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M E M O R A N D U M TO: /TOWN OF FROM: RE: PERSONNEL POLICIESDATE: , 20 Enclosed is a draft of personnel policies for the Town. Please review the provisions and make changes where needed, especially the annual and sick leave provisions and holidays. After you have made changes please contact me so that we can review the manual together. After you and I have made the necessary changes I will prepare a draft for the Mayor and Board for review and further revision. MANUAL PERSONNEL POLICIES AND PROCEDURES TOWN OF , MISSISSIPPI PREPARED BY: ADAMS, EDENS & AKERSA Professional Association Post Office Box 400 Brandon, Mississippi 39043 TABLE OF CONTENTS IntroductionForward ................................................................................................................................ iInterpretation........................................................................................................................ iiSection 1.00 Definitions..................................................................................................... iiiSection 2.00 - General Provisions........................................................................................ 1 2.01 Purpose............................................................................................................. 12.02 Positions Covered............................................................................................ 12.03 Administration................................................................................................. 12.04 Policy of Equal Employment Opportunity...................................................... 12.05 Employment of Relatives ................................................................................. 1 Section 3.00 - Recruitment, Application, Selection and Placement....................................3 3.01 Administration................................................................................................. 33.02 Recruitment...................................................................................................... 33.03 Acceptance of Applications............................................................................. 33.04 References........................................................................................................ 33.05 Performance Examinations.............................................................................. 43.06 Oral Interview.................................................................................................. 43.07 Selection and Placement.................................................................................. 43.08 General Provisions........................................................................................... 53.09 Residency Requirements.................................................................................. 53.10 Types of Appointments .................................................................................... 53.10.1 Conditional Appointment63.10.2 Permanent Appointment............................................................................... 63.10.3 Temporary Appointment............................................................................... 63.10.4 Exempt Class Appointments ......................................................................... 63.10.5 Seasonal Appointment.................................................................................. 73.10.6 Part-Time Appointment................................................................................ 73.10.7 Student Appointment.................................................................................... 73.11 Probationary Period......................................................................................... 83.12 Disqualification................................................................................................ 8 Section 4.00 - Conduct of Employees.................................................................................. 94.01 Hours of Work............................................................................................................. 9 4.02 Pay Periods.......................................................................................................94.03 Over Time........................................................................................................ 94.04 Outside Employment....................................................................................... 94.05 Political Activity............................................................................................ 104.06 Bulletin Boards.............................................................................................. 104.07 Prohibitions.................................................................................................... 10 4.08 Using Official Authority................................................................................ 114.09 Political Campaigns....................................................................................... 114.10 Political and Religious Beliefs ....................................................................... 11 Section 5.00 - Leaves of Absence ...................................................................................... 12 5.01 General Policy................................................................................................ 125.02 Holidays With Pay......................................................................................... 125.02.12 Holidays on Scheduled Work Day............................................................ 135.02.13 Eligibility for Holiday Pay........................................................................ 135.03 Annual Leave................................................................................................. 145.04 Sick Leave...................................................................................................... 155.04.1 Amount of Sick Leave................................................................................ 155.04.2 Approval of Sick Leave.............................................................................. 155.04.3 Sickness in the Family................................................................................ 165.04.4 Notification of Absence.............................................................................. 175.04.4(a) Terminations........................................................................................... 175.04.4(b) Transfer .................................................................................................. 175.04.4(c) Computing Sick Leave........................................................................... 185.04.4(d) Military Leave........................................................................................ 185.04.4(e) Civil Leave............................................................................................. 195.04.4(f) Death in Family....................................................................................... 205.04.4(g) Leave Without Pay ............................................................................... 205.04.5 Family and Medical Leave Act.................................................................. 21 Section 6.00 - Disciplinary Action..................................................................................... 23 6.01 General Provisions......................................................................................... 236.02 Forms of Disciplinary Action........................................................................ 25 (a) Reprimand............................................................................................ 25(b) Dismissal.............................................................................................. 25 Section 7.00 - Grievances.................................................................................................. 27 7.01 General Policy................................................................................................ 277.02 Definition....................................................................................................... 277.03 Procedure....................................................................................................... 277.04 General Provisions......................................................................................... 28 Section 8.00 - Safety and Accident Prevention ................................................................. 30 8.01 General Policy................................................................................................ 308.02 Purpose........................................................................................................... 308.03 Accident: Reporting Procedures .................................................................... 30 8.03.1 Personal Injuries.................................................................................... 308.03.2 Accidents Involving Town Equipment.................................................31 8.04 Employee Participation.................................................................................. 31 Section 9.00 - Separations.................................................................................................. 32 9.01 Types of Separations ...................................................................................... 32 9.01.1 Resignation........................................................................................... 329.01.2 Lay-off.................................................................................................. 329.01.3 Disability or Illness............................................................................... 339.01.4 Death..................................................................................................... 339.01.5 Dismissal............................................................................................... 33 9.02 Municipal Property........................................................................................ 349.03 Rights of Employees ...................................................................................... 34 Section 10.00 - Position Classification Plan ...................................................................... 35 10.01 Purpose......................................................................................................... 3510.02 Use of Position Specifications ..................................................................... 3510.03 Use of Position Classification Plan .............................................................. 3510.04 Administration............................................................................................. 3510.05 New or Revised Position Description .......................................................... 35 Section 11.00 - Performance Evaluation ........................................................................... 37 11.01 General Policy.............................................................................................. 3711.02 Administration............................................................................................. 3711.03 Department Heads........................................................................................ 37 Section 12.00 - Social Security, Group Insurance and Retirement.................................... 38 12.01 Social Security............................................................................................. 3812.02 Insurance...................................................................................................... 3812.03 Retirement.................................................................................................... 38 Section 13.00 - Changes in Status and Transfers ............................................................... 39 13.01 Status Change............................................................................................... 3913.02 Transfers...................................................................................................... 3913.03 Other Matters.............................................................................................. 39 Section 14.00 - Records and Reports ................................................................................ 40 14.01 General Provisions....................................................................................... 4014.02 Records Required......................................................................................... 40 14.02.1 Basic Records...................................................................................... 4014.02.2 Records to be Preserved for Two Years ............................................. 4014.02.3 Records to be Preserved for Three Years ........................................... 41 14.03 Types of Forms............................................................................................ 41 Section 15.00 - Changes in Policies and Procedures ......................................................... 43 i INTRODUCTION FORWARD These Personnel Policies and Procedures of the TOWN OF PELAHATCHIE, Mississippi, are designed to provide a sound system for personnel management and administration. Notwithstanding any provision contained herein to the contrary, these Personnel Policies and Procedures apply to all personnel with the exception of the following:1.The Mayor and Board of Aldermen2. Members of boards and commissions in the Town's service3.Persons employed to make or conduct a special investigation, inquiry, examination, or installation, where the governing authorities deem that such employment is temporary and that the work should not be performed by employees in the municipal service.No changes, amendments, or variations may be made to these Personnel Policies and Procedures until submitted to and approved by the Mayor and Board of Aldermen.Under adoption of these Personnel Policies and Procedures by the Board of Aldermen, all previously established Town and Department policies and procedures in conflict with those set forth herein will be voided and superseded. INTERPRETATION The rules and regulations are intended to provide practical guidance regarding most personnel matters and actions which will arise. Those situations not specifically discussed shall be interpreted by the Mayor in his discre tion, with the advice of the city personnel officer and/or any administrative subordinate. Such interpretations shall be in keeping with the intent of governing statutes and the purpose of these rules and regulations. ii The employment of all employees covered by these personnel rules and regulations is for an indefinite term and continues at the pleasure of the Town. Nothing contained in these rules and regulations shall be interpreted or construed to create any right, property interest, or contractual interest in confined employment on behalf of any such employee. The grievance procedure and other disciplinary procedures contained herein are solely procedural in nature; the existence of such procedures does not, and shall not, create or imply any substantive limitation upon the discretion of any author ized authority/subordinate to impose disciplinary action, including termination, for any reason.Moreover, from time to time the Town administration has to make decisions without prior consultation with employees. The Town must therefore maintain exclusive discretion to exercise the customary functions of management, including but not limited to, the discretion to dismiss and discipline employees, to determine the size and composition of the work force, to establish, change, or abolish or modify the personnel rules and regulations, and to assign duties to employees in accordance with the needs of the Town. iii 1.00 DEFINITIONS The words and terms used in this section, to the extent that they are used in this manual and elsewhere in documents relating to personnel procedures, shall have, unless the context otherwise requires, the following meanings.1.01APPLICANT: A person who is seeking employment with the TOWN OF PELAHATCHIE. 1.02BOARD: The Board of Aldermen of the Town of Pelahatchie.1.03 CERTIFICATION: The act of certifying. 1.04CERTIFY: To attest authoritatively or to verify.1.05 TOWN: TOWN OF PELAHATCHIE, a municipal corporation in the county of Rankin, State of Mississippi. 1.06TOWN CLERK : The duly appointed Town Clerk of the Town of Pelahatchie.1.07CLASSIFICATION : The assignment or allocation of a position to a corresponding job description and pay rate commensurate with the duties and responsibilities of the position. 1.08 COMPENSATION: The remuneration of a position including salary, wage, uniform allowance, food, maintenance, and transportation when the same is furnished. 1.09 DAY OFF: A day during the work week upon which an employee has not been scheduled to work. 1.10DEPARTMENT: A major subdivision of the organization of the Town, as provided by statute or by ordinance. 1.11DIVISION : A functional unit of a department.1.12DISABILITY: Incapacity to perform regular work duties.1.13DISCIPLINARY ACTION: Demotion, fine, written reprimand, suspension, dismissal, or any combination. iv 1.14FULL TIME: An employee who is serving in a job for which there has been scheduled or established forty (40) or more work hours per week. 1.15HOLIDAY: A holiday that is observed by the Town and any other day as the Mayor and Board of Aldermen designate. 1.16INDIVIDUAL BASE RATE: Rate per hour or the base salary which is paid an employee for work in the individual base job. Individual base rate does not include overtime. 1.17 PART-TIME/HALF-TIME EMPLOYEE: Part-time indicates that the employee is to work for the Town on a continuing basis, but will devote less than 100 percent of the normal time specified for a regular appointment in the affected job. An employee who works an average minimum of twenty (20) hours in a week is considered half-time. 1.18PERMANENT EMPLOYEE: An employee who has successfully completed the probation period as specified upon original appointment. 1.19RECLASSIFICATION: The reassignment of a position from one job description and corresponding title to another job description and title corresponding to actual duties and responsibilities performed. 1.20RECRUITMENT: The term applies to that phase of personnel management which is concerned with reaching out and attracting a supply of people from which to select qualified candidates for job vacancies. 1.21 RESIGNATION: When any employee has voluntarily withdrawn from municipal employment. Resignation does not reflect discredit upon an employee, provided adequate notice has been given. 1.22 SCHEDULED WORK DAY: A day during the work week upon which an employee has been scheduled to work. 1.23SEPARATION: The discharge of an employee from his/her job.1.24SUSPENSION: When an employee is temporarily forbidden to serve in his/her 5 job. A suspended employee may or may not enjoy the pay normally received for services rendered depending on decisions of the Town. 1.25WORK DAY: The hours, during any twenty-four con secutive hours, upon which scheduled working hours may be established. 1.26 WORK WEEK: The days during any seven consecutive days, upon which scheduled working hours may be established. 1.27WORK PERIOD: The recurring unit of time in days in which work hours are counted for compensation purposes. 1 2.00 GENERAL PROVISIONS2.01PURPOSE: The purpose of these rules is to Set forth the principles and procedures that are to be followed by the TOWN OF , Mississippi, in the administration of its personnel program. These rules are not intended to be inflexible; therefore, it is expected that amendments and revisions will be made in the manner provided by the rules whenever necessary to assure effective administration of the Town's personnel program. 2.02 POSITIONS COVERED: These rules and amendments when approved by the Mayor and Board shall be applicable to all positions in the municipal service except as otherwise provided. 2.03ADMINISTRATION: These rules shall be administered by the Town Clerk and Department Heads. 2.04POLICY OF EQUAL EMPLOYMENT OPPORTUNITY: It is a firm policy of the Town, to provide equal opportunity in employment of all persons, to prohibit discrimination in employment because of race, color, religion, sex, national origin, physical handicap, disability or age, and to promote the full realization of equal employment opportunity. This policy applies to, and is an integral part of, every aspect of personnel policy and practice in the employment, development, advancement, and treatment of employees. 2.05EMPLOYMENT OF RELATIVES : It is the policy of the Town that relatives within the third degree of relationship may not be employed in the same department, where he/she would be employed in a Supervisory capacity over, or in a position under the supervision of a relative. Relatives include spouse and in- laws, step-relatives, and half -relatives to the third degree. This is defined specifically as parent; then first degree - child; second degree -grandchild, grandparent, brother, sister; third degree - great-grandchild, great-grandparent, 2 uncle, aunt, nephew, niece. If two employees become relatives in any manner as set forth in this paragraph as a result of marriage, they will not be allowed to work in the same department if their employment would be in contravention to the provisions of this paragraph. It will be necessary for one to be transferred or to resign effective on or before the date of the marriage. This rule shall apply to any person who is re-employed as well as a new employee. This provision is not applicable to employee relationships existing at the time these procedures are approved by the Board. 3 3.00 - RECRUITMENT, APPLICATION, SELECTION, AND PLACEMENT3.01ADMINISTRATION: The Department Heads shall be responsible for the re- cruitment of employees for their department. All personnel files shall be maintained by the Town Clerk. The selection and placement of applicants for positions shall be the responsibility of the Department Heads in concurrence with the Mayor and Board of Aldermen. 3.02RECRUITMENT: The Town Clerk or Department Heads shall publicize vacancies as they occur to provide applicants to fill the vacant positions, stressing that the Town is an Equal Opportunity Employer. Complete Job descriptions may be provided to recruitment sources including the local office of the State Employment Service to make the applicants aware of the nature and responsibilities of the job, duties to be performed and requirements. Present employees shall also be advised of existing vacancies so that they also may apply. 3.03 ACCEPTANCE OF APPLICATIONS : The Town Clerk and Department Heads may accept applications for employment. Applicants shall answer all questions and furnish all information on the forms of application as prescribed by the Town. All application forms shall be kept on file for a period of one (1) year. 3.04 REFERENCES : References provided by applicants shall be checked by the Department Heads to determine the most desirable applicants. These reference checks shall be made prior to an offer of employment, and will be considered confidential and be recorded as a permanent part of the applicant's personnel file. Such references provided by the applicant shall be those who would know of the occupational qualifications of the applicant, and should not include solely character references. 3:05PERFORMANCE EXAMINATIONS: In positions where speed and accuracy in typing or other skills are essential, a performance examination shall be 4 administered by the Department Head. Such examination shall be directly job- related to the position applied, and shall be used to determine whether the applicant can perform such skills as a requisite to the position. In all positions, the employee shall be subject to a three (3) month conditional employment period, in which his/her ability to perform the duties and responsibilities of the job will be determined and evaluated. At the end of the three (3) month period, the conditional employee will be evaluated and either granted permanent employment or terminated subject to these procedures and the laws and statutes of the State of Mississippi. 3.06ORAL INTERVIEW: Applicants for employment shall be subject to an oral interview with the Department Head where the vacancy is to be filled. The oral interview shall be centered around job-related activities and will be used to determine the applicant's ability to deal with and communicate effectively with others, ability to meet the public, or other personal traits and skills and abilities. 3.07 SELECTION AND PLACEMENT: When a vacancy is to be filled, the affected Department Head shall consider all applicants for that job. The Department Head shall select from those applicants the one to fill the vacancy, based on those criteria likely to predict satisfactory performance in the vacant position. Such criteria include: work experience, educational background, oral interview, and/or performance test, and occupational references. The Department Head shall gain the approval of the Mayor and Board of Aldermen prior to issuing an offer of employment.All such forms of application, reference checks, and information regarding the position and applicant shall be submitted to and filed with the Town Clerk upon placement to assure the completeness of the personnel file, and that the employee is placed on the payroll.3.08 GENERAL PROVISIONS : Applicants for employment who request information 5 via telephone or in person when a vacancy does not exist in the Town will be advised that no vacancy exists. Letters of offers of employment or rejection shall be issued only by the Department Head in concurrence with the Mayor and Board, based upon pre-employment inquiries regarding occupational qualifications. No discrimination will be exercised nor tolerated, and such shall be in direct violation of the Town Personnel Policies and Procedures.3.09RESIDENCY REQUIREMENTS: The Town does not at this time require employees to maintain their domicile and principal place of Residence inside the corporate limits. 3.10TYPES OF EMPLOYMENT : The following types of employment may be made to the Town in conformity with the rules established : Condi tional, permanent, temporary, exempt class, seasonal part-time, and student. 3.10.01 Conditional Employment: A conditional employment is one made to a permanent position by the Department Head and approved by the Mayor and Board. The appointee is required to serve a probationary period of three (3) months. Probationary employees shall receive paid holidays as are observed. No vacation shall accrue during conditional employment unless the employment becomes permanent. 3.10.02 Permanent Employment : After the probationary period and upon written notification of satisfactory service and request by the Department Head, the employee shall be inducted as a permanent employment. 3.10.03 Temporary Employment: Positions may be filled with applicants lacking the necessary qualifications on a tempor ary basis. Temporary employment shall not exceed a period of six (6) months, after such time the employee shall be terminated or granted permanent status according to successful performance on the Job. Temporary employment are not 6 awarded such benefits as permanent employees, except such holidays as may be observed during their tenure or as specified upon employment. 3.10.04 Exempt Class Employment: Employment in the Exempt Class shall be as follows when vacancies occur: (a)The Heads of Departments shall be directly appointed by the Mayor and Board. (b) Professional staff paid on a fee or contractual basis shall be selected by the Mayor and Board. 3.10.05 Seasonal Employment : Employment may be made to permanent or temporarily created positions for duty during the summer months or other seasons as approved by the Mayor and Board of Aldermen. Seasonal employees are not granted such benefits as are permanent employees, except holidays as may be observed during their tenure or other benefits as specified at the time of their employment. 3.10.06Part-Time Employment: Part-time indicates that the employee is to work for the Town on a continuing basis, but will devote less than one- hundred percent (100%) of the normal time specified for a regular appointment in the affected position. Employees working an average minimum of twenty (20) hours in a work week are considered half-time. Part-time and half-time employees with over one year (12 months) of continuous service shall receive paid holidays, sick and annual leave, and other benefits on a relative percentage of time worked to the normal designated benefits for similar full-time positions. 3.10.07 Student Employment: Student employees and internships may be made to positions as approved by the Mayor and Board. Such appointees are not granted benefits except holidays that may be observed during their tenure. 7 3.11PROBATIONARY PERIOD: During conditional employment, a probationary period of three (3) months exists during which time an employee must serve to the satisfaction of the Department Head. The probationary period shall be regarded as an essential part of the examination process and shall be utilized for closely observing the employee's work, for securing the most effective adjustment of a new employee to the position, and for eliminating any conditional employee whose performance does not meet the required standards. Conditional Employment terminates upon expiration of the probationary period and employment with the Town ends unless a written evaluation by the Department Head is entered in the personnel file which contains his or her recommendation for permanent employment. During this period of probation, probationary appointees may be discharged from their positions. 3.12ADA: The Americans with Disability Act provisions shall be enforced at all times. 8 4.00 - CONDUCT OF EMPLOYEES 4.01HOURS OF WORK : The hours of work shall be determined by the Mayor and Board of Aldermen with the assistance of the Department Heads. When an employee's normal schedule of work is changed, notice of such change shall be given to the employee at least three days prior to the effective date thereof, if possible. Most municipal employees work a forty-hour week of five eight-hour days. Administrative offices are open from 8:00 o'clock A.M. until 5:00 o'clock P.M., with an hour for lunch. Starting and quitting time may vary depending on the service employees provide. Employees are expected to do so at the request of the Department Head.4.02 PAY PERIODS : Employees terminated for cause and employees who voluntarily leave employment with the Town will receive their final pay check on the next regularly scheduled pay day unless prior arrangements have been made with the Town Clerk and Mayor. 4.03OVERTIME: Occasionally employees may be requested to work overtime. On such occasions, employees subject to over time compensation will be paid one and one-half times their regular rate of pay for all time in excess of forty (40) hours per week or may receive equal time-off as compensation. No employee will work overtime without the express consent of the department head. 4.04OUTSIDE EMPLOYMENT: No employee may engage in other employment which could cause a conflict of interest or result in use of his municipal employment for personal gain. Outside employment must not interfere with performance of duties for the Town. Any outside employment must meet with the prior approval of the Department Head and Mayor and Board. Request for permission to engage in outside employment must be 9 submitted to the Department Head and shall include the name of firm, position, duties and hours of employment. The Department Head will then endorse the request with his/her recommendation and transmit the request to the Mayor and Board consideration. 4.05 POLITICAL ACTIVITY: An employee may express his/her opinion privately as a citizen and may vote in any election for which he/she is qualified. In fact, all employees are urged to use their right as citizens. However, no Town employee may take active part in any political purpose, nor engage in any other types of political activity during scheduled working hours. 4.06 BULLETIN BOARDS: Each department shall have one or more bulletin boards located in places readily available to all employees. Job announcements will be posted on them, as well as other items of importance to employees. Employees should be encouraged to read the items on the bulletin board regularly to keep abreast of current events and information that will inform them of changes in policies and procedures. 4.07 PROHIBITIONS: No employees shall make any false statement, certificate, or report regarding his/her position or other employees. No employee considered for salary increase or promotion in the municipal service shall either directly or indirectly give, render, or pay any money, service, or other valuable thing to any person for or in connection with his/her salary increase or proposed promotion.No employee shall seek or attempt to use any political endorsement in connection with obtaining a position in the municipal service, nor shall an employee be actively engaged in supporting candidates for public office during scheduled working hours.Violation of any of the above provisions shall be grounds for dismissal or rejection of an application. 10 4.08USING OFFICIAL AUTHORITY: No employee shall use his/her official authority or influence to coerce the political action of any person or body. No person shall dismiss, or cause to be dismissed, or threaten to dismiss, or make any attempt to procure the dismissal of, or in any manner change the official rank or compensation of any employee because of his/her political opinions or affiliations. 4.09POLITICAL AND RELIGIOUS BELIEFS: No discrimination shall be exercised threatened, or promised against or in favor of any applicant, competitor or employee, because of his/her political opinions or affiliations or religious beliefs or creeds, provided such opinions, beliefs or creeds do not advocate the overthrow of the government by force or violence. 11 5.00 - LEAVES OF ABSENCE 5.01GENERAL POLICY: The following types of leaves are officially established: holidays, annual leave, sick leave, military leave, civil leave, sickness or death in the family, and leave without pay. All leaves may be granted by the Department Head in conformance with rules established for each type of leave. The Department Head is required to maintain permanent records of any absence from duty of employees and submit to the Town Clerk records of absences for each type of leave on the forms provided. 5.02HOLIDAYS WITH PAY: The following days are official holidays for eligible employees whose work does not require being on duty on holidays. 5.02.1 New Years5.02.2Memorial Day5.02.3Floating Holiday5.02.4July 4th5.02.5Labor Day5.02.6 Veterans Day5.02.72 days Thanksgiving5.02.82 days Christmas 5.02.9Additional holidays may be announced by the Mayor and Board of Aldermen at their discretion and other holidays as announced by the Govenor.5.02.10It shall be the policy of the Town to insure that all permanent employees enjoy the same number of holidays each year. The standard shall be the number of holidays in a particular year that will be celebrated by full-time employees working a 40- hour week, Monday through Friday, or such other day as the 12 Mayor and Board may determine. When a holiday falls on Saturday, it will be observed on the preceding Friday. When a holiday falls on Sunday, the following Monday will be observed as the holiday, or as designated by the Mayor and Board. If any of the observed holidays fall on a normal work day within a scheduled annual leave period, one additional day of annual leave shall be granted. 5.02.11Holidays on Scheduled Work Day: Employees who are required to work on an observed holiday shall be granted either a compensatory work day of absence or an additional day of annual leave for each holiday worked. When compensatory time is granted, it must be taken within the same pay-period following the holiday worked, otherwise, the hours worked shall be paid. 5.02.12 Eligibility for Holiday Pay: In order to receive pay for an observed holiday, an employee must not have been absent without leave (A.W.O.L.) either on the work day before or after the holiday. 5.03ANNUAL LEAVE: Permanent employees of the Town are eligible to earn annual (vacation) leave. Conditional, temporary, seasonal, and student employees are not eligible to earn such leave. Annual (vacation) leave of 40 hours per year will be earned after the first year of employment as a full time employee of the Town. Annual (vacation) leave of 80 hours per year will be earned after the second year of full time employment and each subsequent year until the tenth (10th) year when 120 hours of leave may be earned. After 15 years of service, an additional eight (8) hours for each year of service will be earned. Vacation leave shall be subject to the following: 13 5.03.1Employees must accumulate at least 15 hours of vacation leave prior to taking same. 5.03.2Vacation leave may not accrue and any such leave that is not used for any reason is automatically lost as of December 31 following the year in which annual leave was earned.5.03.3 If a holiday recognized by the Town falls within a formally approved vacation period, one additional day of vacation leave shall be granted.5.03.4 Earned annual (vacation) leave will be taken by employees. Exceptions will require the approval of the Department Head, Mayor and Board.5.03.5 Upon termination of employment employees shall be entitled to payment for earned vacation time not used unless dismissed for cause.No vacation leave may be scheduled without the prior approval of the Department Head and verified by the Town Clerk. The employee's request as to the inclusive dates of the vacation leave period will be care fully considered, however, the essential need for continuing Town operations will be a primary factor for consideration in either approving or disapproving vacation leave periods.Vacation leave requests should be submitted on the proper forms to the Department Head for review as early in the calendar year as possible. 5.04SICK LEAVE : Permanent employees of the Town are eligible to earn sick leave. Temporary, conditional, seasonal, and student employees are not eligible to earn such leave. Permanent part-time, or half -time employees may earn sick leave on a relative percentage of time worked to the number of days of sick leave earned by full-time employees in similar positions after completing twelve (12) months continuous employment. 5.04.1Amount of Sick Leave: Permanent, full-time employees, after completion of three (3) months consecutive employment are granted four (4) hours per month sick leave. 14 5.04.2Approval of Sick Leave: Employees eligible for sick leave will be granted such leave, with pay, upon approval of the Department Head for the following reasons. (a)Personal illness or injury;(b)Personal medical, dental, or optical examinations. Employees who do not take over two (2) hours for medical, dental or optical examinations shall not be charged with sick leave, provided they present appropriate written evidence verifying such examination and do not accumulate more than six (6) hours per year of such examination. A medical certificate may be required in connection with all absences due to illness in excess of two (2) consecutive days.If employees are absent from duty on a recurring basis, due to illness, the Department Head may require a medical certificate for each period of absence, regardless of duration. Also, if an employee who is absent due to illness is expected of malingering, a medical certificate shall be required for each period of absence. Sick leave is not intended to be used as annual leave. It is a gratuity paid to the employee when he/she is sick or ill. Employees who abuse the use of sick leave will be required to present a medical certificate for each period of absence. Abuse of sick leave thus occurring shall be cause for reprimand, loss of pay, or dismissal of the employee.Employees suffering from medically defined catastrophic illness may, upon written request, receive additional consideration by the Mayor and Board. 5.04.3Sickness in the Family: Sick leave may be granted by the Department Head and approved by the Mayor, for the illness of a member of an employee's immediate family that requires the employee's personal care and attention. A married employee's immediate family is defined to mean 15 spouse, son or daughter. For a single employee, immediate family is defined to mean parent, brother or sister. The sick days so granted under the above provision will be chargeable to the employee's accumulated annual sick leave or vacation leave. 5.04.4Notification of Absence: Employees who are absent from duty due to illness will be expected to notify their Department Head of the necessity of such absence within one hour after their normal beginning tour of duty, on the day of their illness. If the employee is unable to provide such notice, he/she will be expected to have someone else notify their Department Head as to the reason for his/her absence from duty. (a)Terminations - An employee at the termination of employment by resignation, lay-off, termination for cause, or other reason, shall not be given accumulated sick leave. This is a gratuity to be paid only during illness or accident while in the employ of the Town. In the case of a disability retirement, the employee shall be allowed to use up all accumulated sick leave and vacation leave before the effective date of the disability retirement. (b) Transfer - When an employee is transferred to another position, any unused sick leave which may have been accumulated since the employee's anniversary date shall continue to be available for his/her use as necessary. (c)Computing Sick Leave - Absence for a fractional part of a day that is chargeable to sick leave in accordance with these provisions shall be charged in an amount not smaller than one-quarter of a day ( 2 hours). (d) Military Leave - For the purpose of this regulation, 16 "Armed Forces" are defined to include the Army, Navy, Marine Corps, Air Force, and Coast Guard. "Reserve Components" are defined to include the federally recognized National Guard and Air National Guard of the United States, the Officers Reserve Corps, the Regular Army Reserve, the Air Force Reserve, the Enlisted Reserve Corps, the Naval Reserve, the Marine Corps Reserve and the Coast Guard. Permanent employees of the Town who are members of the National Guard or any reserve component of the Armed Forces of the United States, shall be entitled to a leave of absence not to exceed fifteen (15) consecutive calendar days per year without loss of benefits during the time which they are engaged in the performance of official training duty in this State or in the United States under competent orders. Permanent employees who are members of the National Guard or any reserve component of the Armed Forces of the United States, and are required to engage in annual training, shall be granted a military leave of absence and the Town will reimburse employee on a differential basis (difference between military pay and employee's salary while on official leave). To receive payment of differential salary an employee must, prior to his/her leave, file with the Department Head a copy of his/her official orders, and upon return a certification from his/her commanding officer of performance of duty and amount of service in accordance with the terms of such orders.(e)Civil Leave - Permanent full-time employees of the Town who are required to serve as jurors, or to attend court or a coroner's inquest as a witness, may be excused from work, with differential pay, for 17 the day or days in which they serve in such capacity. A copy of the summons to report for jury duty or to serve as a witness in court or at a coroner's inquest must be presented by the employee to the Department Head and Town Clerk prior to departure for such service, if possible. If, due to unusual circumstances, this procedure is not possible, the employee concerned shall notify the Department Head of his/her proposed absence at the earliest possible date. In such instances, a copy of the appropriate summons and amount of pay will be furnished by the employee to the Department Head and Town Clerk when he returns to work. If an employee is released from jury duty by the court at noon, or at any time prior thereto, on a regularly scheduled duty day, he/she shall report to work within one hour after being released by the court.(f) Death in Family - Up to three (3) working days, per occurrence may be granted for death of a member of an employee's immediate family. Immediate family is defined to mean the following: wife, husband, mother, father, son, daughter, brother and sister. Leave may not be granted an employee for death of any other relative, but the employee may use annual leave. (g)Leave Without Pay - Upon application in writing and upon recommendation of the Department Head, a permanent employee may be granted a leave of absence without pay by the Mayor and Board of Aldermen not to exceed six (6) months for the reason of personal illness in the immediate family, maternity, disability, for the purpose of furthering the employee's education that will benefit the Town or for other reasons acceptable to the Mayor and Board. Annual and sick leave benefits shall not accrue if leave extends 18 beyond one month, and the employee shall pay the total required insurance and retirement premiums. Should the employee desire an extension of leave without pay over the six (6) month limitation, a request for such, stating reasons and specifying a time the employee desires to return to work shall be filed with the Mayor and Board for approval. Failure to comply with these provisions may be cause for termination of employment. 5.04.05 FAMILY AND MEDICAL LEAVE ACT: Congress passed the Family and Medical Leave Act of 1993 on February 5, 1993 which was effective February 5, 1994. The provisions of the Family and Medical Leave Act of 1993 shall supercede the provisions herein by reference. Generally, the act provides as follows, but consultation to the act itself is necessary to determine specific rights: (A)To be eligible under the act the Employee must have been employed by the Town for at least 12 consecutive months and worked at least 1,250 hours over such 12 month period.(B)If eligible, an employee will be granted up to 12 work weeks of unpaid leave during a 12 month period for birth or placement of a child for adoption or foster care, to care for an immediate family member (spouse, parent or child) with a serious health condition or becaue of a serious health reason.(C)Health Insurance benefits must be maintained by the employee during the leave period. Leave granted to an employer under the Family and Medical Leave Act of 1993, referred to as "FMLA Leave" shall run concurrently with any other leave granted by these procedures. 19 20 6.00 - DISCIPLINARY ACTION 6.01 GENERAL PROVISIONS : Whenever employee performance, attitude, work habits, or personal conduct at any time falls below a desirable level, Department Heads shall so inform the employee promptly and shall specify the conduct of such lapse and give counsel and assistance. If appropriate and justified, a reasonable period of time for improvement may be allowed before initiating disciplinary action. In some instances, a specific incident may justify severe disciplinary action in and of itself; however, the action to be taken depends on the seriousness of the incident and the whole pattern of the employee's past performance and conduct. Reasons for disciplinary actions may include, but shall not be limited to: 6.01.1 Conviction of criminal offense, including felony or misdemeanor;6.01.2Willful violations of lawful and reasonable regulations, orders or directions made or given by a superior where such violations have amounted to insubordination or serious breach of proper discipline or have resulted in loss or injury to the public;6.01.3 Intoxication or drinking intoxicating liquor while on duty or reporting for duty intoxicated, or being addicted to the use of narcotics and drugs;6.01.4 Incompetency or inefficiency in the performance of duties of the position to which he/she is appointed:6.01.5Wantonly offensive conduct or language toward the public, a superior, or fellow employees;6.01.6 Carelessness or negligence in the use of the property of the Town;6.01.7Aiding in assessment or collection from any employees in the service of the Town for the purpose of securing the nomination or election of any person to municipal, County, state, or federal office, or for the purpose of 21 making a gift to any officer or superior in the Town's employ; 6.01.8An attempt to induce any employee of the Town to commit an illegal act or acts in violation of any law or reasonable departmental regulation;6.01.9The taking or receiving of any fee, gift, gratuity or other valuable thing in the course of his/her work or in connection with it for his/her personal gain from any person where such free gift or gratuity is given by such person in the hope or expectation of receiving a favor or better treatment than that accorded to other persons; 6.01.10Conduct unbecoming to an employee of the Town, either while on or off duty;6.01.11Employment in a gainful occupation for profit in addition to permanent full-time employment with the Town where such occupation tends to detract the mind of the employee from his/her duties, or leaves him/her physically unfit for regular work;6.01.12 Absence without leave, including failure to report for employment unless for reasonable cause.6.01.13 Any other reason with or without cause. 6.02 FORMS OF DISCIPLINARY ACTION (a)Reprimand - In situations where an oral warning has not resulted in the expected improvement, or where more severe initial action is warranted, a written reprimand may be sent to the employee, and a copy shall be placed in the employee's departmental file and his/her personnel folder in the Town Clerk's office by the Department Head. (b) Dismissal - An employee may be dismissed by the Department Head with the prior approval of the Mayor and Board with or without cause. The employee shall be furnished an advance 22 written notice containing the nature of the proposed action, the charges against him/her, and his/her right to answer the charges in writing. After receiving notice, but prior to the proposed effective date of dismissal, the employee may be retained in a duty status, placed on annual leave, leave without pay, or suspended without pay at the discretion of the Mayor and Board. Although these procedures set out procedures for reprimand and dismissal, any employee may be dismissed without cause, in the discretion of the Mayor and Board. 23 7.00 - GRIEVANCES 7.01 GENERAL POLICY: The most effective accomplishment of the work of the Town requires prompt consideration and equitable adjustment of employee grievances. It is the desire of the Town to adjust grievances informally, and both supervisors and employees are expected to make every effort to resolve problems as they arise. Nevertheless, it is recognized that there shall be grievances that will be resolved only after a formal appeal and review. 7.02DEFINITION: A grievance is a wrong, real or fancied, considered by an employee as grounds for compliant. Employee grievances concerning wages, hours of work, working conditions and other matters shall be heard and resolved according to the following procedure. 7.03PROCEDURE: The aggrieved employee shall discuss his grievance orally with his/her Department Head within two working days after the occurrence of the grievance and attempt to resolve the matter. The Department Head shall give the employee an answer in writing within two working days after hearing the grievance. If the aggrieved employee is not satisfied with the Department Head's reply, or if the Department Head does not answer the employee within two working days, the employee shall file a written grievance with the Mayor. The grievance shall be filed and discussed with the Mayor within two working days after the Department Head's answer is received or due. A copy of the written grievance shall be placed in the employee's personnel file and a copy shall be supplied to the Board. The Mayor shall investigate the grievance and attempt to resolve the matter and shall give the employee a reply, orally and in writing within two working days of receiving the grievance. A copy of the written reply shall be placed in the employee's personnel file and a copy shall be supplied to the 24 Board. If the aggrieved employee is not satisfied with the Mayor's reply or the Mayor does not reply within two working days, the employee shall file a copy of the grievance with the Board within two working days after the Mayor's answer is received or due. The Board shall hear the grievance and shall render the final decision. The employee shall be allowed to have a representative accompany him/her to this meeting. The Board of Aldermen shall supply the employee with a written reply and shall have a copy filed in the employee's personnel file. The decision reached by the Board shall be based on the individual merits and factors of the case. The decision of the Board shall be binding on all parties concerned.7.04GENERAL PROVISIONS : When a grievance is decided in favor of an employee, the award shall be retroactive to the date of the action that caused the grievance. Discrimination against any employee who files a grievance shall not be tolerated and such action shall be in violation of the personnel policies of the Town.All correspondence required by such procedure shall be duly recorded and placed in the aggrieved employee's personnel file by the Town Clerk or Department Head. 25 8.00 - SAFETY AND ACCIDENT PREVENTION 8.01GENERAL POLICY: In order to provide a safe working environment for its employees, it is the policy of the Town to conduct its' business in a safe manner. Safety is an integral part of each job and every employee is charged with the responsibility of preventing accidents. The full cooperation of every employee is essential to the maintenance of safe, sanitary, and healthful working conditions.8.02PURPOSE: The basic objective of accident prevention is to minimize human suffering and to promote efficient operations. The accident program is designed to eliminate on-the-job accidents as far as possible by: (a)Reducing human suffering and loss of income caused by accidents;(b) Avoiding loss of work time caused by wasted material; Reducing the cost of operating the Town through lowering both the direct and indirect costs incurred in accidents. 8.03 ACCIDENT: REPORTING PROCEDURES 8.03.1Personal Injuries - If an employee has an on-the-job injury, he/she will report the full facts surrounding the injury immediately to the Department Head within three (3) hours of the injury. If medical treatment is necessary, the Department Head may refer the employee for medical treatment to a physician designated by the Department Head, Town Clerk or Mayor and Board. As soon as possible after the accident, the injured employee and the Department Head will complete a report of personal injury and forward the complete report to the Mayor and Board for review and recording. 8.03.2 Accidents Involving Town Equipment - In any vehicular accident involving municipal equipment, the operator of the equipment will immediately contact the Police Department and request an investigation of 26 the accident. As soon as possible after the accident, the operator of the equipment will complete an Accident Report. Equipment other than vehicles will require a written report to the Department Head showing how damages or lost occurred. 8.04 EMPLOYEE PARTICIPATION: Each employee of the Town is encouraged to take an active part in the safety program of the Town. This can be accomplished by working in a safe, accident-free manner, and by offering suggestions to the Department Head on any matter concerning safety. 27 9.00 - SEPARATIONS 9.01TYPES OF SEPARATIONS : All separations of employees shall be designated as one of the following types and shall be accomplished in the manner indicated: resignation, lay-off, disability or illness, death, retirement, and dismissal. 9.01.1 Resignation - An employee desiring to resign shall submit the reasons therefor and the effective date in writing to the Department Head as far in advance as possible. A minimum of two (2) weeks notice is mandatory, unless excused by the Mayor and Board. 9.01.2Lay-off - The Department Head, upon approval of or ratification by the Mayor and Board, may lay-off an employee when deemed necessary by reason of shortage of funds or work, the abolition of the position, or other material changes in the duties or organization, or for related reasons which are outside the employee's control and which do not reflect discredit upon the service of the employee. The duties performed by an employee laid off may be reassigned to other employees already working who hold positions in appropriate classes. The lay-off of employees shall be made in inverse order, determined on the basis of length of service so long as the employee's efficiency or performance rating are satisfactory. An employee's unsatisfactory efficiency or performance rating may overrule his/her tenure based on length of service if such action is in the best interest of the Town.Employees separated from the Town through no fault of their own shall be placed on a re-employment list in the order of their length of service. Eligibles on re-employment lists shall be given preference in employment in positions for which they are qualified over eligibles not employed with the Town. The eligibility of all applicants on a re-employment list will expire one year from the 28 date on which they become entitled to re-employment rights. Continuation may be granted upon application to the Department Head and Mayor and Board. The employee's efficiency or performance rating may also be taken into consideration in deciding upon re-employment. 9.01.3Disability or Illness - An employee may be separated for disability or illness when he/she cannot perform the required duties because of a physical or mental impairment. Action may be initiated by the employee or the Town all of which shall be subject to the requirement of the Americans With Disabilities Act of 1990. 9.01.4Death - Separation shall be effective as of the date of death. All compensation due to the employee shall be paid to the surviving spouse or as designated by the employee. Further, all unused vacation leave of an employee separated by death shall be paid to the surviving spouse or to his/her estate. 9.01.5Dismissal - See Section 6.00. 9.02MUNICIPAL PROPERTY : At the time of separation and prior to final compensation, all records, assets, or other items of municipal property in the employee's custody shall be returned to the Department Head. Any amount due because of a shortage in the above shall be withheld from the employee's final compensation or collected through other appropriate action. 9.03 RIGHTS OF EMPLOYEES: Permanent employees who separate shall receive payment for all earned salary or wages subject to deductions for any indebtedness pursuant to Section 9.02 of this Rule. Employees, other than those dismissed for cause, shall be paid for their earned vacation, provided they have completed twelve months of service. 29 30 10.00 - POSITION CLASSIFICATION PLAN 10.01 PURPOSE: The position classification plan provides a complete inventory of all positions in the municipal service and an accurate description and specification. The plan standardizes titles, each of which is indicative of a definite range of duties and responsibilities. 10.02USE OF POSITION SPECIFICATIONS : Specifications are to be interpreted in their entirety and in relation to others in the position classification plan. Particular phrases or examples are not to be isolated and treated as a fully descriptive explanation of the kind of work performed and not necessarily inclusive of all duties performed. 10.03USE OF POSITION CLASSIFICATION PLAN: The position classification plan is to be used: (a) as a guide in recruiting and examining candidates for employment; (b) in determining salary to be paid for various types of work; and (c) in providing uniform job terminology understandable by all employees and by the general public. 10.04 ADMINISTRATION: The Town Clerk or department head is charged with maintenance of the position classification plan so that it will reflect the duties performed by each employee. It is his/her duty to examine the nature of the positions as they are created and to make such changes as necessary in the classification plan, with the approval of the Mayor and Board of Aldermen. 10.05NEW OR REVISED POSITION DESCRIPTION: If it becomes necessary to establish a new position or revise an existing position description because of the addition of new functions or other reasons, the Town Clerk or Department Head will prepare the new or revised position specification and submit it to the Mayor and Board for approval. 31 11.00 - PERFORMANCE EVALUATION 11.01 GENERAL POLICY: The Town Clerk shall establish and maintain a form for employee performance appraisals. Evaluations shall consist of worker habits, traits and attitudes related to each employee's job. Such evaluations shall be conducted by the Department Heads in July of each year and a copy of the evaluation shall be placed in the employee's personnel file. 11.02 ADMINISTRATION: Department Heads shall be responsible for the timely evaluation of employees in July of each year, beginning with the end of the first three months of employment. All such appraisals shall be reviewed on an individual basis with employees in order to point out areas of strengths and weaknesses and to render appropriate job counseling to each employee. Copies of all appraisals shall be placed in employees' personnel files. Performance evaluations may be used as a factor in granting salary increases and for determining suitable candidates for promotion.11.03DEPARTMENT HEADS: Department heads which consist of the Town Clerk, Public Works Director, Fire Chief and Police of Chief shall be evaluated by the Mayor and Board in July of each year in a manner to be determined by the Mayor and Board. The evaluation shall be used by the Mayor and Board to determine job status and salary increase of each department head. 32 12.00 - SOCIAL SECURITY, GROUP INSURANCE, AND RETIREMENT 12.01SOCIAL SECURITY: All full-time employees are enrolled under the Federal Old-Age and Survivor's Insurance Law by contributions through payroll deductions. Full information regarding the requirements and benefits of this law is contained in various pamphlets published by the Social Security office. 12.02INSURANCE: Eligible municipal employees are

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