE permit to discharge fill
material into a wetland. Under the Clean
Water Act, discharging fill into a wetland
without a permit issued by the COE under
its regulations is an offense punishable by
civil actions and criminal prosecution.
In addition to Section 404 permitting, certain
discharges of dredged or fill material into
waters of the United States, including
wetlands, are also regulated by the COE
under the aforementioned Rivers and
Harbors Act. Although not discussed in
detail in this guidance, you should be aware
that Section 10 of this Act includes
regulations for structures or work in or
affecting navigable waters of the United
States, including wetlands adjacent to
navigable waters. Section 9 of the Rivers
and Harbors Act is applicable to dams and
dikes in navigable waters.
This chapter of the Wetlands Impact
Management Desk Guide provides an
overview of the general steps required to
obtain a COE permit, and Exhibit 3-1
illustrates the typical COE review process
for Section 404 standard permits. You
should be familiar with this process to
ensure that GSA—or its contractor—is in
compliance with the COE requirements and
EO 11990.
3.2
DETERMINING WHETHER A
COE PERMIT IS NEEDED
3.2.1
Determining if an Action May
Result in a Discharge
The first step in determining whether a COE
permit is required is to determine whether
the proposed action is the kind of action that
could result in a discharge. Consider the
following questions:
(a) Does
the
action
involve
new
construction? New construction always
has the potential for discharges.
Discharges may result from site
preparation, the construction itself
(dumping fill upon which buildings are
built, placing pilings, etc.), from disposal
of debris from demolition of existing
structures, grading, or excavation, or
Page 3-1
PBS Wetlands Desk Guide – Final
from both.
(b) Does the action involve renovation?
Renovation may result in discharges of
demolition debris (including debris from
interior demolition) and/or spoil from
utility trenching, excavation for seismic
retrofit, excavation for new subsurface
facilities, or foundation work.
(c) Does the action involve landscaping,
road construction, remediation or other
work that requires grading, trenching, or
other land treatment that could produce
fill or permit runoff and erosion?
September 1, 2000
covered by water or have waterlogged soils
for significant periods during the growing
season—that is, the average period
between the last killing frost in the spring
and the first killing frost in the fall. Wetland
plants are capable of living in soils lacking
oxygen for at least part of their growing
seasons. Types of wetlands include, but are
not limited to, bottomland forests, swamps,
pine savannas, sloughs, mud flats, bogs,
marshes, wet meadows, potholes and wet
tundra. Wetlands may also develop in low
areas created by human activity, such as
large collapsed cellar holes and drainage
ditches.
If the action involves no potential
discharges, then there is no need for a COE
permit. If there is a potential discharge, then
proceed to the next step.
An area is likely to be a wetland if any of the
following conditions exist:
3.2.2
?? The area has low spots in which water
stands for more than seven consecutive
days during the growing season, as
indicated by soil that glistens with water,
water marks on trees or posts, drift lines
or other debris piles oriented in the
direction of water movement, debris
lodged in trees or piled against other
objects, or thin layers of sediment. Note
that many wetlands actually lack both
standing water and waterlogged soils
during at least part of the.
Determining the Area(s) Within
Which a Discharge May Occur
If there is a potential discharge, consider
where it may occur. Consider:
(a) The project construction site or other
direct impact area.
(b) The location(s) where debris, spoil, or
other material will be disposed of.
(c) Areas that might be affected by erosion
or deposition resulting from the action.
3.2.3
Determining the Presence or
Absence of a Wetland
Are wetlands present in any of the areas
where there may be a discharge?
Remember
that
wetlands
are
not
necessarily wet all year-around.
“Wetlands” are land areas that are
inundated or saturated by surface or ground
water at a frequency and duration sufficient
to support, and that under normal
circumstances do support, a prevalence of
vegetation typically adapted for life in
saturated soil conditions. Wetlands are
?? The area is in a floodplain.
?? The area has plant communities that
commonly occur in areas having
standing water for part of the growing
season. Some 5,000 different plant
species are commonly associated with
wetlands in different parts of the
country; a listing of wetland plants that
occur in specific areas can be obtained
from the COE. Examples of plant types
associated with wetlands include
cattails, bulrushes, skunk cabbage,
cordgrass,
spaghum
moss,
bald
cypress, willows, mangroves, sedges,
rushes,
arrowheads
and
water
plantains. Other indicators are trees
such as willows, alders, red maples,
sycamores, and bushes or trees with
Page 3-2
PBS Wetlands Desk Guide – Final
shallow root systems, swollen trunks, or
roots growing from the plant trunk above
the soil surface.
?? The area has peat, muck, or gleyed
soils,
substantial
amounts
of
decomposing plant material on the
surface, dark streaks of buried organic
matter, or a sulfurous, "rotten egg"
smell.
?? The area is periodically flooded by tides.
Some wetlands may have been “delineated”
and a current map is available. A good
source is the U.S. Fish & Wildlife Service’s
National Wetlands Inventory (www.nwi.fws.
gov/) If a current map is not available, the
wetland must be delineated in accordance
with the COE’s 1987 Wetlands Delineation
Manual, or according to applicable State
standards, whichever is more rigorous.
Wetland delineation is the identification of
wetlands, their boundaries, and their
characteristics.
A
model
Wetland
Delineation Scope of Work (SOW) is
included in Appendix 4.
Wetland delineation must result in a written
report, which should provide the following
information:
?? Wetland delineation maps showing the
size, location, configuration, and
boundaries of each wetland, together
with local landmarks for orientation;
sample plot locations; names of water
features; a north arrow; scale, and date,
and the names of the people who
conducted the delineation;
?? Wetland delineation forms from the
Wetland Delineation Manual or State
standards, or similar data sheets, for
each sample site, clearly listing the soil,
vegetation, and hydrological indicators
used to determine the presence of a
wetland;
?? An overall vicinity map identifying the
locations of study areas; and
September 1, 2000
?? A narrative describing the methods
employed, identifying the wetlands
found, and integrating the information
outlined above.
3.2.4
Determining Whether There Will
Be a Discharge Into a Wetland
It may be possible to determine that the
discharge will impact a wetland by
overlaying project plans, including plans
showing where spoil and other material will
be disposed of, on the wetlands map for
each alternative.
If it is determined that a COE permit may be
required for an activity involving a wetland
or other waters of the United States, GSA’s
contractor should request a pre-application
consultation with the appropriate COE
district office.
COE staff can advise
potential
applicants
of
information
foreseeably required for permit applications,
such as the identification of potential
alternatives to avoid and minimize project
impacts, mitigation opportunities, and other
factors which must be considered by the
COE in the permit decision making process.
3.3
TYPES OF COE PERMITS
The COE issues both general permits and
individual permits. There are three types of
general permits for various activities with
minimal impact to wetlands and other
waters of the United States. Individual
permits are issued for activities that do not
fall within the criteria for a general permit.
Early coordination with the COE can help
identify which type of permit is needed for
your specific action.
3.3.1
General Permits
Many minor actions fall within existing
general permits that have been issued to
the public at large by the COE on a regional
and nationwide basis for a category, or
categories of activities. The activities under
a general permit may only result in minimal
Page 3-3
PBS Wetlands Desk Guide – Final
individual or cumulative impacts. The
approval process for general permits is
much less time and labor-intensive than that
for an individual permit. Avoidance and
minimization of impacts should always be
the first consideration in project planning,
and you should consider that by modifying
an action by these means, its impacts to
wetlands may be reduced to a degree that it
can fall under the requirements of a general,
rather than an individual, permit.
There are three types of general permits:
programmatic, regional, and nationwide.
Because programmatic and regional
general permits vary widely from state to
state and region to region, this Desk Guide
will focus on the application and evaluation
of the more common nationwide general
permits (NWP).
3.3.1.1
Programmatic and Regional
General Permits
Programmatic general permits are general
in scope, based on existing regulatory
programs of other agencies, and are
intended to avoid duplication of effort.
Regional general permits apply to certain
minor activities authorized by the COE
Districts on a regional or statewide basis,
and are issued by a COE division or district
engineer after notice and opportunity for
public hearing. Regional general permits are
issued using the same procedures
prescribed in the regulations for individual
permits.
3.3.1.2
Nationwide General Permits
Nationwide general permits are a type of
permit that represent COE authorizations
issued by 33 CFR part 330 for specified
activities on a nationwide basis. If certain
conditions are met, then the activity can
proceed without either an individual or
regional permit. There are several different
types of NWPs, covering activities such as
construction of Outfall Structures and
Maintenance
(NWP
#7),
Linear
Transportation Crossings (NWP #14),
September 1, 2000
Residential, Commercial and Institutional
Developments (NWP#39), and Stormwater
Management Facilities (NWP #43),. See
Appendix 2 for a sample list of NWPs.
NWP #39 lists government office buildings
and judicial buildings as examples of
institutional developments. Activities under
NWP #39 are authorized if they meet
certain specific conditions, including not
causing the loss of more than ½ acre of
non-tidal waters of the United States, and
not causing the loss of more than 300 linear
feet of stream bed. If the discharge causes
the loss of more than 1/10 acre of waters of
the United States, a Preconstruction
Notification (PCN) must be made to the
COE before the start of work. If the
discharge causes the loss of an 1/10 acre or
less, GSA must submit a report within 30
days of completion of the work to the COE
District Engineer. The report should contain
the following information: 1) the name,
address and telephone number of the
permittee; 2) the location of the work; 3) a
description of the work; 4) the type and
acreage of the loss of waters; and 5) the
type and acreage of any compensatory
mitigation used to offset the loss.
If the action meets the terms and conditions
of the applicable NWP, GSA and/or its
contractor can usually proceed with the
action. Although notification pertaining to
your specific action may not be required, it
is important to know that the COE districts
and divisions have the final authority to
modify, override, or condition NWPs: it is
necessary for GSA and/or its contractor to
be aware of any conditions which the
applicable COE district may have added to
the general conditions listed in 33 CFR part
330.4.
3.3.2
Individual Permits
An individual permit is an authorization
issued by the COE following an evaluation
of a specific activity, the scope of which
does not allow permitting under a general
permit and for which avoidance and/or
Page 3-4
PBS Wetlands Desk Guide – Final
modification to minimize impacts to the level
of a general permit is not feasible. Specific
requirements for obtaining an individual
permit are described in Section 3.4. The
process for a standard individual permit is
illustrated in Exhibit 3-1, and includes
public notice, the opportunity for a public
hearing, and receipt of comments.
Consultation with other regulatory agencies,
such as the U. S. Fish and Wildlife Service,
may also be a part of the individual
permitting process. In some cases, the
COE may notify GSA or its contractor upon
receipt of a permit application that the
proposed activity qualifies for a Letter of
Permission, or LOP. For routine or minor
work with minimum impacts and a
decreased likelihood of public objections, an
LOP can be issued much more quickly than
a standard individual permit.
3.4
OBTAINING A COE PERMIT
3.4.1
Nationwide Permits
As stated in 3.3.1.2, many nationwide
permits do not require COE notification,
however, GSA and its contractor should be
aware of any additional items that the
applicable COE District may have added to
the general conditions of these permits, or if
the specific NWP requires notification.
33 CFR 330.4 states that “[a] prospective
permittee must satisfy all terms and
conditions of an NWP for a valid
authorization to occur.” The COE reserves
the authority to determine if an activity
complies with the terms and conditions of a
NWP, whether there has been notification or
not. There also exist some restrictions on
NWPs pursuant to other Federal, state, and
local authorizations. For instance, 33 CFR
330.4(f) states that an activity which is
"likely to jeopardize the continued existence
of a threatened or endangered species as
listed or proposed for listing under the
Endangered Species Act, or to destroy or
adversely modify the critical habitat of such
species" cannot be authorized by a NWP.
The regulation also includes conditions,
September 1, 2000
limitations, and restrictions pertaining to the
requirements of Section 401 of the Clean
Water Act, the Coastal Zone Management
Act, and the National Historic Preservation
Act.
COE guidance on nationwide permits can
be found at www.usace.army.mil. NEPA
Call-In can also help obtain current
guidance regarding current procedures
pertaining to all COE permits.
3.4.2
Individual Permits
If at all possible, discharge of dredged or fill
material into a wetland should be avoided.
This may require some modification of the
proposed action. If this is not feasible and a
NWP does not apply, an individual permit
will need to be obtained before the action
can proceed. Application for an individual
permit must follow 33 CFR 325.1, the
requirements of which are summarized
below. Responsible program staff should
become thoroughly familiar with this and
other pertinent COE regulations. A list of
agency addresses for use in permit
consultation is found in Appendix 5.
3.4.2.1
Individual Permit Application
(a)
Application form. ENG Form 4345,
"Application of a Department of the Army
Permit," or a joint Federal-state application
that may be available in your state, is
required to begin the review process.
These forms vary from region to region,
therefore it is essential that you obtain the
appropriate form from the COE regulatory
office in the area where the proposed action
is located.
(b) Content. The application must include:
?? A complete description of the
proposed action, including drawings,
sketches, or plans for use by the
COE in issuing a public notice.
Detailed engineering plans and
specifications are not required and
may not be desirable; remember that
Page 3-5
PBS Wetlands Desk Guide – Final
the COE will issue its public notice in
an 8.5x11” format.
?? The specific location(s) of the action.
?? A statement of the action’s purpose
and need.
?? The
planned
schedule
for
completing review of, and carrying
out, the action.
?? The names and addresses of
pertinent property owners, including
the owners of lands involved in the
action and adjacent properties.
?? The locations and dimensions of
adjoining structures.
?? A list of authorizations needed,
received, or denied from other
Federal, interstate, State, regional or
local agencies.
?? The type, composition and quantity
of any material to be dredged.
?? The source, type, composition and
quantity of any material to be to be
discharged into a wetland.
?? The means by which any such
material will be transported.
?? The location of any disposal site.
?? Any special structures to be
employed, such as filled areas or
pile or float-supported platforms.
?? Any impoundment structure.
?? Any proposed artificial reef.
?? Other information requested by the
district or division engineer for
purposes of the public notice (33
CFR 325.3) or other purposes.
September 1, 2000
(c) Scope. The application must cover all
connected actions that GSA and, where
applicable, the offeror or cooperating
agency intend to carry out that are
reasonably related to the action and
which might require a permit.
For
example, if the GSA project is a single
building in a complex being developed
for lease to multiple agencies of the
Federal and state governments, the
application should describe the entire
complex. If the GSA project is a building
that requires a new street for access,
the application should cover the street
as well as the building.
(d) Signature. The application must be
signed
by
the
applicant/lessor,
developer, or construction contractor.
3.4.2.2
Post-Application Consultation
and Cooperation
Once the application has been filed, the
COE is responsible for seeking and
considering public comment on the
proposed activity, determining compliance
with related federal laws, coordinating with
other federal agencies, and ultimately
determining if an activity can be permitted.
The COE’s procedures for application
processing are spelled out in 33 CFR 325.2.
Program staff and the REQA should consult
and cooperate with the COE in carrying out
its review of the application; in preparing,
distributing, and considering responses to
the public notice; and in reaching its permit
decision.
The COE may conclude that an EIS is
needed under NEPA, even in cases where
GSA has determined that one is not
needed. When the COE determines that an
EIS is needed to obtain its authorization,
GSA must cooperate with the COE and
prepare an EIS. The COE must also carry
out its own compliance with such other
authorities as the Endangered Species Act
and the National Historic Preservation Act.
Program staff, the REQA, the Regional
Page 3-6
PBS Wetlands Desk Guide – Final
September 1, 2000
Exhibit 3-1
Typical Steps in COE Standard Permit Review Process
Applicant Submits
Engineer Form 4345 to
COE District Office or
State Agency
Application
Received,
Acknowledged,
and Processed
Public Notice
Issued
Public Notice
Normal 30-Day
Comment Period
Corps
Individuals
Special Interest
Groups
Local Agencies
State Agencies
Federal Agencies
Application
Reviewed by
Corps and
Other
Interested
Agencies,
Organizations,
and Individuals
Permit
Issued
Public Hearing
May Be Held
Applicant Signs and
Returns with Fee
Evaluation
Factors
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
Conservation
Economics
Aesthetics
Environmental Concerns
Fish and Wildlife Values
Flood Damage Prevention
Welfare of the General Public
Historic Values
Recreation
Land Use
Water Supply
Water Quality
Navigation
Energy Needs
Safety
Food Production
Application
Approved
Application
Denied
Page 3-7
PBS Wetlands Desk Guide – Final
Historic Preservation Officer, and other
pertinent GSA personnel should work with
the COE to coordinate the COE’s
compliance requirements with GSA’s.
3.4.2.3
Issuance or Denial of the Permit
September 1, 2000
increase function and values.
The
applicability and extent of the alternatives
analysis and appropriate levels of mitigation
is determined through close coordination on
a case by case basis during the permit
evaluation process.
Ultimately, the COE will either issue or deny
the permit. If the permit is issued, the COE
may include conditions that GSA and/or its
contractor is required to fulfill in order to
mitigate environmental impacts. These
conditions may not be limited to those
necessary to control impacts on wetlands;
they may involve impacts on endangered
species, historic properties, social factors,
natural resources, traffic, economics, visual
factors, and other aspects of the
environment.
Whatever
mitigation
measures
are
stipulated in the COE permit, as well as any
other mitigation measures the responsible
GSA official determines to be appropriate,
must be implemented.
Effective and
enforceable measures must be put in place,
and documented in the FONSI or ROD
under NEPA, to ensure that implementation
occurs.
Ongoing monitoring must be
provided for to ensure that mitigation
measures are carried out in an orderly
manner, and brought to completion.
3.4.2.4
3.5
LEASING ACTIONS
3.5.1
Leasing in Existing Structures
GSA’s Decision
GSA’s decision on the action must be
consistent with the terms of the COE permit,
and must incorporate and ensure
implementation of any permit conditions. No
project involving discharge of dredged or fill
material into a wetland may go forward
without a COE permit.
3.4.2.5
Mitigation and Monitoring
Unless a proposed action is water
dependent, the COE guidelines presume
the existence of alternatives which would
not impact waters of the United States.
GSA or its contractor may be required to
provide information regarding alternatives
considered which would avoid impacts
altogether, or if this is impractical, show
measures taken to minimize impacts to
aquatic resources such as wetlands.
Further mitigation through compensation for
resources or replacement of resources may
be required, depending upon the nature and
value of the resource. These types of
mitigation are referred to as compensatory
mitigation, and can include creating aquatic
resources where none existed previously,
restoring resources where they previously
existed, or enhancing existing resources to
Where the space needs of a GSA customer
can be satisfied using space in an existing
structure (and there will be no excavation or
other actions that might result in the
discharge of fill to a wetland), no action is
needed to consider effects on wetlands.
Interior alterations or renovations in existing
buildings do not require consideration of
impacts to wetlands.
3.5.2
Lease Construction and Other
Lease Actions Involving
Discharges
Where a lease may result in a discharge to
a wetland (for example, placement of dirt or
debris from a renovation project in a
wetland), GSA’s Solicitation for Offers
(SFO) should stipulate that the offeror
obtain COE authorization or notify GSA that
such authorization is not necessary. To
comply with ADM 1095.5, program staff
should also:
(a) Ensure that all offerors include in their
initial offers an assessment of the
Page 3-8
PBS Wetlands Desk Guide – Final
likelihood
that
construction
will
adversely impact a regulated wetland
(language to this effect should be
included in GSA’s SFO).
(b) Ensure that each offeror invited to
submit best and final offers include in
their offer either a written determination
that selection of the offer will not result
in the discharge of fill into a wetland, or
a qualified written estimate of the cost of
obtaining and complying with a written
COE authorization for the discharge.
The determinations and cost estimates
should be based upon either a wetland
delineation performed by the COE or a
COE certified delineator, or, when a
delineation is not necessary, a signed
statement to that effect from the COE.
Appendix
3
provides
standard
language for use in ensuring that
offerors
provide
the
requisite
information.
(c) When it is known that there will be an
impact to a wetland, the impact is
included in the appropriate NEPA
document and is brought to the attention
of the appropriate REQA.
3.6
DISPOSAL OF FEDERAL REAL
PROPERTY
When Federally-owned wetlands or portions of
wetlands are proposed for lease, easement, right-of
or disposal to non-Federal public or private parties,
the Federal agency shall (a) reference in the
conveyance those uses that are restricted under
identified Federal, State or local wetlands regulations;
and (b) attach other appropriate restrictions to the
uses of properties by the grantee or purchaser and
any successor, except where prohibited by law; or (c)
withhold such properties from disposal.
Executive Order 11990
Where GSA disposes of Federal real
property, program staff may comply with EO
11990 and ADM 1095.5 by considering
potential impacts on wetlands as part of
NEPA review, and by providing notice
through the invitation for bids (IFB) that all
September 1, 2000
potential and future recipients of the
property will be responsible for complying
with all Federal, State and local wetlands
regulations.
3.7
WHERE NO COE PERMIT IS
REQUIRED
Where a COE permit is not required
because no discharges into wetlands or
other waters of the U.S. will occur as such,
other direct and indirect impacts on
wetlands must nevertheless be considered
in reaching a decision about whether and
how to proceed with the project, and
mitigation measures must be implemented
as needed. NEPA documents should
demonstrate consideration of the following
kinds of effects on wetlands, to the extent
they are applicable to the action under
review.
(a) Effects that may influence water supply,
quality, recharge and discharge, or
pollution;
(b) Effects that may exacerbate flood and
storm hazards;
(c) Effects on the natural systems upon
which wetlands depend, through
changes in flora and fauna, species and
habitat diversity, hydrological utility, fish,
wildlife, timber, and food or fiber
resources;
(d) Potential changes in the recreational,
scientific, or cultural uses of wetlands
(for example, by blocking access to
them);
(e) Non-federal actions that would not occur
but for the GSA action, such as
development of a commercial mall that
involves use of a parcel of surplus
Federal property;
(f) Secondary effects beyond GSA’s
control, such as reasonably foreseeable
stimulation of housing or office
Page 3-9
PBS Wetlands Desk Guide – Final
September 1, 2000
development in the vicinity of a Federal
building.
All such effects are considered in the
context of a COE permit application, but
even where such an application is not
required because there will be no actual
discharge into a wetland, GSA must
nevertheless consider them under NEPA
and EO 11990.
Page 3-10
PBS Wetlands Desk Guide – Final
September 1, 2000
Chapter 4 - Coordination with Other Authorities
4.1
?? 5.3(g) Acquisition
easements;
COORDINATION WITH NEPA
Consideration of impacts on wetlands
should be a routine part of GSA’s
environmental analysis performed under
NEPA, including analyses performed to
screen categorical exclusions, analyses
performed to develop environmental
assessments (EAs), and analyses carried
out as part of environmental impact
statement (EIS) preparation. All types of
impacts on wetlands, including direct,
indirect, and cumulative impacts, must be
considered (see ADM 1095.1F and the PBS
NEPA Desk Guide for direction on NEPA
compliance). An example of a direct impact
on a wetland would be draining the wetland.
An example of an indirect impact would be
to reduce or increase the local water table
to a point at which the moisture content of
the wetland would be affected. An example
of a cumulative impact would be disposal of
a property by transfer to a party that would
develop it as part of a general pattern of
local development resulting in wetland
deterioration.
4.1.1
Categorical Exclusion Actions
(CATEX)
(a) Automatic CATEXs.
The automatic
categorical exclusion actions listed in
Section 5.3 of the PBS NEPA Desk
Guide generally have so little potential
for impact on wetlands that they require
no review of such impacts. However, a
few of these CATEXs have some
marginal potential for discharge into a
wetland, and should be subjected to the
abbreviated review described below for
checklist CATEXs. The automatic
CATEXs that should be given some
review are:
?? 5.3(f) Outlease or license
government-owned space;
of
of
land
or
?? 5.3(j) Repair and alteration projects
where there is no evidence of
controversy;
?? 5.3(k) Repairs and alterations in
accordance with applicable plans;
and
?? 5.3(l) Repair and replacement in
kind.
(b) Checklist CATEXs. When completing
Checklist Question A on the CATEX
Checklist (See PBS NEPA Desk Guide
p. 5-12), take the following steps:
?? Determine whether the action will
involve the discharge of dredged or
fill material, including but not limited
to soil, stone, rubble, construction
(including renovation) debris, or
construction of buildings, berms,
dikes, or dams, or the placement of
pilings in the ground. If not, no COE
permit is required, though further
consideration of direct, indirect, or
cumulative effects not involving
discharges may be required under
NEPA (See Checklist Questions B,
D, E, F, G, I, and J).
If a discharge may occur, determine
whether it may occur in a wetland. Making
this determination may require review of
maps and other documents as well as some
field inspection by a knowledgeable party.
Be sure to consult the Regional
Environmental Quality Advisor (REQA) or
Field Office personnel. Be sure to consider
the project construction site (if any) site
preparation and staging areas, and any
place where discharge of construction
debris, spoil, or other material may occur. If
Page 4-1
PBS Wetlands Desk Guide – Final
you don’t know whether there might be a
wetland involved a wetland delineation as
discussed in Section 3.4 may be necessary.
4.1.2
Environmental Assessments
and Environmental Impact
Statements
Each EA and EIS prepared pursuant to the
PBS NEPA Desk Guide must address
impacts on wetlands. This can be done
either by documenting that the action
analyzed in the EA has no potential for such
impacts, or by describing such impacts
(including the wetland functions that could
be impacted), identifying potential mitigation
measures or other alternatives, and where a
discharge into a wetland will occur,
acknowledging the need for a COE permit.
4.2
Coordination with the Coastal
Zone Management Act, State
Wetland Protection Laws, and
Executive Order 11988
Many states have wetland protection
statutes and regulations. Coastal states
often manage coastal wetlands as part of
their Coastal Management Program under
the Coastal Zone Management Act (CZMA).
Some states also require permits to dredge
or fill wetlands. GSA projects must conform
to state wetland protection laws. For
example, GSA's Federal Acquisition
Regulations (Section 52.236-7, "Permits
and Responsibilities," November, 1991),
states that contractors are "responsible for
obtaining any necessary licenses and
permits, and for complying with any Federal,
State, and municipal laws, codes, and
regulations applicable to the performance of
the work." Therefore, if a proposed leaseconstruction project could impact a wetland,
you should also identify state regulations
that may be applicable to the project. Under
the CZMA, any development project that
could directly affect a wetland in a state's
coastal zone may also require GSA to file a
consistency determination with the state.
September 1, 2000
In addition, consider that some wetlands are
also in a floodplain. EO 11988, "Floodplain
management," established the Federal
policy of avoiding direct or indirect support
of floodplain development when other
alternatives are available. The Federal
Emergency Management Agency (FEMA)
has established procedures for agencies to
follow when GSA finds that there are no
practicable alternatives to locating a
proposed action in a floodplain.
4.3
PUBLIC INVOLVEMENT
EO 11990 directs agencies to provide an
opportunity for early public review of any
plan or proposal for new construction in
wetlands. To minimize duplication of effort,
if GSA's proposed action will require a COE
permit, then the public notification process
to obtain the permit fulfills the public
involvement requirements of EO 11990.
Similarly, if GSA's proposed action will
require the preparation of an EA or an EIS,
the public involvement requirements under
NEPA, EO 11990, and COE permit process
should be combined as much as possible
(see PBS NEPA Desk Guide, Chapter 4).
Page 4-2
PBS Wetlands Desk Guide – Appendix 1
Final
September 1, 2000
APPENDIX 1:
PERTINENT LEGAL AUTHORITIES
RELATED TO WETLAND MANAGEMENT
Regulations and Orders
Section 404 of the Clean Water Act
Section 10 of the Rivers and Harbors Act
National Environmental Policy Act (NEPA)
Executive Order 11990, “Protection of Wetlands”
ADM 1095.5, “Consideration of Wetlands in Decisionmaking”
Title 33 Code of Federal Regulations Parts 320-330 (not included refer to website below)
See: www.gsa.gov/pbs/pt/call-in/erlsub3.htm#wetl
State and Local Wetland Regulations (not included refer to website below)
See: www.gsa.gov/pbs/pt/call-in/wetlinks.html
Page A1-1
PBS Wetlands Desk Guide – Appendix 1
Final
September 1, 2000
Section 404 of the Clean Water Act Permits for Dredged or Fill Material
Title 33 US Code (U.S.C.) Part 1344
(a) The Secretary may issue permits, after notice and opportunity for public hearings for the
discharge of dredged or fill material into the navigable waters at specified disposal sites. Not
later than the fifteenth day after the date an applicant submits all the information required to
complete an application for a permit under this subsection, the Secretary shall publish the notice
required by this subsection.
(b) Subject to subsection (c) of this section, each such disposal site shall be specified for each
such permit by the Secretary “(1) through the application of guidelines developed by the
Administrator, in conjunction with the Secretary, which guidelines shall be based upon criteria
comparable to the criteria applicable to the territorial seas, the contiguous zones, and the ocean
under section 403(c), and ”(2) in any case where such guidelines under clause (1) alone would
prohibit the specification of a site, through the application additionally of the economic impact of
the site on navigation and anchorage.
(c) The Administrator is authorized to prohibit the specification (including the withdrawal of
specification) of any defined area as a disposal site, and he is authorized to deny or restrict the
use of any defined area for specification (including the withdrawal of specification) as a disposal
site, whenever he determines, after notice and opportunity for public hearings, that the
discharge of such materials into such area will have an unacceptable adverse effect on
municipal water supplies, shellfish beds and fishery areas (including spawning and breeding
areas), wildlife, or recreational areas. Before making such determination, the Administrator shall
consult with the Secretary. The Administrator shall set forth in writing and make public his
findings and his reasons for making any determination under this subsection.
(d) The term “Secretary” as used in this section means the Secretary of the Army, acting
through the Chief of Engineers.
(e)(1) In carrying out his functions relating to the discharge of dredged or fill material under this
section, the Secretary may, after notice and opportunity for public hearing, issue general permits
on a State, regional, or nationwide basis for any category of activities involving discharges of
dredged or fill material if the Secretary determines that the activities in such category are similar
in nature, will cause only minimal adverse environmental effects when performed separately,
and will have only minimal cumulative adverse effect on the environment. Any general permit
issued under this subsection shall (A) be based on the guidelines described in subsection (b)(1)
of this section, and (B) set forth the requirements and standards which shall apply to any activity
authorized by such general permit.
(e)(2) No general permit issued under this subsection shall be for a period of more than five
years after the date of its issuance and such general permit may be revoked or modified by the
Secretary if, after opportunity for public hearing, the Secretary determines that the activities
authorized by such general permit have an adverse impact on the environment or such activities
are more appropriately authorized by individual permits.
(f)(1) Except as provided in paragraph (2) of this subsection, the discharge of dredge or fill
material—
Page A1-2
PBS Wetlands Desk Guide – Appendix 1
Final
September 1, 2000
(A) from normal farming, silviculture, and ranching activities such as plowing, seeding,
cultivating, minor drainage, harvesting for the production of food, fiber, and forest products,
or upland soil and water conservation practices;
(B) for the purpose of maintenance, including emergency reconstruction of recently
damaged parts, of currently serviceable structures such as dikes, dams, levees, groins,
riprap, breakwaters, causeways, and bridge abutments or approaches, and transportation
structures;
(C) for the purpose of construction or maintenance of farm or stock ponds or irrigation
ditches, or the maintenance of drainage ditches;
(D) for the purpose of construction of temporary sedimentation basins on a construction site
which does not include placement of fill material into the navigable waters;
(E) for the purpose of construction or maintenance of farm roads or forest roads, or
temporary roads for moving mining equipment, where such roads are constructed and
maintained, in accordance with best management practices, to assure that flow and
circulation patterns and chemical and biological characteristics of the navigable waters are
not impaired, that the reach of the navigable waters is not reduced, and that any adverse
effect on the aquatic environment will be otherwise minimized;
(F) resulting from any activity with respect to which a State has an approved program under
section 208(b)(4) which meets the requirements of subparagraphs (B) and (C) of such
section, is not prohibited by or otherwise subject to regulation under this section or section
301(a) or 402 of this Act (except for effluent standards or prohibitions under section 307 ).
(f)(2) Any discharge of dredged or fill material into the navigable waters incidental to any activity
having as its purpose bringing an area of the navigable waters into a use to which it was not
previously subject, where the flow or circulation of navigable waters may be impaired or the
reach of such waters be reduced, shall be required to have a permit under this section.
(g)(1) The Governor of any State desiring to administer its own individual and general permit
program for the discharge of dredged or fill material into the navigable waters (other than those
waters which are presently used, or are susceptible to use in their natural condition or by
reasonable improvement as a means to transport interstate or foreign commerce shoreward to
their ordinary high water mark, including all waters which are subject to the ebb and flow of the
tide shoreward to their mean high water mark, or mean higher high water mark on the west
coast, including wetlands adjacent thereto), within its jurisdiction may submit to the
Administrator a full and complete description of the program it proposes to establish and
administer under State law or under an interstate compact. In addition, such State shall submit a
statement from the attorney general (or the attorney for those State agencies which have
independent legal counsel), or from the chief legal officer in the case of an interstate agency,
that the laws of such State, or the interstate compact, as the case may be, provide adequate
authority to carry out the described program.
(g)(2) Not later than the tenth day after the date of the receipt of the program and statement
submitted by any State under paragraph (1) of this subsection, the Administrator shall provide
copies of such program and statement to the Secretary and the Secretary of the Interior, acting
through the Director of the United States Fish and Wildlife Service.
Page A1-3
PBS Wetlands Desk Guide – Appendix 1
Final
September 1, 2000
(g)(3) Not later than the ninetieth day after the date of the receipt by the Administrator of the
program and statement submitted by any State, under paragraph (1) of this subsection, the
Secretary and the Secretary of the Interior, acting through the Director of the United States Fish
and Wildlife Service, shall submit any comments with respect to such program and statement to
the Administrator in writing.
(h)(1) Not later than the one-hundred- twentieth day after the date of the receipt by the
Administrator of a program and statement submitted by any State under paragraph (1) of this
subsection, the Administrator shall determine, taking into account any comments submitted by
the Secretary and the Secretary of the Interior, acting through the Director of the United States
Fish and Wildlife Service, pursuant to subsection (g) of this section, whether such State has the
following authority with respect to the issuance of permits pursuant to such program:
(A) To issue permits which—
(i) apply and assure compliance with, any applicable requirements of this section,
including, but not limited to, the guidelines established under section (b)(1) of this
section, and sections 307 and 403 of this Act;
(ii) are for fixed terms not exceeding five years; and
(iii) can be terminated or modified for cause including, but not limited to, the following:
(I) violation of any condition of the permit;
(II) obtaining a permit by misrepresentation, or failure to disclose fully all relevant
facts;
(III) change in any condition that requires either a temporary or permanent
reduction or elimination of the permitted discharge.
(B) To issue permits which apply, and assure compliance with, all applicable requirements
of section 308 of this Act, or to inspect, monitor, enter, and require reports to at least the
same extent as required in section 308 of this Act .
(C) To assure that the public, and any other State the waters of which may be affected,
receive notice of each application for a permit and to provide an opportunity for public
hearing before a ruling on each such application.
(D) To assure that the Administrator receives notice of each application (including a copy
thereof) for a permit.
(E) To assure that any State (other than the permitting State), whose waters may be
affected by the issuance of a permit may submit written recommendation to the permitting
State (and the Administrator) with respect to any permit application and, if any part of such
written recommendations are not accepted by the permitting State, that the permitting State
will notify such affected State (and the Administrator) in writing of its failure to so accept
such recommendations together with its reasons for so doing.
(F) To assure that no permit will be issued if, in the judgment of the Secretary, after
consultation with the Secretary of the department in which the Coast Guard is operating,
anchorage and navigation of any of the navigable water would be substantially impaired
thereby.
Page A1-4
PBS Wetlands Desk Guide – Appendix 1
Final
September 1, 2000
(G) To abate violations of the permit or the permit program, including civil and criminal
penalties and other ways and means of enforcement.
(H) To assure continued coordination with Federal and Federal-State water-related
planning and review processes.
(h)(2) If, with respect to a State program submitted under subsection (g)(1) of this section, the
Administrator determines that such State—
(A) has the authority set forth in paragraph (1) of this subsection, the Administrator shall
approve the program and so notify (i) such State, and (ii) the Secretary, who upon
subsequent notification from such State that it is administering such program, shall suspend
the issuance of permits under subsection (a) and (e) of this section for activities with respect
to which a permit may be issued pursuant to such State program; or
(B) does not have the authority set forth in paragraph (1) of this subsection, the
Administrator shall so notify such State, which notification shall also describe the revisions
or modifications necessary so that such State may resubmit such program for a
determination by the Administrator under this subsection.
(h)(3) If the Administrator fails to make a determination with respect to any program submitted
by a State under subsection (g)(1) of this section within one-hundred-twenty days after the date
of the receipt of such program, such program shall be deemed approved pursuant to paragraph
(2)(A) of this subsection and the Administrator shall so notify such State and the Secretary who,
upon subsequent notification from such State that it is administering such program, shall
suspend the issuance of permits under subsection (a) and (e) of this section for activities with
respect to which a permit may be issued by such State.
(h)(4) After the Secretary receives notification from the Administrator under paragraph (2) or (3)
of this subsection that a State permit program has been approved, the Secretary shall transfer
any applications for permits before the Secretary for activities with respect to which a permit
may be issued pursuant to such State program to such State for appropriate action.
(h)(5) Upon notification from a State with a permit program approved under this subsection that
such State intends to administer and enforce the terms and conditions of a general permit
issued by the Secretary under subsection (e) of this section with respect to activities in such
State to which such general permit applies, the Secretary shall suspend the administration and
enforcement of such general permit with respect to such activities.
(i) Whenever the Administrator determines after public hearing that a State is not administering
a program approved under sectio